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United States v. Horne

United States District Court, W.D. Pennsylvania

October 11, 2019

UNITED STATES OF AMERICA, Plaintiff,
v.
DEVON HORNE, Defendant.

          MEMORANDUM OPINION

          Mark R. Hornak, Chief United States District Judge

         The Defendant, Devon Home, entered a guilty plea in this case on September 27, 2018, and was subsequently sentenced to forty-eight (48) months of imprisonment followed by six (6) years of supervised release. (ECF Nos. 34, 51.) On September 18, 2019, the Court received a letter from Mr. Home, in which he asks the Court to amend his Presentence Investigation Report ("PSR"). (ECF No. 57.) Mr. Home alleges that the PSR contains "false accusations" that he "did in fact car jack Tracey S." (Id.) Mr. Home states that he has spoken with Jessica DeLano, the U.S. Probation Officer who prepared the PSR, who told him that she cannot amend it "without the Court's permission." (Id.) Mr. Home alleges that the wording used in the PSR may prevent him from receiving programming necessary to make a successful transition into society, presumably referring to programs offered to inmates by the Bureau of Prisons. (Id.) The Court ordered counsel to file statements of position within fourteen (14) days, but no such statements were filed. (ECF No. 58.) Still, for the following reasons, the Court must deny Mr. Home's request.

         This Court, as is true of every federal court, is a court of limited jurisdiction. Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377 (1994). It only has the powers authorized by the Constitution and laws passed by Congress, and it may not expand those powers otherwise. Id. Consequently, when the Court receives a petition for judicial relief, like Mr. Home's letter, it must have some source of authority and jurisdiction to grant it. Mr. Home cites no such sources in his letter and the Court is unable to identify any.

         There are five (5) potential sources of authority that might permit the Court to grant a similar motion to amend a PSR-Federal Rules of Criminal Procedure 32, 35, and 36, and 28 U.S.C. §§ 2241, 2255. The Court concludes none of them apply to this case.

         I. Rule 36

         Under the Federal Rules of Criminal Procedure, a court may at any time correct a clerical error in a judgment, order, or other part of the record, or correct an error in the record arising from oversight or omission. Fed. R. Crim. P. 36. The Court may do so on its own upon giving "any notice it considers appropriate." Id.; see United States v. Sedlak, No. 09-cr-79-1, 2018 WL 3056188, at *3 (M.D. Pa. June 20, 2019). A clerical error under Rule 36 "involves a failure to accurately record a statement or action by the court or one of the parties" and any error arising from an oversight or omission is corrected "to conform to the intention of the court or parties at the time the error was made, which may not be reflected in their recorded statements." United States v. Bennett, 423 F.3d 271, 277 n.4, 277-78 (3d Cir. 2005). The Third Circuit has recognized that Rule 36 applies to PSRs. United States v. Gjeli, 867 F.3d 418, 426 n.12 (3d Cir. 2017). However, Rule 36 does not permit a court to substantively modify a PSR. See United States v. Patton, 610 Fed.Appx. 102, 104 (3d Cir. 2015) (citing Bennett, 423 F.3d at 278).

         The district court in United States v. Sedlak corrected a clerical error in a prior sentencing order under Rule 36, because the order incorrectly stated that the defendant was required to register as a sex offender. Sedlak, 2018 WL 3056188, at *3. In the same case, the defendant also asked the court to order the U.S. Probation Office to amend his PSR so that it would clearly reflect that his conviction did not subject him to sex offender registration requirements. Id. In concluding that it could not do so, the court stated, "Defendant cites no authority which would permit us to amend the PSR . . . and we have been unable to locate any." Id. at *5. If the PSR contained a clerical error, the court suggested it could have corrected it under Rule 36, but instead held that the requested change was "based on [the defendant's] current desire to use the PSR to assist him in not registering as a sex offender." Id.

         In this case, there does not appear to be any clerical error or error arising from an oversight or omission, as defined in Bennett. 423 F.3d at 277-78. Upon a review of the PSR, it appears that Mr. Home is referencing the criminal history section. (ECF No. 41, at 10.) More specifically, he is referring to the first entry in the adult criminal convictions section. (Id.) The relevant paragraph states in part:

According to a criminal complaint that was prepared and filed by the Pittsburgh Police Department, on or about February 18, 2005, local authorities observed the defendant operating a vehicle that was reported as stolen. The defendant attempted to avoid apprehension by leading local authorities on a pursuit that ended with him being tased and taken into custody. . . . The aforementioned vehicle belonged to Tracy [S.] and was reportedly taken in a car-jacking in the South Side of Pittsburgh, Pennsylvania.

(Id. (emphasis added).) The PSR also lists the associated convictions as: (1) unauthorized use of a motor vehicle; (2) fleeing or attempting to elude police officer; (3) resisting arrest or other law enforcement; and (4) driving while operating privilege is suspended or revoked. (Id.) Therefore, the Court finds that the PSR does not state that, as Mr. Home claims in his letter, he "in fact car jack[ed] Tracey S." (ECF No. 57.) While the PSR does state that Mr. Home was observed driving a vehicle reported as stolen, and in the same paragraph mentions that the car was stolen via car-jacking, it does not directly accuse Mr. Home of the car-jacking. In these circumstances, Rule 36 does not allow the Court to grant Mr. Home's request, unless he is able to show that this ambiguous statement regarding the car-jacking is a clerical error or oversight. He has not yet done so.

         II. Rule 32

         Rule 32 permits a court and the parties to challenge and amend a PSR. Rule 32(f) allows the parties to object to a PSR within fourteen (14) days of receipt, and Rule 32(i)(3) requires the court to rule on any such objection. Fed. R. Crim. P. 32(f), (i)(3). The District Court in Sedlak held, however, that those objections must be made before sentencing, not after. Sedlak, 2018 WL 3056188, at *5 (citing nonprecedential decisions from three courts of appeal). Because the defendant there failed to raise his objections prior to sentencing, the court held that Rule 32 would not permit it to amend his PSR. Id.

         Several courts of appeal have held that, when an objection to a PSR is raised post-sentencing, the district court lacks jurisdiction to amend it under Rule 32.[1] United States v. Ballard, 512 Fed.Appx. 152, 153 (3d Cir. 2013) (nonprecedential); United States v. Warner, 23 F.3d 287, 290-91 (10th Cir. 1994); United States v. Giaimo, 880 F.2d 1561, 1563 (2d Cir. 1989) ("Rule 32, standing alone, does not give a district court jurisdiction to correct inaccuracies in a PSI report after a defendant has been sentenced."); United States v. Sarduy, 838 F.2d 157, 158 (6th Cir. 1988) (citing United States v. Fischer, 821 F.2d 557 (11th Cir. 1987)) (dismissing the district court's jurisdiction under a previous version of Rule 32). Rather, a defendant may raise an alleged Rule 32 violation on direct appeal, not as a collateral attack after sentencing has taken place. Sarduy, 838 F.2d at 158. Thus, Rule 32 is also unavailable to Mr. Home.

         III. 28 U.S.C. ...


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