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Commonwealth v. Knox

Supreme Court of Pennsylvania

December 15, 2014

JOVON KNOX, Appellant

Argued April 8, 2014

Appeal from the Order of the Superior Court entered July 16, 2012 at No. 599 WDA 2009, vacating the Judgment of Sentence of the Court of Common Pleas of Allegheny County, entered September 23, 2008 at No. CP-02-0011687-2007, and remanding for resentencing. Appeal allowed June 6, 2013 at 472 WAL 2012. Trial Court Judge: Donna Jo McDaniel, President Judge. Intermediate Court Judges: Christine Donohue, Judith F. Olson, JJ. James J. Fitzgerald, III, Justice.

For Jovon Knox, APPELLANT: Thomas N. Farrell, Esq.

For Commonwealth of Pennsylvania, APPELLEE: Francesco Lino Nepa, Esq., Allegheny County District Attorney's Office; Michael Wayne Streily, Esq., Allegheny County District Attorney's Office.

BEFORE: MR. JUSTICE SAYLOR. CASTILLE, C.J., SAYLOR, EAKIN, BAER, TODD, MCCAFFERY, STEVENS, JJ. Former Justice McCaffery did not participate in the decision of this case. Mr. Chief Justice Castille, Mr. Justice Baer, Madame Justice Todd and Mr. Justice Stevens join the opinion. Mr. Justice Eakin files a concurring opinion.


Page 1195


This appeal concerns a criminal defendant's accountability for the illegal possession of a firearm by another, under accomplice-liability theory.

The facts underlying this appeal are cumbersome. In general, they reflect a recurring scenario in which a defendant (presently, Appellant) is charged with a possessory weapons offense deriving from the role of a firearm in a broader criminal undertaking, although, factually, another person (here, Appellant's brother) actually possessed the weapon during the episode and the defendant himself was unarmed. See generally State v. Williams, 315 N.J.Super. 384, 718 A.2d 721, 722 (N.J. Super. 1998) (commenting on the frequency of the above fact pattern, which " surely must be a common problem, given the prevalence of multi-defendant cases, such as this, in which crimes are committed as to which accomplice liability is properly charged but

Page 1196

wherein only one defendant may be carrying a weapon" ).

The weapon offense presently at issue -- " [f]irearms not to be carried without a license" -- pertains, inter alia, when an individual carries a concealed firearm on his person without a license. See 18 Pa.C.S. § 6106(a)(1) (setting forth and elaborating upon this general rule, as well as delineating a series of exceptions). Obviously, such permutation, on facial terms, does not apply to unarmed co-perpetrators in a larger criminal undertaking who simply are not " carr[ying] a firearm concealed on or about [their] person." Id. Nevertheless, the purport of the Superior Court's present opinion is that the possessory weapons offense extends to persons who may be accomplices in the abstract. See Commonwealth v. Knox, 2012 PA Super 148, 50 A.3d 749, 759 (Pa. Super. 2012) (determining, based on Appellant's presence at the scene of a robbery in which his brother pulled a gun on the victim, conduct in fleeing the scene with his brother, and conduct in lying to police about his involvement, that Appellant " acted as [his brother's] accomplice" and, as such, both " are criminally responsible for each other's actions" ). In substance, the Superior Court's approach embodies the now-defunct common-law principle that each accomplice bears equal criminal responsibility for all acts of his associates or confederates committed in furtherance of a common design. See Commonwealth v. Lassiter, 554 Pa. 586, 595 n.4, 722 A.2d 657, 661-62 n.4 (1998) (alluding to this common-law, common-design principle in a context in which it was not controlling and, thus, with no assessment of its continuing longevity).

Per the express terms of the Crimes Code,[1] however, accomplice liability has been made offense-specific. Accordingly, the general rule is that a person is an accomplice of another in the commission of " an offense" if, acting with the intent to promote or facilitate the commission of " the offense," he solicits the other person to commit it or aids, agrees, or attempts to aid the other person in planning or committing it. 18 Pa.C.S. § 306(c). The broader approaches -- including the common-design theory and the related precept that an accomplice was liable for all of natural and probable consequences of the principal's actions in the commission of a target offense -- were supplanted by the General Assembly with the adoption of the Crimes Code and its incorporation of core restraints on criminal liability taken from the Model Penal Code. See generally Commonwealth v. Roebuck, 612 Pa. 642, 651-56, 32 A.3d 613, 618-22 (2011) (discussing the interrelationship between the culpability provisions of the Crimes Code and the Model Penal Code in terms of the treatment of accomplice liability).

In particular, the salient terms of Section 306 of the Crimes Code (" Liability for conduct of another; complicity" ) are derived from Section 2.06 of the Model Penal Code, which expressly rejected the expansive common-design and natural-and-probable-consequences doctrines, refocusing liability for complicity squarely upon intent and conduct, not merely results. See American Law Institute, Model Penal Code and Commentaries ยง 2.06 cmt. 6(b), at 312 (1985) (" [T]he liability of an accomplice ought not to be extended beyond the purposes that he shares. Probabilities have an important evidential bearing on these issues; to ...

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