United States District Court, W.D. Pennsylvania
TERRENCE F. McVERRY, Senior District Judge.
Now pending before the Court are the MOTION IN LIMINE TO EXCLUDE IRRELEVANT AND UNFAIRLY PREJUDICIAL STATEMENTS WITH CITATION TO AUTHORITY (ECF No. 147) and the MOTION RAISING EVIDENTIARY ISSUES RAISED AT THE FIRST TRIAL BY REFERENCE (ECF No. 148) filed by Curtis Delay Brown ("Defendant"). The government filed a response in opposition to the first motion (ECF No. 149), and Defendant filed a reply brief (ECF No. 157). Accordingly, the motions are ripe for disposition.
Defendant is charged in a one-count criminal indictment with possession of a firearm by a convicted felon, on or about July 7, 2012, in violation of 18 U.S.C. §§ 922(g)(1) and 924(e). On that date, City of Pittsburgh Police officers were assisting Pennsylvania Liquor Control Enforcement officers in serving a search warrant on an after-hours nightclub in the Homewood neighborhood of Pittsburgh. Defendant was allegedly sitting on a couch in the nightclub when the officers came upon the crowded scene. Once inside the nightclub, one of the officers reportedly observed Defendant reach into his waistband, pull out a firearm, and shove it between two couch cushions. Defendant was detained, and the officers recovered a loaded.38 Special Taurus revolver, model 85, serial number XK97661, from between the couch cushions beneath Defendant.
Defendant was convicted of the lone count of the indictment following a jury trial held on January 27-30, 2014. The Court thereafter sentenced him as an Armed Career Criminal under 18 U.S.C. § 924(e) to the 15-year statutory mandatory-minimum sentence. Defendant appealed his conviction on a variety of grounds. In lieu of responding, the government filed an unopposed motion to vacate this Court's judgment, conceding that it had erred in seeking to admit certain evidence under Rule 404(b) - specifically, Defendant's 2007 conviction for simple assault, which arose from an altercation in which Defendant removed a pistol from his waistband and struck his victim in the arm and head. The Third Circuit Court of Appeals granted the government's motion on January 13, 2015, and the case was remanded to this Court for a new trial.
A. ECF No. 147
Defendant seeks to preclude the Government from introducing the following statement that he allegedly made to ATF Agent Louis Weiers after he was taken into federal custody on July 31, 2012:
Brown stated that he carries a firearm for self protection due to the area in which he lives and the nature of the business he is in. He added that he may not always have the firearm on him, but it is near, if needed. Brown stated that there is no guarantee he would  stop carrying a gun after this arrest. Brown added that he didn't want to go around and shoot someone, but [the gun] was just for protection.
Def.'s Mot. ¶ 1, ECF No. 147. According to Agent Weiers' report, as described in Defendant's motion in limine which sought to preclude this statement from the first trial, Defendant also said "that the officer who stated he saw [Defendant] pull the gun out of his waistband at the club is lying about having seen him do that." Def.'s Mot. ¶ 2, ECF No. 74.
Defendant argues that his statement is inadmissible character evidence under Rule 404(b). Prior to the first trial, Defendant sought to exclude the statement on that same basis. In response, the government contended that the statement was not subject to the strictures of Rule 404(b) since it is an admission "referenc[ing] the incident charged in the indictment, and explain[ing] why the defendant was carrying a firearm the night he was arrested." Govt.'s Resp. in Opp. to Def.'s Mot. at 1-2, ECF No. 83. The government also argued, in the alternative, that the statement was admissible to prove Defendant's motive to possess a firearm under Rule 404(b). Id. The Court denied Defendant's motion. Mem. Op., Jan. 14, 2014, 3-5, ECF No. 87. The government urges the Court to reaffirm its prior ruling, arguing, as it did prior to the first trial, that the statement is not subject to Rule 404(b) because it is intrinsic evidence of the crime charged or it is admissible under Rule 404(b) for the purpose of proving Defendant's motive.
This is a difficult question, as the statement does not fit neatly into either of the labels the government has attempted to assign to it. The Court previously found that the statement fell within the parameters of Rule 404(b), but was nevertheless admissible to establish motive. Following Defendant's appeal and upon further reflection and consideration of the parties' arguments, however, the Court now finds that Defendant's alleged statement is not subject to Rule 404(b). Under Rule 404(b), "[e]vidence of a crime, wrong, or other act is not admissible to prove a person's character in order to show that on a particular occasion the person acted in accordance with the character." When each line of the statement is considered separately and read closely, the statement does not contain "[e]vidence of a crime, wrong, or other act...." Fed.R.Evid. 404(b). Rather, the statement is more appropriately construed as an admission that aids in directly proving the crime charged in the indictment, and it will be up to the jury to determine whether the statement was in fact made and "what weight, if any, ... the statement deserves." Third Circuit Model Criminal Jury Instruction 4.32 ("Prior Statement of Defendant - Single Defendant on Trial").
As an initial matter, Defendant's alleged statement is phrased in the present tense, and Rule 404(b) focuses on prior acts. Defendant allegedly said he " carries a firearm for self protection, " not that he carried a firearm at some unspecified point in the past. This suggests that he was addressing, at least obliquely, the very incident alleged in the indictment. It is as though he was attempting to explain that the firearm was just for self protection and not something more nefarious, under the mistaken belief that his reason for carrying the firearm might eliminate or minimize his culpability for the charged offense. In fact, according to Agent Weiers' testimony at the first trial, Defendant never actually denied possessing the firearm in question during the post-arrest interview. Trial Tr. at 115:XX-XX-XXX:1-5, ECF No. 131. He merely denied that the officer who had claimed to have seen him pull the gun out of his waistband could have made such an observation. Id. at 116:1-5.
Likewise, Defendant allegedly said that he "may not always have the firearm on him, but it is near, if needed." From this statement, the jury would not be asked to infer that Defendant is guilty based on something he allegedly did in the past. It would be asked to convict him based on what he said about the present: his gun is "near, if needed." If the jury believes what he allegedly said, then it ...