United States District Court, E.D. Pennsylvania
January 13, 2014
NABIL MIKHAIL, Plaintiff,
JOLIE KAHN et al., Defendants
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NABIL MIKHAIL, Plaintiff, Pro se, BRYN MAWR, PA.
For JOLIE KAHN, ALAN FELLHEIMER, Defendants: ALAN S. FELLHEIMER, LEAD ATTORNEY, JOHN J. JACKO, III, FELLHEIMER & EICHEN LLP, PHILADELPHIA, PA.
For DOROTHY PHILLIPS, DECEASED, Defendant: HENRY F. CANELO, LEAD ATTORNEY, WILSON, ELSER, MOSKOWITZ, EDELMAN & DICKER LLP, PHILADELPHIA, PA.
For HERBERT LUSTIG, ANTHONY PISA, Defendants: MARY KATHLEEN MCGRATH, LEAD ATTORNEY, MARSHALL DENNEHEY WARNER COLEMAN & GOGGIN, PHILADELPHIA, PA.
For MADDI JANE SOBEL, Defendant: MICHAEL P. O'CONNOR, O'CONNOR KIMBALL LLP, PHILADELPHIA, PA.
For PRESTON FINDLAY, Defendant: JACQUELINE C. GORBEY, LEAD ATTORNEY, MORGAN LEWIS & BOCKIUS LLP, PHILADELPHIA, PA.
SHEILA DUGAN, Defendant, Pro se, POTTSTOWN, PA.
For HON. ARTHUR TILSON, J., HON. EMANUEL BERTIN, J., HON. RHONDA LEE DANIELE, J., HON. CAROLYN T. CARLUCCIO, J., HON. RICHARD P. HAAZ, J., HON GARRETT D. PAGE, J., HON. MARY JANE BOWES, J., HON. CHRISTINE L. DONOHUE, J., HON. JUDITH FERENCE OLSON, J., Defendants: MICHAEL DALEY, LEAD ATTORNEY, SUPREME COURT OF PA, ADMINISTRATIVE OFFICE OF PA COURTS, PHILADELPHIA, PA.
GENE E.K. PRATTER, United States District Judge.
" On December 1st, 2009, Ms. Kahn initiated what will be a very contentious divorce and custody" proceedings in the Montgomery County Court of Common Pleas. Compl. ¶ ¶ 2, 14. This prescient understatement launches a litany of allegations in a 47-page, 279-paragraph Complaint from pro se Plaintiff Nabil Mikhail, who claims that his soon-to-be-ex-wife, Jolie Kahn, along with her former lawyer, Dorothy Phillips, and her current lawyer, Alan Fellheimer, conspired with court-appointed psychologists and a psychiatrist, as well as a nonprofit attorney, two child visitation supervisors, and nine Pennsylvania judges, to deprive him of his federal constitutional rights through state court
protection from abuse proceedings as well as custody and divorce proceedings. Mr. Mikhail purports to bring his federal claims under 18 U.S.C. § 242 and 42 U.S.C. § 1983 (Counts I and II). He also raises state law claims in Counts III through VI. All the Defendants have moved to dismiss (Docket Nos. 9, 18, 21, 22, 23, 33, 38, 39).
For the reasons explained below--the Rooker--Feldman  doctrine's jurisdictional bar, Younger  abstention, the United States Attorney's sole discretion to prosecute a federal crime, § 1983's statute of limitations, the private Defendants' non-state actor status under § 1983, failure to state claims upon which relief may be granted, and judicial and quasi-judicial immunity--the Court dismisses Mr. Mikhail's Complaint in its entirety.
I. FACTUAL AND PROCEDURAL BACKGROUND
In December 2009, Ms. Kahn filed for divorce from Mr. Mikhail and also brought a protection from abuse (" PFA" ) petition against him. As the result of a PFA order entered after an ex parte hearing, Mr. Mikhail " was evicted from the marital home at 2 a.m. on December 2, 2009" by the police and was " banned from seeing his daughter for 2 weeks." Compl. ¶ 16. Although another judge " dismissed the Child from the PFA" a week later, that second judge appointed Defendant Dr. Herbert Lustig " to perform a custody evaluation," and this first PFA otherwise remained in effect until May 2011. Compl. ¶ 17. Ms. Kahn also obtained sole custody of her and Mr. Mikhail's minor child, allegedly on an ex parte basis, although Mr. Mikhail's allegations do not make clear whether this custody award was related to the PFA proceedings or to the separate, ongoing custody proceedings.
Mr. Mikhail claims that in January 2010 Dr. Lustig conspired with Ms. Kahn and Ms. Kahn's then-attorney, Dorothy Phillips (now deceased), to falsely report that Mr.
Mikhail had sexually abused their child. See Compl. ¶ 21. Specifically, Mr. Mikhail claims that Ms. Kahn " bribed Dr. Lustig and conspired with him to incriminate [Mr. Mikhail] as [Mr. Mikhail] paid him $6,500 for the evaluation between December 2009 and April 2010 while Mother [Ms. Kahn] paid him $12,500 for services rendered at the same time." Compl. at 10. Mr. Mikhail claims that Dr. Lustig refused to prepare testimony in favor of Ms. Kahn unless she paid him--after which point he prepared a favorable report for her.
While the authorities investigated Ms. Kahn's reports of abuse, she filed a second PFA petition, which, again, the presiding judge temporarily granted ex parte and, Mr. Mikhail contends, erroneously. Compl. ¶ ¶ 22-23. Then, notwithstanding the authorities' subsequent dismissal of the child abuse allegations as unfounded, Mr. Mikhail alleges, another judge " ordered [him] to see Child only SUPERVISED, and for LIMITED amount of time," Compl. ¶ 25, and to use the corrupt " Kids First" service for supervision. That same judge also entered an order granting the second PFA petition after a hearing on April 9, 2010. This PFA order, which expired in April 2011, was subsequently extended for one year. When Mr. Mikhail sought an appeal (his Complaint is not clear as to which orders, precisely, he appealed), the Pennsylvania Superior Court affirmed " through numerous non-precedential decisions containing falsehoods and in violation of Plaintiff [sic] constitutional rights." Compl. ¶ 29.
Mr. Mikhail also alleges that Ms. Kahn used Dr. Lustig's services for their child without " the approval of [Mr. Mikhail] or the Child Advocate," Compl. at 10--that is, it seems, beyond Dr. Lustig's permitted role as court-appointed custody evaluator. For reasons not entirely clear from the Complaint, in December 2010, the trial court dismissed Dr. Lustig from the domestic relations case and ordered his files and records released. On January 7, 2011, after reviewing these newly available documents, Mr. Mikhail filed a petition for contempt in which he attempted to show " that the PFA was secured through Fraud upon the Court." See Compl. ¶ ¶ 30-31.
Mr. Mikhail complains of a number of harms allegedly emanating from the state court proceedings and rulings, including, for example, a judge's failure to schedule a hearing for " over 22 months," Compl. ¶ 33; the court's dismissal of his petition to expunge the PFA orders entered against him, see Compl. ¶ ¶ 34, 43; the court's entry of an order, after a hearing at which no evidence was presented, that Mr. Mikhail could not take the child out of Pennsylvania, Compl. ¶ 36; the court's hearing of Ms. Kahn's petition for custody before Mr. Mikhail's petition for custody, Compl. ¶ 42; the court's dismissal of Mr. Mikhail's various subpoenas, see Compl. ¶ 44(1); and the court's failure or refusal to ask the child advocate/guardian ad litem to be present at a hearing concerning the child, in favor of allowing Ms. Kahn's attorney to represent the child, see Compl. ¶ ¶ 45, 46. Mr. Mikhail also alleges that he was denied alimony pendente lite for over two years and that he alone was required to pay the cost of visitation supervisors and the reunification therapist. Compl. ¶ ¶ 49, 52.
Within this context of assigning error to the defendant judges and their rulings, Mr. Mikhail avers that Maddi-Jane Sobel, the second court-appointed custody evaluator, " insulted [Mr. Mikhail] in his faith and distorted facts and reported false testimonies." Compl. at 19. He also alleges that Dr. Anthony Pisa, the court-appointed reunification therapist, inappropriately conferred with the court in a meeting from which counsel were excluded; that the court impermissibly relied on this ex parte
meeting instead of considering the evidence before it, Compl. at 20; that during proceedings, Dr. Pisa was " [n]ot being honest" with the court because, for instance, he opined that Ms. Kahn cooperated with the therapy when, Mr. Mikhail asserts, she did not, see Compl. ¶ ¶ 176-179; and that Dr. Pisa conspired with Ms. Kahn inasmuch as he " did not submit a reunification plan as required by [court] order by December 19, 2012," Compl. ¶ 48. Against Preston Findlay, counsel for the nonprofit National Center for Missing and Exploited Children, Mr. Mikhail levels an allegation of conspiracy with Ms. Kahn to " provide an affidavit that match[ed] their goals." Compl. ¶ 37. And Mr. Mikhail further claims, after alleging almost no factual content, that Sheila Dugan and Chip Minto, employees of Kids First, conspired with Ms. Kahn to keep him from his daughter.
Mr. Mikhail attempts to channel these alleged wrongdoings into six counts, which often refer to all of the Defendants collectively. He rarely specifies how any given alleged wrongful activity was unlawful or unconstitutional. See Compl. at 24-32. Counts I and II purport to state violations of 18 U.S.C. § 242 and 42 U.S.C. § 1983, and both, among other things, claim that the judges discriminated against Mr. Mikhail " because of race, gender, [and] religion." Compl. ¶ ¶ 218, 239. Count I does not indicate the conduct complained of, but it seems to refer to the custody and divorce proceedings because Count II, in contrast, refers explicitly to the PFA orders. In Count II, Mr. Mikhail claims that the entry of the PFA orders, especially those entered ex parte, violated his constitutional rights by, inter alia, leading to his eviction from the marital home in the middle of the night and because of the accusations of child abuse. He further asserts that the PFA orders " were secured through fraud upon the court" and were themselves erroneous and unconstitutional. Compl. ¶ 235. Finally, Counts III through VI consist of state law claims for, respectively, violation of Pennsylvania's Code of Judicial Conduct and its Rules of Professional Conduct; civil conspiracy; concerted tortious action; and malicious prosecution.
For the Defendants' alleged wrongdoing, Mr. Mikhail seeks injunctive relief, including " [r]elief of all orders made in violation of the Law," a judicial command that the Defendants cease violating his constitutional rights, a declaration (but, for reasons explained below, not truly declaratory relief) that the PFA orders are unconstitutional, as well as monetary damages, costs, and attorneys' fees. Compl. at 46.
II. STANDARD OF REVIEW
A Rule 12(b)(6) motion to dismiss tests the sufficiency of a complaint. Although Rule 8 of the Federal Rules of Civil Procedure requires only " a short and plain statement of the claim showing that the pleader is entitled to relief," Fed.R.Civ.P. 8(a)(2), " in order to 'give the defendant fair notice of what the . . . claim is and the grounds upon which it rests,'" Bell A. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) (citation omitted) (alteration in original), the plaintiff must provide " more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do," id.
To survive a motion to dismiss, the plaintiff must plead " factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009). Specifically, " [f]actual allegations must be enough to raise a right to relief above the speculative level."
Twombly, 550 U.S. at 555. The question is not whether the claimant " will ultimately prevail . . . but whether his complaint [is] sufficient to cross the federal court's threshold." Skinner v. Switzer, 131 S.Ct. 1289, 1296, 179 L.Ed.2d 233 (2011) (citation and internal quotation marks omitted). Thus, assessment of the sufficiency of a complaint is " a context-dependent exercise" because " [s]ome claims require more factual explication than others to state a plausible claim for relief." W. Penn Allegheny Health Sys., Inc. v. UPMC, 627 F.3d 85, 98 (3d Cir. 2010).
In evaluating the sufficiency of a complaint, the Court adheres to certain well-recognized parameters. For one, the Court " must consider only those facts alleged in the complaint and accept all of the allegations as true." ALA, Inc. v. CCAIR, Inc., 29 F.3d 855, 859 (3d Cir. 1994); see also Twombly, 550 U.S. at 555 (stating that courts must " assum[e] that all the allegations in the complaint are true (even if doubtful in fact)" ); Mayer v. Belichick, 605 F.3d 223, 230 (3d Cir. 2010) (" [A] court must consider only the complaint, exhibits attached to the complaint, matters of public record, as well as undisputedly authentic documents if the complainant's claims are based upon these documents." ). The Court must also accept as true all reasonable inferences emanating from the allegations, and view those facts and inferences in the light most favorable to the nonmoving party. Rocks v. City of Philadelphia, 868 F.2d 644, 645 (3d Cir. 1989); see also Revell v. Port Auth., 598 F.3d 128, 134 (3d Cir. 2010). But that admonition does not demand that the Court ignore or discount reality. The Court " need not accept as true unsupported conclusions and unwarranted inferences," Doug Grant, Inc. v. Greate Bay Casino Corp., 232 F.3d 173, 183-84 (3d Cir. 2000) (citations and internal quotation marks omitted), and " the tenet that a court must accept as true all of the allegations contained in a complaint is inapplicable to legal conclusions. Threadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice," Ashcroft, 556 U.S. at 678; see also Morse v. Lower Merion Sch. Dist., 132 F.3d 902, 906 (3d Cir. 1997) (explaining that a court need not accept a plaintiff's " bald assertions" or " legal conclusions" (citations omitted)). Finally, " if a [claim] is vulnerable to 12(b)(6) dismissal, a district court must permit a curative amendment, unless an amendment would be inequitable or futile." Phillips v. County of Allegheny, 515 F.3d 224, 236 (3d Cir. 2008).
For practical reasons, complaints filed by pro se litigants like Mr. Mikhail are held to somewhat " less stringent standards" than those drafted by lawyers. See Henry v. Moore, 500 F.Appx. 115, 117 (3d Cir. 2012); see also Mala v. Crown Bay Marina, Inc., 704 F.3d 239, 244, 58 V.I. 691 (3d Cir. 2013) (" [W]e tend to be flexible when applying procedural rules to pro se litigants, especially when interpreting their pleadings." ). Even so, the Court must still fulfill its gatekeeper role. See Mala, 704 F.3d at 245. Pro se litigants cannot expect wholesale indulgence of whatever they claim and however they claim it.
Mr. Mikhail's Complaint and the Defendants' Motions to Dismiss raise many issues. Many of the defenses overlap, and indeed, although the Complaint must ultimately be dismissed in its entirety, no single doctrine or legal principle is dispositive as to the whole pleading. Thus, for instance, although most of Mr. Mikhail's claims against the judges might be dismissed on the basis of judicial immunity
agalone, their discharge on that basis does not resolve the claims against the other Defendants or, possibly, some of Mr. Mikhail's requests for " declaratory" relief; moreover, jurisdictional issues--the family of legal principles to which Rooker--Feldman belongs, and to which Younger abstention is a close cousin--must come first.
Under the Rooker--Feldman doctrine, the Court is without power to hear Mr. Mikhail's claims based on the state courts' protection from abuse orders, which are now final. Similarly, the Court must abstain pursuant to Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), from considering Mr. Mikhail's alleged custody- and divorce-based claims because those state proceedings are ongoing within the meaning of that doctrine. At the same time, Mr. Mikhail's allegations of conspiracy among or between the defendant judges and court-appointed officials and Ms. Kahn and her attorneys must be considered separately because, if they are credited, they are not barred by Rooker--Feldman (given that the due process injury would not result from the judgments), or by Younger (because such a conspiracy would almost certainly fall into Younger's narrow carve-out for " exceptional circumstances" ).
The claims that elude these jurisdictional watchdogs still must face a second line of rigorous defenses, several of which also would render any amendments to certain claims futile, if it were not so already. See Phillips, 515 F.3d at 236. For example, Mr. Mikhail seeks to bring claims under 18 U.S.C. § 242, a criminal statute, but as a private citizen, he cannot do so. He is also barred from bringing claims under 42 U.S.C. § 1983 against a number of the Defendants by the statute's two-year statute of limitations in Pennsylvania. And against several of the Defendants he has failed to state a claim upon which relief can be granted in any event. For instance, he cannot sue Ms. Kahn and her attorneys under § 1983 because they were not state actors (i.e., they did not act under color of law). And, of course, to the extent that any claims then remain against the judges or the court-appointed Defendants, these individuals have judicial and quasi-judicial immunity, respectively, that protects them from both claims for damages and claims for injunctive relief. The application of all of these doctrines and, to the extent possible, their relationship inter se, are explained in detail below.
Finally, because these doctrines, requirements, and principles eliminate all of Mr. Mikhail's federal claims, the Court will decline to exercise supplemental jurisdiction over the state law claims.
A. The Rooker--Feldman Doctrine
Much of the relief that Mr. Mikhail seeks from the PFA orders entered
against him must be dismissed for lack of jurisdiction pursuant to the Rooker--Feldman doctrine.
Under Rooker--Feldman, " federal district courts lack jurisdiction over suits that are essentially appeals from state-court judgments." Great W. Mining & Mineral Co. v. Fox Rothschild LLP, 615 F.3d 159, 165 (3d Cir. 2010). Named after the two Supreme Court cases that announced it, Rooker v. Fidelity Trust Co., 263 U.S. 413, 44 S.Ct. 149, 68 L.Ed. 362 (1923), and District of Columbia Court of Appeals v. Feldman, 460 U.S. 462, 103 S.Ct. 1303, 75 L.Ed.2d 206 (1983), see Skinner v. Switzer, 131 S.Ct. 1289, 1297, 179 L.Ed.2d 233 (2011), the doctrine instructs " that the Supreme Court of the United States, and not the lower federal courts, has jurisdiction to review a state court decision," Parkview Associates Pshp. v. City of Lebanon, 225 F.3d 321, 324 (3d Cir. 2000). The doctrine is not broad, but, rather, stands for the proposition that there exist " limited circumstances in which [the Supreme] Court's appellate jurisdiction over state-court judgments, 28 U.S.C. § 1257, precludes a United States district court from exercising subject-matter jurisdiction in an action it would otherwise be empowered to adjudicate under a congressional grant of authority, e.g., § 1330 (suits against foreign states), § 1331 (federal question), and § 1332 (diversity)." Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 291, 125 S.Ct. 1517, 161 L.Ed.2d 454 (2005).
In 2005, observing that the Rooker--Feldman " doctrine has sometimes been construed to extend far beyond the contours of the Rooker and Feldman cases," Exxon Mobil, 544 U.S. at 283, the Supreme Court began an effort to narrow the doctrine, first in Exxon Mobil Corp. v. Saudi Basic Industries Corp., 544 U.S. 280, 125 S.Ct. 1517, 161 L.Ed.2d 454, and most recently in Skinner v. Switzer, 131 S.Ct. 1289, 179 L.Ed.2d 233. As the Supreme Court has now explained, " Rooker--Feldman is confined to cases of the kind from which the doctrine acquired its name: cases brought by state-court losers inviting district court review and rejection of the state court's judgments" --i.e., it does not apply to harms somehow related to, but not caused by, state court judgments. Skinner, 131 S.Ct. at 1297 (internal quotation marks and alterations omitted) (quoting Exxon Mobil, 544 U.S. at 284). Indeed, the four requirements for application of the doctrine, as broken down by the Third Circuit Court of Appeals, measure its reduced reach, see Great W. Mining & Mineral Co., 615 F.3d at 166-67, as follows:
(1) the federal plaintiff lost in state court; (2) the plaintiff " complain[s] of injuries caused by [the] state-court judgments" ; (3) those judgments were rendered before the federal suit was filed; and (4) the plaintiff is inviting the district court to review and reject the state judgments. Exxon Mobil, 544 U.S. at 284. The second and fourth requirements are the key to determining whether a federal suit presents an independent, non-barred claim.
Great W. Mining & Mineral Co., 615 F.3d at 166 (alterations in original).
The second requirement, in particular, merits brief elaboration here. Unless the injury of which the federal plaintiff complains was caused by a state court judgment itself, the claim is not barred, see id., even if this " independent claim . . . denies a legal conclusion that a state court
has reached in a case to which he was a party," Exxon Mobil, 544 U.S. at 293 (internal quotation marks and alterations omitted); accord Skinner, 131 S.Ct. at 1297. Thus, for instance, the Supreme Court has instructed, where a plaintiff challenges not " the adverse . . . decisions themselves," but " instead he targets as unconstitutional the [state] statute they authoritatively construed," then Rooker--Feldman does not apply and the federal district court has jurisdiction to consider the " statute or rule governing the [state court] decision," Skinner, 131 S.Ct. at 1298--even if the plaintiff " could have raised his federal claim in the [state] proceeding," id. at 1298 n.11.
To be sure, the correct application of this requirement can be difficult in practice. " The critical task is . . . to identify those federal suits that profess to complain of injury by a third party, but actually complain of injury 'produced by a state-court judgment and not simply ratified, acquiesced in, or left unpunished by it.'" Great W. Mining & Mineral Co., 615 F.3d at 167 (quoting Hoblock v. Albany Cnty. Bd. of Elections, 422 F.3d 77, 88 (2d Cir. 2005)). If the defendants, rather than the state court judgments, caused the injuries complained of, Rooker--Feldman does not apply and the district court is not barred from reviewing those injuries. Id. Assessing whether the doctrine applies can be particularly difficult in cases like Mr. Mikhail's, where " a federal plaintiff complains of an injury that is in some fashion related to a state-court proceeding," id. --such as a claim for fraud upon the court or a claimed conspiracy with the defendant judges, neither of which necessarily compels the conclusion that the state court erred in its decisions--because even injuries that " help to cause the adverse state judgments" may be " independent" of those judgments, id. at 168.
It is unnecessary to resurvey more extensively the post- Exxon Mobil doctrine's topography here, however, because the Third Circuit's recent case law contains a rather thorough discussion, particularly in Great Western Mining & Mineral Co. v. Fox Rothschild LLP, 615 F.3d at 163-73, that readily can be applied to Mr. Mikhail's Complaint. His Complaint references three sets of state court proceedings: protection from abuse proceedings, custody proceedings, and divorce proceedings. For reasons explained below, while Rooker--Feldman might apply to certain aspects of the protection from abuse proceedings (namely, injuries caused by the PFA orders), it cannot, for reasons explained below, apply to the child custody proceedings or to the divorce proceedings, which also appear to be ongoing.
1. The Protection from Abuse Orders
Mr. Mikhail's Complaint avers that the protection from abuse proceedings have terminated and that he is no longer under any PFA order. Apparently, Ms. Kahn filed a total of five PFA petitions, the third, fourth, and fifth of which were withdrawn, dismissed, and stricken, respectively. Compl. ¶ 278(2)(3)-(5). Accordingly, these petitions serve as bases only for Mr. Mikhail's state law malicious prosecution claim (Count VI). The first two PFA petitions, by contrast, resulted in PFA orders, both temporary and for defined durations. See, e.g., Compl. ¶ ¶ 16, 18, 22, 23, 28, 34, 57, 68, 203, 233. The first PFA expired in May 2011, Compl. ¶ 17, and the second expired in or around April 2012, see Compl. ¶ ¶ 203, 233. The state court refused to expunge the record of them. Compl. ¶ 34. Thus, for immediate purposes, all the PFA orders are final and have expired or otherwise been dismissed, notwithstanding the fact that during their pendency they could have been modified. See 23 Pa. Cons. Stat. Ann. § 6117 (" The
plaintiff and the defendant may seek modification of an order issued under section 6108 (relating to relief) at any time during the pendency of an order. Except as otherwise indicated in this chapter, modification may be ordered after the filing of a petition for modification, service of the petition and a hearing on the petition." ).
Rooker--Feldman thus applies to Mr. Mikhail's alleged injuries caused by the first and second PFA orders because all of the four prongs of the doctrine are satisfied. See also, e.g., Walker v. Court of Common Pleas, No. 12-2206, 2013 WL 4647485, at *4-5 (M.D. Pa. Aug. 29, 2013) (applying Rooker--Feldman to a case involving protection from abuse orders). First, Mr. Mikhail " lost" in state court because the PFA orders were entered against him. Second, the only injuries that will be barred are those caused by the PFA orders, as discussed further below. Third, the orders became final before Mr. Mikhail filed the present suit. Finally, Mr. Mikhail invites this Court to review and reject the PFA orders.
Because all four elements are present, Rooker--Feldman applies, and it applies, moreover, " even if those challenges allege that the state court's action was unconstitutional." Feldman, 460 U.S. at 486. As the Third Circuit Court of Appeals has explained, " When a federal plaintiff brings a claim, whether or not raised in state court, that asserts injury caused by a state-court judgment and seeks review and reversal of that judgment, the federal claim is 'inextricably intertwined' with the state judgment" and therefore barred from review. Great W. Mining & Mineral Co., 615 F.3d at 170 (emphasis added). " Review of [state court] decisions may be had only in [the Supreme] Court." Feldman, 460 U.S. at 486.
The Second Circuit Court of Appeals has explained this aspect of the doctrine in a passage endorsed in Great Western Mining & Mineral Co, see 615 F.3d at 167, and particularly useful here:
[A] federal plaintiff cannot escape the Rooker--Feldman bar simply by relying on a legal theory not raised in state court. Suppose a state court, based purely on state law, terminates a father's parental rights and orders the state to take custody of his son. If the father sues in federal court for the return of his son on grounds that the state judgment violates his federal substantive due-process rights as a parent, he is complaining of an injury caused by the state judgment and seeking its reversal. This he may not do, regardless of whether he raised any constitutional claims in state court, because only the Supreme Court may hear appeals from state-court judgments.
Hoblock, 422 F.3d at 87.
Mr. Mikhail's claim that the state court denied him due process by making ex parte decisions does not bring review of those decisions within this Court's jurisdiction. On this point, the Supreme Court's explanation in Feldman is instructive:
[I]t is clear that [Respondents'] allegations that the District of Columbia Court of Appeals acted arbitrarily and capriciously in denying their petitions for waiver and that the court acted unreasonably and discriminatorily in denying their petitions in view of its former policy of granting waivers to graduates of unaccredited law schools required the District Court to review a final judicial decision of the highest court of a jurisdiction in a particular case. These allegations are inextricably intertwined with the District of Columbia Court of Appeals' decisions, in judicial proceedings, to deny the respondents' petitions. The
District Court, therefore, does not have jurisdiction over these elements of the respondents' complaints.
460 U.S. at 486-87 (citation omitted); see also, e.g., Middlebrook at Monmouth v. Liban, 419 F.Appx. 284, 285-86 & n.2 (3d Cir. 2011) (per curiam) (" [Plaintiff] argues that violations of his due process rights stemmed from the state court trial judge's errors and that her errors are substantial enough to merit a different outcome . . . . Although [he] described, among other things, alleged due process violations by the trial judge, they were not independent claims, as he asserts. . . ." ), cert. denied, 132 S.Ct. 247, 181 L.Ed.2d 141 (2011).
Specifically, then, the following of Mr. Mikhail's claims and requests for relief are barred:
o " [B]ecause of this [first] PFA, [Mr. Mikhail] was evicted from the marital home . . . and banned from seeing his daughter for 2 weeks . . . ." Compl. ¶ 16. Although the court later dismissed parts of this PFA relating to child abuse, it was this order, rather than the actions of the Defendants, that harmed Mr. Mikhail.
o " Judge Haaz dismissed [Mr. Mikhail's] petition to expunge [the] PFAs without justification and without due process, all in violation of [Mr. Mikhail's] constitutional rights." Compl. ¶ 34. This Court lacks jurisdiction to review Mr. Mikhail's claim of injury arising from Judge Haaz's order. Nor may it review Judge Haaz's order in order to " [i]ssue declaratory relief on Expungement of [the] PFAs that were secured through fraud upon the court, and entered in violation of Plaintiff's constitutional rights under the Color of Law." Compl. at 46.
o The court's ex parte entry of " PFA orders that were totally inappropriate and unconstitutional." Compl. ¶ 57. The Rooker--Feldman doctrine bars exactly this type of claim that a state court judgment was erroneous.
o The court's ordering Mr. Mikhail " to continue [s]upervised visitations and subject[ing] him to the same terms of [a] PFA although it was expired, and without a hearing or due process of law." Compl. ¶ 68. Mr. Mikhail's subjection to an extended PFA order is a harm caused by an order that this Court cannot sit to review.
o Mr. Mikhail claims that the Pennsylvania Superior Court's opinions that upheld the PFA rulings of the Court of Common Pleas " contain[ed] numerous falsehoods and [were] in violation of Plaintiff [sic] constitutional rights." Compl. ¶ 29; see also Compl. ¶ ¶ 73-82 (other assignments of error to the Superior Court's decisions). Inasmuch as Mr. Mikhail is asking this court to review " the erroneous decision of the Superior Court," Compl. ¶ 29, Rooker--Feldman
makes clear that this Court has no jurisdiction to do so.
o Finally, Mr. Mikhail prays for " [r]elief of all orders made in violation of the Law . . . . Compl. at 46. Rooker--Feldman bars this Court from reviewing Mr. Mikhail's blanket claim to relief from the state court PFA orders.
Other courts have reached similar conclusions.
In addition, the Court cannot entertain Mr. Mikhail's plea to " [i]ssue declaratory relief on the Constitutionality of the PFAs in this case." Compl. at 46. To do so " would require [this Court] to conclude that the state court made an incorrect legal and/or factual determination and would effectively reverse the state decision or void its ruling. This is exactly the type of determination that the Rooker--Feldman doctrine prohibits." Van Tassel v. Lawrence Cnty. Domestic Relations Sections, 390 F.Appx. 201, 203-04 (3d Cir. 2010) (per curiam) (citation omitted).
Some additional commentary on this point is necessary, however, because of the distinction between challenging adverse state court decisions themselves and challenging as unconstitutional the statutes on which those decisions rely. See Skinner, 131 S.Ct. at 1298.
This distinction, in essence, comes down to as-applied challenges versus facial challenges and the difference between " declaring" a state order, or application, of a rule or statute unconstitutional and declaring that rule or statute itself unconstitutional in an abstract sense. The former--only
reachable by reviewing a state-court decision--is barred by Rooker--Feldman ; the latter--unless barred by another doctrine, such as standing--is not. Thus, a state court loser who seeks to challenge as unconstitutional the statutory basis for his loss will not find that particular claim barred by Rooker--Feldman. Indeed, one need not rely solely on the more recent guidance of Skinner or Exxon Mobil, for the Feldman Court drew this very same distinction:
The Tenth Circuit Court of Appeals in Doe v. Pringle, [550 F.2d 596 (10th Cir. 1976)], properly emphasized the distinction between general challenges to state bar admission rules and claims that a state court has unlawfully denied a particular applicant admission. We have recognized that state supreme courts may act in a non-judicial capacity in promulgating rules regulating the bar. Challenges to the constitutionality of state bar rules, therefore, do not necessarily require a United States District Court to review a final state court judgment in a judicial proceeding. Instead, the District Court may simply be asked to assess the validity of a rule promulgated in a non-judicial proceeding. If this is the case, the District Court is not reviewing a state court judicial decision. In this regard, 28 U.S.C. § 1257 does not act as a bar to the District Court's consideration of the case and because the proceedings giving rise to the rule are non-judicial the policies prohibiting United States District Court review of final state court judgments are not implicated. United States District Courts, therefore, have subject matter jurisdiction over general challenges to state bar rules, promulgated by state courts in non-judicial proceedings, which do not require review of a final state court judgment in a particular case. They do not have jurisdiction, however, over challenges to state court decisions in particular cases arising out of judicial proceedings even if those challenges allege that the state court's action was unconstitutional. Review of those decisions may be had only in this Court. 28 U.S.C. § 1257.
Feldman, 460 U.S. at 485-86 (citations omitted). It should be apparent that statutes--in this case, 42 U.S.C. § 1983--are like Feldman's state bar rules.
But, like the Third Circuit Court of Appeals in another case, the Court " believe[s] that [Mr. Mikhail] is not seeking declaratory relief in the true legal sense, however. See Fed.R.Civ.P. 57; 28 U.S.C. § 2201. [Although Mr. Mikhail] asks that the . . . Court 'declare' that his constitutional rights were violated[, d ] eclaratory judgment is inappropriate solely to adjudicate past conduct. " Corliss v. O'Brien, 200 F.Appx. 80, 84 (3d Cir. 2006) (per curiam) (emphasis added); see also, e.g., Burrell v. Ross, No. 12-2504, 2013 WL 3097320, at *5 (M.D. Pa. June 18, 2013) (" These claims simply ask the court to declare past action unconstitutional retroactively, which basically amounts to declaring one party liable to another, so declaratory judgment is not appropriate here." ). Mr. Mikhail is really only asking for an as-applied ruling, and that is a request that Rooker--Feldman forbids the Court from even considering. See, e.g., Kwasnik v. LeBlon, 228 F.Appx. 238, 242 (3d Cir. 2007) (per curiam) (" The Amended Complaint requests review of the constitutionality of N.J.S.A. § 9:2-4(c) . . . . As important, the Amended Complaint includes new requests . . . to prohibit enforcement of
N.J.S.A. § 9:2-4(c) in divorce proceedings, and to stay his family court proceedings in state court. As to these requests for relief and their accompanying allegations, the District Court lacks subject matter jurisdiction under Rooker--Feldman as clarified by Exxon Mobil. " ); Wagner v. Dist. Att'y, No. 11-762, 2012 WL 2090093, at *5 (W.D. Pa. R& R May 21, 2012) (" Plaintiff is not challenging through this civil rights action the constitutionality or adequacy of the Pennsylvania DNA testing procedures. Rather, he claims that Defendant, as well as the state courts he has sought to obtain relief from, have refused, in violation of his constitutional rights, to provide him with the DNA evidence he seeks." ), adopted, 2012 WL 2089799 (W.D. Pa. June 8, 2012).
Moreover, in fact, Mr. Mikhail cannot bring a claim for true declaratory relief--i.e., to declare Pennsylvania's Protection from Abuse Act, 23 Pa. Cons. Stat. Ann. § § 6101-6122, unconstitutional--against the Defendants he has named. Where judges act as adjudicators, as here, they are not the proper defendants in a § 1983 suit challenging the constitutionality of a statute. Brandon E. ex rel. Listenbee v. Reynolds, 201 F.3d 194, 198-200 (3d Cir. 2000).
* * *
Not all of Mr. Mikhail's PFA proceedings-based claims are barred by Rooker--Feldman. Of course, any harms caused by Ms. Kahn and her attorneys, such as fraud upon the court or malicious prosecution, for example, are not barred by Rooker--Feldman because they are not caused by any state court judgment (although the fact that they are not barred by Rooker--Feldman does not mean that they survive, as discussed below).
Further, Mr. Mikhail's 42 U.S.C. § 1983 conspiracy claim is not barred. As
the Third Circuit Court of Appeals explained in Great Western Mining & Mineral Co., " Regardless of the merits of the state-court decisions, if [the plaintiff] could prove the existence of a conspiracy to reach a predetermined outcome in state court, it could recover nominal damages for this due process violation." 615 F.3d at 173. If Mr. Mikhail can show that the Defendants conspired against him in such a way, he will have shown that he has been deprived the right to an impartial forum--an independent right giving rise to an independent claim that does not directly attack the state court judgments per se. See id. at 172. In the case of such a conspiracy, " the source of [Mr. Mikhail's] purported injury" would be " the actions of Defendants and members of the Pennsylvania judiciary, not the state-court decisions themselves." Id. And for the same reason, to the extent that Mr. Mikhail can show a constitutional violation on part of the Defendants who served in court-appointed roles (Drs. Lustig and Pisa and Ms. Sobel), such as a denial of due process, those claims might not be barred by Rooker--Feldman, either. See, e.g., Marran v. Marran, 376 F.3d 143, 154 (3d Cir. 2004) (" [A] finding that the Montgomery County defendants violated Librett's or [R]'s substantive due process rights in investigating the allegations of abuse would not require a finding that the Court of Common Pleas erred in relying on the report stemming from the investigation. . . ." ); Ludwig v. Berks County, 313 F.Appx. 479, 482 (3d Cir. 2008) (per curiam) (" [A] finding that Drs. Ring and Rotenberg, Meyers, Ullman, and Mark violated Ludwig's due process rights would not require a finding that the state court erred in relying on their reports. As in Marran, such a determination may have an effect on the custody determination, but Rooker--Feldman is not implicated." ).
2. Whether Rooker or Younger Applies to Custody Proceedings
If Rooker--Feldman were to apply to the state court custody proceedings in this case, its application would be similar to that outlined above for PFA proceedings--based harms. Those harms flowing from the orders themselves would be barred from consideration here, and the Court would likewise be without power to " [i]ssue declaratory relief on the Constitutionality of depriving Child of a Parent without justification" or " declaratory relief on not restricting a U.S. citizen from freely traveling within the U.S. and abroad without justification or any evidence to support such ruling." Compl. at 46. And, indeed, the Third Circuit Court of Appeals has upheld Rooker--Feldman dismissals of claims challenging custody orders.
But the Third Circuit Court of Appeals' application of Rooker--Feldman, as opposed to Younger abstention, to child custody orders may be puzzling. In its primary precedential opinion on the matter, Marran v. Marran, 376 F.3d 143, 151 (3d Cir. 2004), the Third Circuit Court of Appeals explicitly noted " that litigation regarding custody is still ongoing in the state court," id. at 155, yet it applied Rooker--Feldman. Cf. Coggeshall v. Mass. Bd. of Registration of Psychologists, 604 F.3d 658, 664 (1st Cir. 2010) (" Here, the state-court proceedings had not yet ended, so the Rooker--Feldman doctrine was inapposite. The district court's other rationale for dismissing these claims is more persuasive. This rationale involves the Younger abstention doctrine." (footnote omitted)); Nicholson v. Shafe, 558 F.3d 1266, 1279 (11th Cir. 2009) (" [W]e agree with our sister circuits (the First, Eighth and Tenth Circuits) and hold that state proceedings have not ended for purposes of Rooker--Feldman when an appeal from the state court judgment remains pending at the time the plaintiff commences the federal court action that complains of injuries caused by the state court judgment and invites review and rejection of that judgment." ).
Just a year before Marran, in Anthony v. Council, 316 F.3d 412 (3d Cir. 2003), the Third Circuit Court of Appeals held that " the particular nature of child support orders" required the application of Younger abstention even though the plaintiffs under those orders may not be " currently appearing or scheduled to appear in any particular child support hearing." Id. at 419.
The Anthony Court reasoned:
Each plaintiff here is under a child support order. Each order requires continual involvement by the New Jersey courts. Under New Jersey law, parents are obligated to provide support until a child is emancipated. Newburgh v. Arrigo, 88 N.J. 529, 443 A.2d 1031, 1037 (N.J. 1982). As such, plaintiffs have been, and will remain, under their child support orders for many years. Throughout the duration of the order, the New Jersey courts are charged with monitoring, enforcing and modifying the child support obligations. See N.J. Stat. Ann. § 2A:17-56.9a (providing for review and modification of child support orders); N.J.R. 5:7-5 (providing for monitoring and enforcement of child support orders, including the institution of contempt hearings if obligors fail to make payments); N.J.R. 5:25-3 (explaining the jurisdiction, duties, powers and responsibilities of Child Support Hearing Officers). As is apparent, the New Jersey courts have performed their delegated functions with respect to plaintiffs' child support orders.
Plaintiffs contend that, because they are not currently appearing or scheduled to appear in any particular child support hearing, including a contempt hearing, there is no " ongoing" or " pending" proceeding. This argument may carry weight in other types of suits. But given plaintiffs' specific claims here and the particular nature of child support orders, the argument is unavailing.
Id. (footnotes omitted).
Of course, it cannot be gainsaid that where custody proceedings are actually underway, Younger rather than Rooker applies (as opposed to when they are
conceptually underway, as under the Anthony Court's reasoning). See generally Lazaridis v. Wehmer, 591 F.3d 666, 670 (3d Cir. 2010) (" The state court actions regarding the registration of the French orders were pending when Lazaridis filed his federal court complaint on December 27, 2006, satisfying [ Younger's ] first prong." ). But Anthony's more inclusive logic, that Younger rather than Rooker should generally--conceptually speaking--apply to child support adjudication, would seem to be just as strong in the custody context. Thus, " [i]t is reasonable to conclude that custody proceedings must also be viewed as a whole, rather than as individual, [discrete] hearings." Stefanov v. Ross, No. 12-0472, 2013 WL 3754819, at *5 (M.D. Pa. July 15, 2013) (citing Anthony, 316 F.3d at 420-21).
Indeed, the Pennsylvania Superior Court has repeatedly stated that
[c]hild custody orders are temporary in nature and always subject to change if new circumstances affect the welfare of a child. The Commonwealth has a duty of paramount importance, to protect the child's best interests and welfare. To that end, it may always entertain an application for modification and adjustment of custodial rights.
Arnold v. Arnold, 2004 PA Super. 57, 847 A.2d 674, 677 (Pa. S.Ct. 2004) (citation omitted). Accordingly, Pennsylvania courts are not bound by previous custody orders. See id. ; 23 Pa. Cons. Stat. Ann. § 5338(a) (" Upon petition, a court may modify a custody order to serve the best interest of the child." ); 23 Pa. Cons. Stat. Ann. § 5323 (" The court may issue an interim award of custody . . . ." ); cf. 23 Pa. Cons. Stat. Ann. § 5422 (" [A] court of this Commonwealth which has made a child custody determination consistent with section 5421 (relating to initial child custody jurisdiction) or 5423 (relating to jurisdiction to modify determination) has exclusive, continuing jurisdiction over the determination . . . ." ). Thus, although certain orders in custody cases are interlocutory and others are final for purposes of appealability through the Pennsylvania courts, see Kassam v. Kassam, 2002 PA Super. 341, 811 A.2d 1023, 1025-28 (Pa. S.Ct. 2002), Pennsylvania courts " recognize the uniqueness of custody orders compared to orders in other civil actions," id. at 1025; see also, e.g., Holler v. Smith, 2007 PA Super. 195, 928 A.2d 330, 331-32 (Pa. S.Ct. 2007) (" Custody matters are a special creature. . . . Unlike other actions which have a clear beginning, middle, and end, custody orders may be repeatedly modified." ); Friedman v. Friedman, 224 Pa.Super. 530, 307 A.2d 292, 295 (Pa. S.Ct. 1973) (" Unlike other judgments or decrees, an order of custody is a unique and delicate matter. It is never final, but is considered temporary in nature, subject to constant review and modification. Because the State has a duty to protect the children's best interests and welfare it may always entertain an application for modification and adjustment of custodial rights." ).
Furthermore, the proposition that a federal court considering whether Rooker--Feldman
or Younger applies should have to wade into the morass of determining whether a particular child custody order was final, when such proceedings by their very nature are always and necessarily provisional, given the obligation to continue to assess a child's possibly changing needs, cf. Anthony, 316 F.3d at 419-20, and the Pennsylvania courts have their own rules for finality and appealability, is patently absurd. And again, viewed more broadly, the very structure of child custody proceedings makes one wonder why Rooker--Feldman should apply when an upset parent, like Mr. Mikhail here, can simply petition the Pennsylvania court at any time to modify its custody order and, after those particular proceedings have moved far enough along, seek to appeal to the Pennsylvania Superior Court.
For these reasons, and because Third Circuit case law does not explicitly state that Rooker--Feldman, rather than Younger abstention, must apply to child custody proceedings, this Court will evaluate
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Mr. Mikhail's custody proceedings--based harms for purposes of Younger abstention rather than for the question of whether Rooker--Feldman applies. See, e.g., Wattie-Bey v. Att'y Gen.'s Office, 424 F.Appx. 95, 96 (3d Cir. 2011) (per curiam) (" The District Court was correct that Younger abstention principles dictated dismissal of the complaint, at least with regard to appellants' claims for prospective injunctive and declaratory relief based on alleged violations of their constitutional rights in the ongoing state court custody proceedings." ). Moreover, Mr. Mikhail's Complaint itself indicates that the custody proceedings here are actually, and not only conceptually, ongoing. See Compl. ¶ 2 (" On December 1st, 2009, Ms. Kahn initiated what will be a very contentious divorce and custody. " (emphasis added)); Compl. ¶ 96 (allegation against a judge for " not scheduling a hearing for Plaintiff petition to modify custody that was filed April 2013" ); Compl. ¶ 160 (" the custody matter is still pending" ). The docket of the Montgomery Court of Common Pleas, of which this Court takes judicial notice, and which is attached as an exhibit to the Judges' Motion to Dismiss, see Judges' Mot. Dismiss Ex. 2 (Doc. No. 18-3), confirms that this case is still open and ongoing.
B. Younger Abstention
As the discussion above suggests, child custody proceedings are a strong candidate for Younger abstention. Younger abstention is not a jurisdictional principle, but rather a doctrine first announced in the Supreme Court's Younger v. Harris opinion, in the context of preventing federal courts from interfering with ongoing state criminal proceedings. As such, it is grounded in " Our Federalism," or the concept of " a system in which there is sensitivity to the legitimate interests of both State and National Governments, and in which the National Government, anxious though it may be to vindicate and protect federal rights and federal interests, always endeavors to do so in ways that will not unduly interfere with the legitimate activities of the States." Younger, 401 U.S. at 44. Under Younger, federal courts will abstain from, and therefore dismiss, claims otherwise within the scope of federal jurisdiction when " exceptional circumstances . . . justify a federal court's refusal to decide a case in deference to the States." Sprint Commc'ns, Inc. v. Jacobs, 134 S.Ct. 584, 591, 187 L.Ed.2d 505 (2013) (citation omitted).
These exceptional circumstances are present in only three types of cases: " ongoing state criminal prosecutions,"
" civil enforcement proceedings," and " civil proceedings involving certain orders . . . uniquely in furtherance of the state courts' ability to perform their judicial functions." Id. (ellipsis in original) (citations omitted). The third category, the only potentially applicable to the custody and divorce proceedings at issue here, requires that the state's interest in maintaining the proceeding in question uninterrupted by the federal judiciary be " of sufficiently great import." Juidice v. Vail, 430 U.S. 327, 335, 97 S.Ct. 1211, 51 L.Ed.2d 376 (1977). But in cases in which Younger's requirements are met, our Court of Appeals has instructed, " district courts must abstain from exercising jurisdiction over a particular claim where resolution of that claim in federal court would offend principles of comity by interfering with an ongoing state proceeding." Lazaridis v. Wehmer, 591 F.3d 666, 670 (3d Cir. 2010) (emphasis added). This rule is consistent with the Supreme Court's exhortation that " federal courts should abstain from interfering with the ongoing proceedings" where the Younger doctrine applies. Middlesex Cnty. Ethics Comm. v. Garden State Bar Ass'n, 457 U.S. 423, 437, 102 S.Ct. 2515, 73 L.Ed.2d 116 (1982) (emphasis added).
The Third Circuit Court of Appeals endeavors to demarcate the metes and bounds of this " elusive" doctrine by explaining that for it to apply
(1) there must be ongoing state proceedings that are judicial in nature; (2) the state proceedings must implicate important state interests; and (3) the state proceedings must afford an adequate opportunity to raise federal claims. Even if the necessary three predicates exist, however, Younger abstention is not appropriate if the federal plaintiff can establish that (1) the state proceedings are being undertaken in bad faith or for purposes of harassment or (2) some other extraordinary circumstances exist such that deference to the state proceeding will present a significant and immediate potential for irreparable harm to the federal interests asserted.
Anthony, 316 F.3d at 418 (alterations omitted) (quoting Schall v. Joyce, 885 F.2d 101, 106 (3d Cir. 1989)). The Third Circuit's Anthony case both lays out the standard as well as makes clear why Younger applies to the custody proceedings--based claims in this case.
1. Ongoing State Proceedings
First, as discussed above, the Kahn-Mikhail child custody proceedings are ongoing, and so Younger's first prong is satisfied. See supra subsection III.A.2. As the Anthony Court explained, New Jersey child support proceedings form part of " a comprehensive and fluid system designed to address the ever-present and ever-changing realities of child support orders" such that, for purposes of Younger analysis, they " must be viewed as a whole, rather than as individual, discrete hearings." 316 F.3d at 420-21. The child custody proceedings ongoing here, too, must be viewed in the same way. As the Pennsylvania Supreme Court has explained,
The language of the statutory sections is plain and unambiguous; the words allow for modification of any existing custody order any time the best interest of the child requires such. . . . [T]hough we share the Superior Court's concern over the possibility of spurious petitions for modification from partial to shared custody orders, we must be mindful of the dynamism of the process of growth and maturity of children, as well as the circumstances of their parents' lives, where the only constant is change. These are factors which may require continuing review of the best interest of the child, and
demand a degree of flexibility such as would allow the court the discretion to make necessary changes when the best interest of the child require such. . . . Consequently, we hold that a petition for modification of a partial custody to shared custody order requires the court to inquire into the best interest of the child regardless of whether a " substantial" change in circumstances has been shown.
Karis v. Karis, 518 Pa. 601, 544 A.2d 1328, 1331-32 (Pa. 1988).
2. Important State Interests in Custody Proceedings
Second, there can be no quarrel with the notion that child custody proceedings implicate important state interests. Because " [f]amily relations are a traditional area of state concern," Moore v. Sims, 442 U.S. 415, 435, 99 S.Ct. 2371, 60 L.Ed.2d 994 (1979); accord Lazaridis, 591 F.3d at 671 & n.5; Wattie-Bey, 424 F.Appx. at 97, " [t]he Supreme Court has expanded the applicability of Younger to . . . a state child custody action," Malachowski v. City of Keene, 787 F.2d 704, 708 (1st Cir. 1986) (per curiam) (citing Moore, 442 U.S. 415, 99 S.Ct. 2371, 60 L.Ed.2d 994), which " is precisely the type of case suited to Younger abstention, as the state proceeding implicates the important state interest of preserving the state's judicial system." Lazaridis, 591 F.3d at 671.
What Mr. Mikhail
essentially wants [is] wholesale federal intervention into a state dispute. He seeks the vacation of existing orders and a federal injunction directing future litigation. Were the District Court to grant this relief, it could " readily be interpreted as reflecting negatively upon the state court's ability to enforce constitutional principles." Huffman v. Pursue, Ltd., 420 U.S. 592, 604, 95 S.Ct. 1200, 43 L.Ed.2d 482 (1975).
Lazaridis, 591 F.3d at 671. The Younger doctrine " seeks to avoid" this suggestion that state courts cannot enforce constitutional principles--as well as the concomitant necessity of " monitor[ing] and enforc[ing] the state courts' compliance with a federal order" --and instead expects " plaintiffs [to] raise [their issues] in their own cases currently pending in the [state] courts." Anthony, 316 F.3d at 421 (citations omitted) (quoting Steffel v. Thompson, 415 U.S. 452, 462, 94 S.Ct. 1209, 39 L.Ed.2d 505 (1974)). Such intervention " is not the proper business of the federal judiciary." H.C. ex rel. Gordon v. Koppel, 203 F.3d 610, 613-14 (9th Cir. 2000).
3. Adequate Opportunity to Raise Federal Claims
Finally, there is no suggestion that Mr. Mikhail could not have raised his constitutional claims in the state court proceedings. " [T]he burden on this point
rests on the federal plaintiff to show 'that state procedural law barred presentation of [its] claims,'" Pennzoil Co. v. Texaco, Inc., 481 U.S. 1, 14, 107 S.Ct. 1519, 95 L.Ed.2d 1 (1987) (alteration in original) (quoting Moore, 442 U.S. at 432), and the plaintiff cannot carry this burden simply by asserting " that state or Commonwealth courts may reject (or have rejected) arguments on the merits," Duty Free Shop, Inc. v. Administracion de Terrenos de Puerto Rico, 889 F.2d 1181, 1183 (1st Cir. 1989) (Breyer, J.) (citing cases). " So long as a plaintiff is not barred on procedural or technical grounds from raising alleged constitutional infirmities, it cannot be said that state court review of constitutional claims is inadequate for Younger purposes." Hansel v. Town Court for Town of Springfield, 56 F.3d 391, 394 (2d Cir. 1995); see also, e.g., Huffman, 420 U.S. 592, 610, 95 S.Ct. 1200, 43 L.Ed.2d 482 (1975) (" [T]he considerations of comity and federalism which underlie Younger permit no truncation of the exhaustion requirement merely because the losing party in the state court of general jurisdiction believes that his chances of success on appeal are not auspicious." ); Moore, 442 U.S. at 430-31 & n.13. Absent some showing of a procedural defect, the presumption is that " [s]tate courts are every bit as competent to deal with the [plaintiff's] claims . . . as are the federal courts and this, of course, includes the ability to address claims under both the State constitution and the Federal constitution." Lui v. Comm'n on Adult Entm't Establishments, 369 F.3d 319, 326 (3d Cir. 2004).
Mr. Mikhail was and remains free to raise the substance of his claims for injunctive relief before the state court sitting to address custody issues. However, it is quite likely that he could not raise claims for damages, and so these claims will not be barred by Younger, and will be considered later in this Opinion under another challenge. There is no bar in custody proceedings to a parent's raising his federal constitutional rights. In fact, Pennsylvania courts have entertained such claims in custody cases. See, e.g., Schmehl v. Wegelin, 592 Pa. 581, 927 A.2d 183, 187 (Pa. 2007) (considering an equal protection challenge); Everett v. Parker, 2005 PA Super. 404, 889 A.2d 578, 580 (Pa. S.Ct. 2005) (addressing a due process challenge); Luminella v. Marcocci, 2002 PA Super. 410, 814 A.2d 711 (Pa. S.Ct. 2002) (considering a Fourth Amendment privacy claim); Jackson v. Garland, 424 Pa.Super. 378, 622 A.2d 969, 971 (Pa. S.Ct. 1993) (addressing Fourteenth Amendment familial relations liberty interest).
4. No Exception to Younger Applies Here
One Younger -related question remains.
Even when these [three Younger ] requirements are met, it is inappropriate to abstain . . . if the plaintiff establishes that " (1) the state proceedings are being undertaken in bad faith or for purposes of harassment or (2) some other extraordinary circumstances exist, such as proceedings pursuant to a flagrantly unconstitutional statute, such that deference to the state proceeding will present a significant and immediate potential for irreparable harm to the federal interests asserted." Schall v. Joyce, 885 F.2d 101, 106 (3d Cir. 1989) (citing Middlesex County Ethics Comm., 457 U.S. at 435).
Getson v. New Jersey, 352 F.Appx. 749, 753 (3d Cir. 2009); see also Williams v. Gov't of V.I. Bd. of Med. Examiners, 360 F.Appx. 297, 299-300 (3d Cir. 2010). Mr. Mikhail's contentions make clear that he thinks Younger does not apply, and that he believes the defendant judges have conspired with the other Defendants to deprive
him of his federal constitutional rights, or that they have discriminated against him " because of [his] race, gender, [and] religion." Compl. ¶ ¶ 218, 239. But these allegations are conclusory, as explained in greater detail below. See also infra subsection III.D.2. " [A] plaintiff seeking to avoid Younger must affirmatively demonstrate the justification for application of an exception" ; thus, " [m]ere conclusory allegations of bias are insufficient to overcome Younger " abstention. Kirschner v. Klemons, 225 F.3d 227, 236 (2d Cir. 2000).
First, it is apparent that there are no sufficient allegations (let alone a showing) of bad faith here. It is not enough that a private litigant undertakes the state court proceedings in bad faith. Even leaving to one side the fact that it is implausible that a mother's desire, such as Ms. Kahn's, to pursue a divorce and seek custody of her child could constitute actions taken in bad faith, the bad faith exception contemplates a situation in which the state court proceeding in question is " only one of a series of repeated prosecutions to which [federal plaintiff] will be subjected," Younger, 401 U.S. at 49 (emphasis added); accord Schlagler v. Phillips, 166 F.3d 439, 442 (2d Cir. 1999), or perhaps where the tribunal itself acts in bad faith or bias (an " extraordinary circumstance," as discussed below). By contrast, " [a] state proceeding that is legitimate in its purposes, but unconstitutional in its execution--even when the violations of constitutional rights are egregious--will not warrant the application of the bad faith exception." Diamond " D" Constr. Corp. v. McGowan, 282 F.3d 191, 199 (2d Cir. 2002); see also, e.g., Kirschner, 225 F.3d at 237. But, as discussed more extensively with regard to Mr. Mikhail's allegations of conspiracy against the Judges, see infra subsection III.D.2, there is hardly enough to suggest such bad faith on their part.
The bad faith doctrine is narrow in still other ways relevant here. For instance, " [a] prosecution or proceeding is conducted in bad faith for abstention purposes when it is brought without hope of success," Getson, 352 F.Appx. at 753-54 (citations and internal quotation marks omitted). Mr. Mikhail's Complaint demonstrates that his soon-to-be-ex-wife, Ms. Kahn, has, in fact, been successful in seeking custody, so to that it cannot be said that her wading into litigation against Mr. Mikhail is without legitimacy, or, " in bad faith."
Nor is there enough here to suggest that any extraordinary circumstances exist. " The Supreme Court has stated that 'such circumstances must be " extraordinary" in the sense of creating an extraordinarily pressing need for immediate federal equitable relief, not merely in the sense of presenting a highly unusual factual situation,'" such that the state court is " 'incapable of fairly and fully adjudicating the federal issues before it.'" Getson, 352 F.Appx. at 754 (quoting Kugler v. Helfant, 421 U.S. 117, 124-25, 95 S.Ct. 1524, 44 L.Ed.2d 15 (1975)). The Supreme Court has described only two such circumstances, see Diamond " D" Constr. Corp., 282 F.3d at 201: first, when a statute is " flagrantly and patently violative of express constitutional prohibitions in every clause, sentence and paragraph, and in whatever manner and against whomever an effort might be made to apply it," Younger, 401 U.S. at 53-54--clearly not the case here--and second, when the state tribunal " was incompetent by reason of bias to adjudicate the issues pending before it," Gibson v. Berryhill, 411 U.S. 564, 577, 93 S.Ct. 1689, 36 L.Ed.2d 488 (1973).
But Mr. Mikhail cannot shoehorn his claims into this second extraordinary circumstances exception, either. It is true that " [j]udicial bias is a recognized basis for derailing Younger abstention, see, e.g., Gibson v. Berryhill, 411 U.S. 564, 577-79, 93 S.Ct. 1689, 36 L.Ed.2d 488 (1973), but the claim requires more than the frenzied brandishing of a cardboard sword." Brooks v. N.H. Supreme Court, 80 F.3d 633, 639-40 (1st Cir. 1996). In the leading case, Kugler v. Helfant, 421 U.S. 117, 95 S.Ct. 1524, 44 L.Ed.2d 15, the Supreme Court held that the plaintiff, a New Jersey municipal court judge seeking to enjoin criminal proceedings against him after, as he claimed, he had been forced by justices of the New Jersey Supreme Court to testify before a grand jury in violation of his Fifth Amendment rights, had not borne his burden of showing that those justices' involvement sufficed. See Kugler, 421 U.S. at 124-27. " Helfant does not allege, and it certainly cannot be assumed, that no trial judge in New Jersey will be capable of impartially deciding his case simply because of the alleged previous involvement of members of the New Jersey Supreme Court," the Court reasoned. Id. at 127. " It is impossible to conclude . . . that the objectivity of the entire New Jersey court system has been irretrievably impaired so far as Helfant is concerned." Id.; see also Getson, 352 F.Appx. at 754-55. To the extent that certain judges were biased, they could be disqualified, for instance. See Kugler, 421 U.S. at 127-28. And although the Supreme Court has not specifically said so, the First Circuit Court of Appeals, for instance, has explained that " the bias exception to the Younger abstention doctrine is inapposite if an ostensibly aggrieved party fails to employ available procedures for recusal of allegedly biased judges." Brooks, 80 F.3d at 640.
As the First Circuit Court of Appeals has further explained, " the baseline showing of bias necessary to trigger Younger's escape mechanism requires the plaintiff to offer some evidence that abstention will jeopardize his due process right to an impartial adjudication." Brooks, 80 F.3d at 640 (citing Gibson, 411 U.S. at 577). But " claims of general institutional bias" alone will not do. Some actual showing of bias or prejudice must be made, id., such as demonstrated " prejudgment of the facts or personal interest," Gibson, 411 U.S. at 578, or a " substantial pecuniary interest in [the] proceedings," id. at 579. See also Brooks, 80 F.3d at 640 (citing, inter alia, Ward v. Village of Monroeville, 409 U.S. 57, 60, 93 S.Ct. 80, 34 L.Ed.2d 267 (1972)). Nor is his allegation of unconstitutional discrimination supported by any factual allegations. See, e.g., Johnson v. Phila. Hous. Auth., 448 F.Appx. 190, 193 (3d Cir. 2011) (per curiam); Massi v. City of Philadelphia, No. 12-1309, 2013 WL 6388519, at *3 (E.D. Pa. Dec. 6, 2013) (citing cases).
Mr. Mikhail's allegations do not satisfy any of these tests. As discussed in further detail below, see infra subsection III.D.2, his allegations of conspiracy with or bribery of the defendant judges are wholly conclusory. In fact, some of his specific allegations show that at least some of the judges ruled in his favor on multiple instances, as by dismissing his child from the order resulting from the first PFA petition, dismissing the third, fourth, and fifth PFA petitions, and (it seems, in all likelihood), discharging Dr. Lustig from the engagement. Nor is it enough merely to allege, without any factual support, that the " Judges engaged in an egregious discrimination against [him] in a divorce court because of race, gender, [and] religion,"
Compl. ¶ ¶ 218, 239. See Massi, 2013 WL 6388519, at *3 (citing cases).
Mr. Mikhail has not alleged any way in which any of the judges " stands to gain or lose depending" on the outcome of the state court proceedings, " nor has he revealed the existence of any particularized interest in the outcome of his litigation that might tend to undermine the [Judges'] impartiality." Brooks, 80 F.3d at 640. While Mr. Mikhail's factual allegations must be accepted as true at this stage of the case, " he must provide more than 'an unadorned, the-defendant-unlawfully-harmed-me accusation.'" Getson, 352 F.Appx. at 755 (quoting Iqbal, 556 U.S. at 678). It goes without saying that the " 'naked assertion of bias' [is] clearly insufficient to withstand [a] motion to dismiss." Id.; see also, e.g., Sheils v. Bucks Cnty. Domestic Relations Section, 921 F.Supp.2d 396, 412-13 (E.D. Pa. 2013); Seguin v. Chafee, No.12-0708, 2012 WL 6553621, at *6 (D.R.I. Dec. 14, 2012).
Instead, Mr. Mikhail must offer concrete allegations that " any individual [Judge] is actually biased or has prejudged his case." Brooks, 80 F.3d at 640. But the closest he gets to the goal in this respect--and not nearly close enough--is with regard to Ms. Sobel, the second court-appointed custody evaluator, who, he alleges, made certain statements that " insulted [Mr. Mikhail] in his faith" and selectively reported what others told her, see Compl. at 19-20. Neither allegation is sufficient to impugn the presumption of her impartiality or discretion in her role as custody evaluator, nor the impartiality of the presiding judge who appointed her. Mr. Mikhail here " bumps up against the historic presumption that judges are 'men [and women] of conscience and intellectual discipline, capable of judging a particular controversy fairly on the basis of its own circumstances.' The presumption of judicial impartiality cannot be trumped by free-floating invective, unanchored to specific facts." Brooks, 80 F.3d at 640 (quoting Withrow v. Larkin, 421 U.S. 35, 55, 95 S.Ct. 1456, 43 L.Ed.2d 712 (1975)) (alterations in Brooks ); cf. also, e.g., Pulliam v. Allen, 466 U.S. 522, 541, 104 S.Ct. 1970, 80 L.Ed.2d 565 (1984) (" It no longer is proper to assume that a state court will not act to prevent a federal constitutional deprivation or that a state judge will be implicated in that deprivation." ).
To find either Younger exception satisfied here would be to allow that exception to " swallow the Younger rule." Schlagler, 166 F.3d at 443. Mr. Mikhail has not alleged (at least not with any even barely sufficient specificity) any cognizable bad faith or extraordinary circumstances. Moreover, Mr. Mikhail can seek at any time to modify the custody order currently in force by petitioning in state court to modify it, and then seek review of any adverse rulings through the Pennsylvania appellate judiciary. This is what our system of federalism requires him to do, because this Court, except in exceptional and exceptionally rare circumstances, lacks the power to intervene in ongoing state custody proceedings.
* * *
Although Younger abstention is required, it remains to be seen which of Mr. Mikhail's custody- and/or divorce-based claims as he has framed them are actually barred by Younger.
On the one hand, Mr. Mikhail's requests for injunctive and declaratory relief are barred. " The Younger doctrine is as applicable to suits for declaratory relief as it is to those for injunctive relief; the Supreme Court held in a companion case to Younger that Younger's policy would 'be frustrated as much by a declaratory judgment as it would be by an injunction.'"
Kirschner, 225 F.3d at 235 (quoting Samuels v. Mackell, 401 U.S. 66, 73, 91 S.Ct. 764, 27 L.Ed.2d 688 (1971)); accord Anthony, 316 F.3d at 416, 419-20 (abstaining under Younger from addressing both retrospective and prospective claims); Wattie-Bey, 424 F.Appx. at 96; see also, e.g., Younger, 401 U.S. at 41 n.2 (" [D]eclaratory relief is also improper when a prosecution involving the challenged statute is pending in state court at the time the federal suit is initiated." ); Dongon v. Banar, 363 F.Appx. 153, 156 (3d Cir. 2010) (per curiam) (" Because it appears that state court proceedings are pending or ongoing in [the] child support matter, it would be inappropriate for this Court to interfere with the state's interest in administering its own family court." ); Sheils, 921 F.Supp.2d at 413-14. Additionally, Mr. Mikhail's claims regarding Judge Carluccio's denial of his requests for alimony pendente lite must also be dismissed, primarily under Younger, but alternatively under Rooker--Feldman, based on the ongoing nature of the proceedings  or the finality of the denial, respectively, whichever applies. In neither case is intervention by a federal court appropriate.
On the other hand, Younger does not apply to the money damages claims in this case, because regardless of whether it can ever be applied to damages claims, " Younger abstention is only appropriate where the precise claims raised in federal court are available in the ongoing state proceedings," Addiction Specialists, Inc. v. Township of Hampton, 411 F.3d 399, 413 (3d Cir. 2005); accord Kirschner, 225 F.3d at 238; see Deakins v. Monaghan, 484 U.S. 193, 201-03, 108 S.Ct. 523, 98 L.Ed.2d 529 (1988). Plainly, Mr. Mikhail could not and cannot seek compensatory or punitive damages based on some of the claims he has raised in the custody proceedings.
* * *
Both because Younger does not apply to the damages claims in this case and because both Younger and Rooker--Feldman do not apply to claims arising from alleged conspiracies with the defendant judges, the remainder of this Opinion focuses on several other grounds, some mutually supportive and some alternative, for dismissing the remainder of Mr. Mikhail's Complaint.
B. Claims Purportedly Brought Under 18 U.S.C. § 242 (Parts of Counts I & II)
As part of his federal claims, in addition to bringing suit under § 1983, Mr. Mikhail
tries to invoke 18 U.S.C. § 242, a criminal statute. He also seeks to compel Pennsylvania's Attorney General to prosecute the Defendants pursuant to § 242. That Mr. Mikhail, a private individual, cannot prosecute a criminal case or force the Commonwealth to do so (and in federal court, at that) would merit little discussion if not for the inescapable opportunity to explain the applicable law to a pro se litigant who so vigorously attempts to pursue several avenues of bringing criminal charges.
Charitably construed, Mr. Mikhail's arguments seem to be that (1) he, as a private individual, can prosecute violations of § 242, see Resp. to Kahn & Fellheimer ¶ 14(c) (Docket No. 27) (" And because crimes are involved, Plaintiff is bringing his Complaint before a Federal Judge . . . ." ); (2) he can compel Pennsylvania Attorney General Kathleen Kane " to join this case as Involuntary Plaintiff," Resp. to Kahn Fellheimer ¶ ¶ 14(d), 35-41; and (3) there is a civil cause of action under § 242, see Compl. ¶ 220-21, 240-41 (contending that " Defendants are liable to Plaintiff for their violations of" § 242 and thus that he is entitled " to an award of punitive damages" ). Although Mr. Mikhail's desire to charge the Defendants criminally is understandable on some intuitive plane, for the reasons explained below, none of these contentions has any merit, and to the extent that Counts I and II purport to assert claims under 18 U.S.C. § 242, they are dismissed with prejudice.
First: In federal court, at least, a private individual cannot prosecute a criminal action; not only do federal criminal laws provide no basis for such prosecution, but under Article III of the Federal Constitution, federal courts lack jurisdiction over such suits. As the Supreme Court has explained, " a citizen lacks standing to contest the policies of the prosecuting authority when he himself is neither prosecuted nor threatened with prosecution. . . . a private citizen lacks a judicially cognizable interest in the prosecution or nonprosecution of another. " Linda R.S. v. Richard D., 410 U.S. 614, 619, 93 S.Ct. 1146, 35 L.Ed.2d 536 (1973) (emphasis added) (citations omitted). Lower federal
courts, including the Third Circuit Court of Appeals, have consistently enforced this rule by dismissing private attempts to prosecute. See, e.g., Johnson v. U.S. DOJ, 541 Fed.Appx. 160, 161, No. 13-2447, 2013 WL 6068089, at *1 (3d Cir. Nov. 19, 2013) (per curiam) (" Nor could Johnson bring a private criminal complaint against the judges or prosecutors, as 'a private citizen lacks a judicially cognizable interest in the prosecution . . . of another .'" (ellipsis in original) (quoting Linda R.S., 410 U.S. at 619)). For the very same reason, a private individual cannot sue--at least in federal court --to compel the state or federal government to investigate or prosecute an alleged crime. See, e.g., Williams ex rel. Faison v. U.S. Penitentiary Lewisburg, 377 F.Appx. 255, 256 (3d Cir. 2010) (per curiam) (" Because Williams requested only criminal prosecution of those allegedly responsible for her brother's death, her claims are not cognizable." ); see also, e.g., United States v. Nixon, 418 U.S. 683, 693, 94 S.Ct. 3090, 41 L.Ed.2d 1039 (1974) (" [T]he Executive Branch has exclusive authority and absolute discretion to decide whether to prosecute a case." ). " Our entire criminal justice system is premised on the notion that a criminal prosecution pits the government against the governed, not one private citizen against another." Robertson v. U.S. ex rel. Watson, 560 U.S. 272, 278, 130 S.Ct. 2184, 176 L.Ed.2d 1024 (2010) (Roberts, CJ., dissenting from the dismissal of certiorari as improvidently granted).
None of this discussion of what the law is today means that Mr. Mikhail's desire to prosecute the Defendants criminally is beyond comprehension. As this Court has observed, " Prosecution by public officials was not always the norm. 'Under the ancient English system, criminal prosecutions were instituted at the suit of private prosecutors, to which the King lent his name in the interest of good peace and good order of society.'" U.S. ex rel. Nagy v. Patton, No. 11-mc-0267, 2012 WL 1858983, at *2 n.3 (E.D. Pa. May 22, 2012) (quoting Hale v. Henkel, 201 U.S. 43, 59, 26 S.Ct. 370, 50 L.Ed. 652 (1906)). Indeed, private criminal prosecutions once characterized the common law. In colonial
America, as " [i]n England, victims prosecuted their own crimes pro se, without lawyers and at their own expense," and " American prosecutions remained private well into the nineteenth century."  " In colonial Pennsylvania," for instance, " crimes were viewed as an offense against the individual victim, and private prosecutions were the most common mode by which the criminal justice system functioned." In re Hickson, 573 Pa. 127, 821 A.2d 1238, 1244 (Pa. 2003) (citation, internal quotation marks, and alteration omitted).
But private prosecutions receded as " the prosecutorial function was increasingly assumed by public officials." Rehberg v. Paulk, 132 S.Ct. 1497, 1504, 182 L.Ed.2d 593 (2012). It had always been the case that, in prosecuting criminal cases, private parties, " seeking to vindicate" what was viewed as not only a private, but " a public wrong," " necessarily acted (and now act) on behalf of the sovereign" such that, though they " could initiate criminal prosecutions, . . . the Crown--entrusted with the constitutional responsibility for law enforcement--could enter a nolle prosequi to halt the prosecution." Robertson, 560 U.S. at 278-80 (Roberts, CJ., dissenting from the dismissal of certiorari as improvidently granted) (citing cases). And today, " [a]lthough the unfettered right of private prosecution is still recognized in some jurisdictions, the majority [of states] have either prohibited the practice altogether or limited the private prosecutor to acting under the control of the public prosecutor." Sedore v. Epstein, 56 A.D.3d 60, 64, 864 N.Y.S.2d 543 (N.Y.App.Div. 2008) (citations omitted). And, according to at least four Justices of the Supreme Court, " Crimes and offenses against the laws of any State can only be defined, prosecuted and pardoned by the sovereign authority of that State." Robertson, 560 U.S. at 276 (Roberts, CJ., joined by Scalia, Kennedy & Sotomayor, JJ., dissenting from the dismissal of certiorari as improvidently granted) (alteration removed) (quoting Huntington v. Attrill, 146 U.S. 657, 669, 13 S.Ct. 224, 36 L.Ed. 1123 (1892)).
As a result of that evolution, it is today beyond all reasonable doubt that " [t]he prosecution of violations of federal criminal law in federal court is a function of the federal government, not private parties," Nagy, 2012 WL 1858983, at *2, and federal courts lack the power to direct the filing of criminal charges, e.g., Powell v. Katzenbach, 359 F.2d 234, 234-35, 123 U.S.App. D.C. 250 (D.C. Cir. 1965) (per curiam); Peek
v. Mitchell, 419 F.2d 575, 577-78 (6th Cir. 1970). Thus, even if in some limited instances Pennsylvania continues to recognize " a citizen's right to pursue his victimizer in criminal courts via a private criminal complaint," In re Hickson, 821 A.2d at 1238, Pennsylvania's practice does not control in federal court. Here in federal court, quite simply, " [w]hether to prosecute and what charge to file or bring before a grand jury are decisions that generally rest in the prosecutor's discretion," United States v. Batchelder, 442 U.S. 114, 124, 99 S.Ct. 2198, 60 L.Ed.2d 755 (1979), and even when individuals are wronged in a manner cognizable under criminal law, they " do not have a constitutional right to the prosecution of alleged criminals," Capogrosso v. Supreme Court of N.J., 588 F.3d 180, 184 (3d Cir. 2009) (per curiam).
Second, a principle related to and consistent with the first, that individuals do not have a justiciable interest in prosecutions, is that federal prosecutions are " brought in the name of the United States as sovereign" and that the federal " Executive Branch has exclusive authority and absolute discretion to decide whether to prosecute a case." Nixon, 418 U.S. at 693-94 (citing U.S. Const. art. II, § 2).
Congress has entrusted this exclusive and plenary power, in turn, specifically to the United States Attorney General, and private individuals, save for criminal defendants raising constitutional objections, are without power to question its exercise. See, e.g., Powell, 359 F.2d at 234-35 (citing cases). In fact, because of the so-called " Take Care" command of Article II of the Constitution, federal crimes arguably may only be prosecuted in federal court, and by the President's delegates. See, e.g., Riley v. St. Luke's Episcopal Hosp., 252 F.3d 749, 756 (5th Cir. 2001) (" The prosecution of criminal cases has historically lain close to the core of the Article II executive function." ); cf., e.g., Morrison v. Olson, 487 U.S. 654, 693-94, 108 S.Ct. 2597, 101 L.Ed.2d 569 (1988) (separation of powers grounds). In any case, Congress has for many years prescribed as much. See 18 U.S.C. § 3231 (" The district courts of the United States shall have original jurisdiction, exclusive of the courts of the States, of all offenses against the laws of the United States." ); see, e.g., Tennessee v. Davis, 100 U.S. 257, 262, 25 L.Ed. 648 (1880) (" But there can be no criminal prosecution initiated in any State court for that which is merely an offence against the general government." ); Houston v. Moore, 18 U.S. (5 Wheat.) 1, 28, 5 L.Ed. 19 (1820) (" As to crimes and offences against the United States, the law of Congress had vested the cognizance of them exclusively in the federal Courts." ).
Together, these principles of exclusive federal prosecution by the federal executive branch in federal court " preclude complaints by private citizens," United States ex rel. Savage v. Arnold, 403 F.Supp. 172, 174 (E.D. Pa. 1975), as well as criminal complaints on federal charges by states. Thus, Mr. Mikhail cannot, nor could the Commonwealth of Pennsylvania (should it have desired to intervene on his behalf) prosecute the Defendants under 18 U.S.C. § 242.
Third, and finally, Mr. Mikhail also cannot bring a civil claim under 18 U.S.C. § 242 because § 242 creates no private right of action and none can be implied. Carpenter v. Ashby, 351 F.Appx. 684, 688 (3d Cir. 2009) (per curiam) (" [W]e agree with the District Court's dismissal of the 18 U.S.C. § 241 and § 242 claims. Neither statute creates a civil cause of action." (citing United States v. City of Philadelphia, 644 F.2d 187, 199 (3d Cir. 1980)); Colon-Montanez v. Pa. Healthcare Serv. Staffs, 530 F.Appx. 115, 118 (3d Cir. 2013) (per curiam) (" [T]hese criminal statutes provide no private right of action . . . ." ); McCauley v. Computer Aid Inc., 447 F.Supp.2d 469, 477 (E.D. Pa. 2006) (" It is well-settled that these criminal statutes cannot be the bases for remedy in a civil suit." ), aff'd, 242 F.Appx. 810 (3d Cir. 2007). No sister circuit has reached a contrary conclusion. In other words, § 242 is purely a criminal statute--not even the United States, the only entity with the authority to prosecute violations of § 242, can bring a civil action under it. See United States v. City of Philadelphia, 644 F.2d at 199.
* * *
As there is no meritorious argument under any theory that would give Mr. Mikhail the authority to bring suit, criminal or civil, under 18 U.S.C. § 242, his claims in
Counts I and II brought pursuant to § 242 must be dismissed with prejudice.
C. Section 1983's Statute of Limitations
Mr. Mikhail's § 1983 claims against Dr. Lustig, Judges Arthur Tilson, Emanuel Bertin, and Rhonda Lee Daniele, and the Superior Court Judges, Judges Mary Jane Bowes, Christine L. Donohue, and Judith Ference Olson, must be dismissed because the statute of limitations applicable to those claims has run its course. See, e.g., Hunterson v. Disabato, 244 F.Appx. 455, 457-58 (3d Cir. 2007) (per curiam) ( " [A] complaint can be dismissed for failure to state a claim if the allegations show that relief is barred under the relevant statute of limitations." ).
Dr. Lustig was appointed " to perform a custody evaluation" in December 2009. Compl. ¶ 17. Mr. Mikhail alleges that Dr. Lustig " got corrupted and bribed by [Ms. Kahn]," Compl. at 11, and that, in exchange for $12,500 paid as a bribe--so interpreted, it seems, because in comparison Mr. Mikhail paid Dr. Lustig only $6500--Dr. Lustig conspired with Ms. Kahn to incriminate Mr. Mikhail, Compl. at 10. Mr. Mikhail also alleges that he discovered Dr. Lustig's conspiracy with Ms. Kahn from the file that Judge Carluccio ordered released, and that he thus " filed a Petition for Contempt on January 7, 2011 showing that the PFA was secured through Fraud upon the Court." However, Dr. Lustig departs the saga in December 2010, when " Judge Carluccio entered an order . . . that Dr. Lustig shall release his file and records and cease and desist from treating Child." Compl. ¶ 30.
Mr. Mikhail's allegations against Judges Tilson and Bertin are scanty and all relate to occurrences in December 2009 or early 2010. See Compl. ¶ ¶ 9, 16, 47. Those against Judge Daniele extend no later than early 2010. See Compl. ¶ ¶ 17-19, 22. As is evident from the relevant Pennsylvania Superior Court docket, of which this Court takes judicial notice, the Superior Court Judges, whom Mr. Mikhail charges solely with violating his rights by erroneously deciding his appeal, see Compl. ¶ ¶ 29, 73-82, rendered their opinion in December 2010 and remitted the case in February 2011.
Whatever the merits of Mr. Mikhail's § 1983 claims against Dr. Lustig and these particular Judges, and whatever their relevance to Mr. Mikhail's state law causes of action, the statute of limitations for these § 1983 claims is two years, given that federal courts apply the state statute of limitations for personal injury claims, and Pennsylvania's limitations periods for such claims runs two years. Sameric Corp. of Del., Inc. v. City of Philadelphia, 142 F.3d 582, 599 (3d Cir. 1998). No misconduct is alleged on part of Dr. Lustig or the Judges after December 2010, Mr. Mikhail claims to have discovered Dr. Lustig's alleged misconduct no later than January 2011, and the Superior Court remitted the case in February 2011. Mr. Mikhail filed these claims on September 3, 2013, well beyond the two-year anniversary dates of the supposed wrongful acts or discovery of such acts. Therefore, he is out of time and the statute of limitations bars his § 1983 claims against Dr. Lustig and Judges Tilson, Bertin, Daniele, Bowes, Donohue, and Olson. See Oshiver v. Levin, Fishbein, Sedran & Berman, 38 F.3d 1380, 1385 n.1 (3d Cir. 1994) (" While the language of Fed.R.Civ.P. 8(c) indicates that a statute of limitations defense cannot be used in the context of a Rule 12(b)(6) motion to dismiss, an exception is made where the complaint facially shows noncompliance with the limitations period and the affirmative defense clearly appears on the face of the pleading." ).
Similarly, any allegations of conspiracy between Dr. Lustig, Ms. Phillips, and Ms. Kahn, for purposes of § 1983 and state action (discussed infra ), must be discounted because they do not involve any of the other Defendants and are otherwise barred by § 1983's statute of limitations.
D. State Action: Claims Against the Private Defendants Under 42 U.S.C. § 1983 (Counts I & II)
Mr. Mikhail's § 1983 claims against several of the Defendants--which are not barred by Rooker--Feldman because they are not for harms resulting from state court judgments, or by Younger, because it does not bar claims for monetary damages--must nonetheless be dismissed for lack of state action. The ostensibly private parties are Jolie Kahn, Esquire (the child's mother, Mr. Mikhail's soon-to-be-ex-wife, and his opponent in the state court proceedings), Alan Fellheimer, Esquire (Ms. Kahn's attorney), and Dorothy Phillips, Esquire (Ms. Kahn's former attorney, and now deceased). For the reasons discussed below, the § 1983 claims (and therefore the remainder of the federal claims) against them must be dismissed.
A plaintiff must prove two distinct elements to prevail on a § 1983 claim. He must not only " allege the violation of a
right secured by the Constitution and laws of the United States," but he must also " show that the alleged deprivation was committed by a person acting under color of state law." West v. Atkins, 487 U.S. 42, 48, 108 S.Ct. 2250, 101 L.Ed.2d 40 (1988). This second, " under color of state law" requirement is identical, for present (and for most practical) purposes to the Fourteenth Amendment's state action requirement. Rendell-Baker v. Kohn, 457 U.S. 830, 838, 102 S.Ct. 2764, 73 L.Ed.2d 418 (1982) (citing United States v. Price, 383 U.S. 787, 794 n.7, 86 S.Ct. 1152, 16 L.Ed.2d 267 (1966)); Lugar v. Edmondson Oil Co., Inc., 457 U.S. 922, 928-32, 102 S.Ct. 2744, 73 L.Ed.2d 482 (1982); Kach v. Hose, 589 F.3d 626, 646 (3d Cir. 2009); Benn v. Universal Health Sys., Inc., 371 F.3d 165, 169-70 & n.1 (3d Cir. 2004) (Alito, J.). That the two requirements are equivalent, of course, is readily apparent when the conduct in question is alleged to violate the Federal Constitution, because violation of the Constitution, unless by the federal government or in exceedingly narrow circumstances not relevant here, can only occur by action " fairly attributable to the State" --" [a]s a matter of substantive constitutional law the state-action requirement reflects judicial recognition of the fact that most rights secured by the Constitution are protected only against infringement by governments." Lugar, 457 U.S. at 936-37 (citation and internal quotation marks omitted); cf., e.g., Martinez v. Colon, 54 F.3d 980, 986 (1st Cir. 1995) (" To be sure, violence is attributable to state action if the perpetrator is acting under color of state law, but that is a virtual tautology." (citations omitted)). Section 1983 thus protects against constitutional violations by the State, but " not against wrongs done by individuals," Price, 383 U.S. at 799. Only where the State is responsible for the specific conduct causing the alleged harm does § 1983 apply. Mark v. Borough of Hatboro, 51 F.3d 1137, 1141-42 (3d Cir. 1995); see Kach, 589 F.3d at 646 (" [A] plaintiff seeking to hold an individual liable under § 1983 must establish that she was deprived of a federal constitutional or statutory right by a state actor." ).
Thus, " [t]he ultimate issue in determining whether a person is subject to suit under § 1983 is the same question posed in cases arising under the Fourteenth Amendment: is the alleged infringement of federal rights 'fairly attributable to the State?'" Rendell-Baker, 457 U.S. at 838 (quoting Lugar, 457 U.S. at 937).
The " fair attribution" question, in turn, has two components.
First, the deprivation must be caused by the exercise of some right or privilege created by the State or by a rule of conduct imposed by the state or by a
person for whom the State is responsible. . . . Second, the party charged with the deprivation must be a person who may fairly be said to be a state actor. This may be because he is a state official, because he has acted together with or has obtained significant aid from state officials, or because his conduct is otherwise chargeable to the State. Without a limit such as this, private parties could face constitutional litigation whenever they seek to rely on some state rule governing their interactions with the community surrounding them.
Lugar, 457 U.S. at 937. These two questions may " collapse into each other when the claim of a constitutional deprivation is directed against a party whose official character is such as to lend the weight of the State to his decisions." Id. For this reason, the judges Mr. Mikhail has sued are clearly state actors.
But " [t]he two principles diverge when the constitutional claim is directed against a party without such apparent authority, i.e., against a private party." Id. Because Ms. Kahn and her attorneys are not state officials like the defendant judges, they are not clearly state actors, and closer analysis of each of the two " fair attribution" steps is required.
For a private party to be characterized as a " state actor," the Supreme Court has explained, it is not enough that he acted " pursuant to [a] statute, without something more." Id. at 939.
[T]hat " something more" which would convert the private party into a state actor might vary with the circumstances of the case. . . . [T]he [Supreme] Court has articulated a number of different factors or tests in different contexts: e.g., the " public function" test; the " state compulsion" test; the " nexus" test; and in the case of prejudgment attachments, a " joint action test."
Id. (citation and footnote omitted). Because the inquiry is " necessarily fact-bound," id., the Third Circuit Court of Appeals has recategorized the inquiries, but regardless of the label they are given, only one inquiry is relevant, given Mr. Mikhail's allegations: " 'whether the private party has acted with the help of or in concert with state officials,' a test also known as the 'joint action test.'" Romich v. Sears Holding Corp., No. 12-5383, 2013 WL 5925082, at *12 (E.D. Pa. Nov. 5, 2013) (quoting Kach, 589 F.3d at 646, and citing Cahill ex rel. L.C. v. Live Nation, 512 F.Appx. 227, 230 (3d Cir. 2013)). Under this " joint action" test, " a private party will be deemed a state actor if it is a 'willful participant in joint action with the State or its agents.'" Cahill, 512 F.Appx. at 230 (quoting Lugar, 457 U.S. at 941).
* * *
Mr. Mikhail raises two arguments regarding why several of those Defendants who are ostensibly private parties are in fact state actors. First, he contends, the attorneys he has named as Defendants are state actors simply because they are attorneys and, therefore, are " officers of the judiciary," who, " clothed with the authority of State Law" by their licenses to practice law, are thereby state actors for purposes of 42 U.S.C. § 1983. Resp. to Kahn & Fellheimer ¶ 15. Second, he pursues a
conspiracy-based joint action theory. See, e.g., Resp. to Kahn & Fellheimer ¶ 16.
Under no configuration of the joint action theory--those Mr. Mikhail enlists and a third he has not--can Mr. Mikhail sue the defendant attorneys, or any of the other private party Defendants, under § 1983.
1. Attorneys Are Not State Actors Solely Because They Are Attorneys
First, Mr. Mikhail argues, " [w]e all should agree that attorneys in private practice are not state employees but are clothed with the authority of state law." Resp. to Kahn & Fellheimer ¶ 15(d). Thus, he argues that the defendant attorneys, simply because they are attorneys, are also, therefore, state actors acting under color of law.
This contention, tried before, has been squarely rejected by the Supreme Court. " It is often said that lawyers are 'officers of the court.' But the Courts of Appeals are agreed that a lawyer representing a client is not, by virtue of being an officer of the court, a state actor 'under color of state law' within the meaning of § 1983." Polk County v. Dodson, 454 U.S. 312, 318-19, 102 S.Ct. 445, 70 L.Ed.2d 509 (1981). Further, the Third Circuit Court of Appeals has long espoused that
[a]lthough states license lawyers to practice, and although lawyers are deemed " officers of the court," this is an insufficient basis for concluding that lawyers act under color of state law for the purposes of 42 U.S.C. § 1983. Liability under 42 U.S.C. § 1983 cannot be predicated solely on the state's licensing of attorneys. Participation in a highly regulated profession does not convert a lawyer's every action into an act of the State or an act under color of state law.
Henderson v. Fisher, 631 F.2d 1115, 1119 (3d Cir. 1980) (per curiam) (citing Jackson v. Metro. Edison Co., 419 U.S. 345, 355, 95 S.Ct. 449, 42 L.Ed.2d 477 (1974)); see also, e.g., Jackson, 419 U.S. at 354 (" Doctors, optometrists, lawyers, Metropolitan, and Nebbia's upstate New York grocery selling a quart of milk are all in regulated businesses, providing arguably essential goods and services, 'affected with a public interest.' We do not believe that such a status converts their every action, absent more, into that of the State." ). " Attorneys performing their traditional functions will not be considered state actors solely on the basis of their position as officers of the court." Angelico v. Lehigh Valley Hosp., Inc., 184 F.3d 268, 277-78 (3d Cir. 1999). Mr. Mikhail cannot, therefore, satisfy the state action requirement necessary to bring his § 1983 claims against the defendant attorneys solely because they are attorneys.
2. Mr. Mikhail's Allegations of Conspiracy Are Insufficient to Establish Joint Action
Because the defendant attorneys are not treated as state actors for purposes of the Constitution or § 1983 solely because they are attorneys, they " may be held liable under section 1983 only if they have engaged in 'joint activity' with" those Defendants who in fact are state actors. Hoai v. Vo, 935 F.2d 308, 313 n.5, 290 U.S.App. D.C. 142 (D.C. Cir. 1991).
Mr. Mikhail attempts to pursue such a claim by arguing, additionally, that all the otherwise ostensibly private party Defendants conspired with state officials--namely, the defendant judges, but also, perhaps, with the court-appointed professionals.
" [T]o properly plead an unconstitutional conspiracy, a plaintiff must assert facts from which a conspiratorial agreement can be inferred." Great W. Mining & Mineral Co., 615 F.3d 159, 178. A conspiracy is not parallel conduct by different parties; it must embody, at its heart, " an agreement between the defendants and state officials--a 'meeting of the minds'--to violate the plaintiff's rights." Chambers v. Phila. Media Network, No. 11-6589, 2013 WL 4857995, at *3 (E.D. Pa. Sept. 12, 2013) (quoting Zenquis v. City of Philadelphia, 861 F.Supp.2d 522, 528-29 (E.D. Pa. 2012) (citing Startzell v. City of Philadelphia, 533 F.3d 183, 205 (3d Cir. 2008))). And the law is clear that the plaintiff must plead more than legal conclusions of a conspiracy or agreement. Rather, for his complaint to survive a motion to dismiss, he must plead " 'enough factual matter (taken as true) to suggest that an agreement was made," in other words, " plausible grounds to infer an agreement.'" Great W. Mining & Mineral Co., 615 F.3d at 178 (quoting Twombly, 550 U.S. at 556). Thus, the Court separates the wheat of factual allegations from the chaff of conclusory allegations that there was a corrupt conspiracy, and considers only the former to determine whether the inference of conspiracy is plausible. See id.
Both the Supreme Court and the Third Circuit Court of Appeals have written further on the requirements for cases in which a plaintiff alleges conspiracy with a judge. As the Supreme Court has observed, " [M]erely resorting to the courts and being on the winning side of a lawsuit does not make a party a co-conspirator or a joint actor with the judge." Dennis, 449 U.S. at 28. Such a rule would allow almost any aggrieved party to relitigate its claims under the guise of § 1983; thus, the Supreme Court has been careful to note, for instance, that " we do not hold today that 'a private party's mere invocation of state legal procedures constitutes " joint participation" or " conspiracy" with state officials satisfying the § 1983 requirement of action under color of law.'" Lugar, 457 U.S. at 939 n.21. Instead, a plaintiff alleging that defendants conspired with judges must " plead an agreement between the state court judges and Defendants to rule in favor of [Defendants]." Great W. Mining & Mineral Co., 615 F.3d at 178 (citing Dennis, 449 U.S. at 28). Bare allegations of conspiracy, or the assertion that " Defendants engaged in a concerted action of a kind not likely to occur in the absence of agreement," are insufficient. Id. Thus, for example, allegations such as " there was no way that a Philadelphia court [was] ever going to find against [Defendant] given his relationship with the Philadelphia court system," id. (citation and internal quotation marks omitted), are inadequate to plead conspiracy, even " when viewed in concert with the decisions rendered by the Pennsylvania state courts," in the absence of " any factual contentions concerning conduct by [the] Defendants." Id.
It is important to distinguish here between the potential " appearance of impropriety," as when a judge " approach[es] a party for whom he or she has just ruled to discuss the possibility of working for that party," from a meeting of the minds sufficient to permit a § 1983 claim against that party. Id. at 179. Without a specific allegation of an agreement, such an allegation
" describe[s] unilateral action on the part of certain judges" but " does not plausibly suggest the existence of a conspiracy between the party and the judge to exchange favorable rulings for future employment." Id. By contrast, as the Third Circuit Court of Appeals explained in Great Western Mining & Mineral Co., the claim of " specific conduct " " that the private party defendants had bribed the state-court judge to cause him to issue an injunction in their favor" could suffice, as it did in Dennis. 615 F.3d at 179 (emphasis added) (discussing Dennis, 449 U.S. at 28); see also Twombly, 550 U.S. at 556.
The pleading requirements for conspiracy are thus heightened. See Great W. Mining Co., 615 F.3d at 178-79 (" Great Western has failed to allege except in general terms the approximate time when the agreement was made, the specific parties to the agreement (i.e., which judges), the period of the conspiracy, or the object of the conspiracy." ); see also, e.g., Shearin v. E.F. Hutton Group, Inc., 885 F.2d 1162, 1166 (3d Cir. 1989) (" To plead conspiracy adequately, a plaintiff must set forth allegations that address the period of the conspiracy, the object of the conspiracy, and the certain actions of the alleged conspirators taken to achieve that purpose." ), abrogated on other grounds by Beck v. Prupis, 529 U.S. 494, 120 S.Ct. 1608, 146 L.Ed.2d 561 (2000); Albrecht v. Hamilton, 233 F.Appx. 122, 124-25 (3d Cir. 2007) (per curiam) (" Albrecht, however, fails to plead even 'basic facts' in support of his allegation that the prosecutor worked 'in collusion' with the defendants . . . nor does he allege any facts from which we can infer that the prosecution shared the defendants' motivation to deprive him of his constitutional rights. Rather, the complaint contains only a general averment of conspiracy amounting to nothing more than a conclusion of law." ). And " [t]he standard is even stricter" still " where the state officials allegedly involved in the conspiracy are immune from suit, as are the state court judges here." Sooner Prods. Co. v.McBride, 708 F.2d 510, 512 (10th Cir. 1983). " A conspiracy cannot be found from allegations of judicial error, ex parte communications (the manner of occurrence and substance of which are not alleged) or adverse rulings absent specific facts demonstrating an agreement to commit the alleged improper actions." Capogrosso, 588 F.3d at 185 (quoting Crabtree v. Muchmore, 904 F.2d 1475');"> 904 F.2d 1475, 1481 (10th Cir. 1990)); see also, e.g., Crabtree, 904 F.2d at 1481.
Here, like the pleading in Great Western Mining & Mineral Co., Mr. Mikhail's " complaint contains no similar allegations of specific conduct by the non-judicial actors that caused the judges to enter into an unlawful conspiracy." 615 F.3d at 179. Because allegations against nonjudicial actors, " without a complementary allegation of conduct by the non-judicial actor, does not plausibly suggest the existence of a conspiracy between the party and the judge," id. at 179 (emphasis added), the Court will examine Mr. Mikhail's allegations against the defendant judges. In summary, Mr. Mikhail asserts that:
o Judges Bertin, Tilson, and Daniele met ex parte with Ms. Kahn, entered unconstitutional PFA orders, one of which caused Mr. Mikhail to be evicted from his home, and awarded Ms. Kahn full custody of the child. See Compl. ¶ ¶ 16-19, 47, 56-59.
o Judge Carluccio required Mr. Mikhail's visits with his daughter to be supervised and limited in duration; entered a PFA order contrary to Pennsylvania precedent; wrote an opinion containing false facts; ordered Mr. Mikhail not to take the
child out of Pennsylvania; postponed decision on Mr. Mikhail's petition; required Mr. Mikhail to use the Kids First service for supervision despite knowing that it was corrupt; forced Mr. Mikhail to continue to abide by an expired PFA without a hearing or due process; did not award Mr. Mikhail alimony pendente lite for over two years; ordered Mr. Mikhail's marital home to be sold; ordered Mr. Mikhail to pay money to Ms. Kahn; and dismissed three of Mr. Mikhail's petitions. See Compl. ¶ ¶ 23-32, 52-53, 60-72.
o Judge Haaz dismissed Mr. Mikhail's petitions without consideration, long after their filing; dismissed Mr. Mikhail's subpoenas attempting to show Ms. Kahn's fraud upon the court; disregarded evidence and relied on an ex parte meeting with a therapist; entered a custody order in favor of Ms. Kahn " only because Judge Haaz is Jewish and he was protecting Ms. Kahn, who is Jewish," Compl. ¶ 88; and disregarded the child's best interests and right to be represented by a child advocate at a hearing, see Compl. ¶ ¶ 33-34, 43-45, 83-90.
o Judge Page harassed, intimidated, and threatened Mr. Mikhail and told him to " shut up" at a hearing and did not schedule a hearing on one of Mr. Mikhail's petitions. See Compl. ¶ ¶ 91-96.
o Judges Bowes, Donohue, and Olson, of the Pennsylvania Superior Court, disregarded evidence and precedents in their decision and opinion, which contained falsehoods. Compl. ¶ ¶ 29, 73-82.
Accepted as true, the factual content of these allegations may establish the " appearance of impropriety," Great W. Mining & Mineral Co., 615 F.3d at 179, but there is nothing to be found from which the Court can infer a meeting of the minds necessary to render any of the otherwise private parties state actors for purposes of § 1983 or the Constitution. The allegations above merely " describe unilateral action on the part of certain judges," id. ; there is nothing, such as a specific bribery allegation, that suggests that the defendant judges in the instant case did anything more than, as impartial adjudicators, find Ms. Kahn and her attorneys' view of the relevant law and facts more compelling than Mr. Mikhail's, even if the judges committed legal error (a conclusion that this Court is not reaching). As discussed above, the case law is clear that " [a] conspiracy cannot be found from allegations of judicial error, ex parte communications (the manner of occurrence and substance of which are not alleged) or adverse rulings absent specific facts demonstrating an agreement to commit the alleged improper actions." Capogrosso, 588 F.3d at 185 (quoting Crabtree, 904 F.2d at 1481). Moreover, inferring a conspiracy from ex parte communications is not only generally unwarranted, but, in fact, it is especially so where, as here, a relevant statute--Pennsylvania's Protection from Abuse Act-- specifically provides for ex parte communications between a party and the court. See 23 Pa. Cons. Stat. Ann. § 6107 (" If a plaintiff petitions for temporary order for protection from abuse and alleges immediate and present danger of abuse to the plaintiff or minor children, the court shall conduct an ex parte proceeding." ).
In sum, Mr. Mikhail has failed to plead facts that would suggest to any reasonable person that the defendant judges conspired with any of the private Defendants, and so " [t]here is no cause of action under [§ 1983] in this case where the state did no more than furnish a forum to private parties and had no interest in the outcome."
Shaffer v. Cook, 634 F.2d 1259, 1260 (10th Cir. 1980) (per curiam). The fact that Mr. Mikhail has repeatedly lost in state court does not mean that the state court judges were or are " out to get him."
Finally, Mr. Mikhail also cannot base his claim that Ms. Kahn and her lawyers are state actors on the suggestion that any of them conspired with the court-appointed Defendants (Drs. Lustig and Pisa and Ms. Sobel). For one, not only are any of Mr. Mikhail's allegations of conspiracy with Dr. Lustig--if they are otherwise sufficient--confined (within the bounds of plausibility) to conspiracy solely with Dr. Lustig (whom the court dismissed from the underlying proceedings), as explained above, see supra Section III.C, those claims are also barred by § 1983's statute of limitations, and thus, too, are any § 1983 claims against Ms. Kahn and her attorneys, even if otherwise appropriate. Second, Mr. Mikhail fails to state a § 1983 claim against Dr. Pisa; a fortiori he cannot establish that Dr. Pisa conspired with Ms. Kahn and her attorneys to deprive him of his constitutional rights. Mr. Mikhail's conclusory allegations with regard to Dr. Pisa fail to offer any specific factual content from which this Court could infer a conspiracy.
Third, Mr. Mikhail's allegations against Ms. Sobel are also inadequate to make out a claim of conspiracy between her and Ms. Kahn and Ms. Kahn's lawyers. Mr. Mikhail avers that Ms. Sobel, " as she is Jewish and feminist, conspired with Ms. Kahn in order to incriminate [him] and to secure for Ms. Kahn the custody of" their child, Compl. at 19, and that Ms. Kahn's former attorney, Ms. Phillips, communicated ex parte with Ms. Sobel, Compl. ¶ 127. Mr. Mikhail's additional recitals that Ms. Sobel " insulted [him] in his faith" and " distorted facts and reported false testimonies," Compl. at 19, including by " [s]ubmitting a custody evaluation report containing falsehoods and lies," Compl. ¶ 169, are not enough to state a claim even against her alone, see, e.g., Johnson, 448 F.Appx. at 193. In the way of factual content, he offers only threadbare allegations of Ms. Sobel's poor recall, selective summarization, and connotation-twisting. See Compl. at 20. These averments offer nothing to suggest a meeting of the minds between or among the alleged co-conspirators. They are inadequate to plead " malicious cooperation with Ms. Kahn's attorney," Compl. ¶ 173, and cannot serve as the basis for a conspiracy charge that would render Ms. Kahn and her attorneys state actors.
For these reasons, Mr. Mikhail's § 1983 claims against Ms. Kahn, Mr. Fellheimer, and the estate of Ms. Phillips must be dismissed. Although amendment of the Complaint likely would be futile, the Court will dismiss these claims without prejudice in the unlikely event that Mr. Mikhail can in fact plead in good faith any specific allegations of conspiracy.
3. There Is No Other Basis for Finding Joint Action
Finally, the Court will sua sponte raise and dispose of one further joint action theory in order to clarify why Mr. Mikhail cannot proceed with a § 1983 claim against the private parties he has named. The issue here is whether, in the absence of sufficient allegations to establish a conspiracy between judges and private litigants and the litigants' attorneys, allegedly wrongful conduct in the filing and prosecution of protection from abuse orders may render
litigants state actors under the narrow rules announced in Edmonson v. Leesville Concrete Co., Inc., 500 U.S. 614, 111 S.Ct. 2077, 114 L.Ed.2d 660 (1991), and Lugar v. Edmondson Oil. Co., 457 U.S. 922, 102 S.Ct. 2744, 73 L.Ed.2d 482. These cases describe two constricted and relatively unique circumstances in which otherwise private parties may be considered state actors through their joint action despite a lack of conspiracy or other meeting of the minds. Although courts have often addressed the application of these holdings with regard to the amount of the State's compulsive power the private party has invoked (or whether it is actual or potential, see Angelico, 184 F.3d at 278), in fewer cases, at least in any depth, have courts discussed why orders issued by a judge cannot fall under those rules. For the reasons discussed below, because the entry of a protection from abuse order, even a temporary, emergency order, requires the judge to exercise his discretion, a petitioner seeking such an order cannot be considered a state actor because he petitioned for such an order. Although Mr. Mikhail does not raise this particular argument, efficiency and fairness counsel in favor of addressing it because Mr. Mikahil is a pro se plaintiff, untutored in the law, and, read together, his varied and unstructured arguments that the private parties he has named are state actors might be interpreted to encompass it.
In Edmondson, the Supreme Court held that " a private litigant . . . must be deemed a government actor in the use of peremptory challenges." 500 U.S. at 621. The Court conducted the well-established two-step analysis from Lugar, discussed above: it " asked first whether the claimed constitutional deprivation resulted from the exercise of a right or privilege having its source in state authority; and second, whether the private party charged with the deprivation could be described in all fairness as a state actor." Id. (citation omitted). The important analysis, for present purposes, " centers around the second part of the Lugar test, whether a private litigant in all fairness must be deemed a government actor in the use of peremptory challenges." Id. Although the Court could identify " certain principles of general application," it noted that this second part of the Lugar test " is often a factbound inquiry." Id. The ultimate question is whether the private parties have made " extensive use of state procedures with 'the overt, significant assistance of state officials,'" such that those private parties' actions can fairly be attributed to the State and they can be said to be state actors. Id. at 622 (quoting Tulsa Prof'l Collection Servs., Inc. v. Pope, 485 U.S. 478, 486, 108 S.Ct. 1340, 99 L.Ed.2d 565 (1988)).
Although most aspects of the Edmondson Court's " principles of general application" are inapposite or otherwise unhelpful in answering the present question regarding litigants' and attorneys' filing of protection from abuse petitions, a close reading of Edmondson and Lugar reveals that the true essence of the Court's inquiry, and the aspect most informative here, is whether and when the state automatically throws its weight behind the private litigants, without exercising any discretion or judgment. The Edmondson Court reasoned that " [w]hen a lawyer exercises a peremptory challenge, the judge advises the juror he or she has been excused." Id. at 623-24. The Court further explained:
[A] private party could not exercise its peremptory challenges absent the overt, significant assistance of the court. The government summons jurors, constrains their freedom of movement, and subjects them to public scrutiny and examination. The party who exercises a challenge invokes
the formal authority of the court, which must discharge the prospective juror, thus effecting the " final and practical denial" of the excluded individual's opportunity to serve on the petit jury. Virginia v. Rives, 100 U.S. 313, 322, 25 L.Ed. 667 (1880). Without the direct and indispensable participation of the judge, who beyond all question is a state actor, the peremptory challenge system would serve no purpose. By enforcing a discriminatory peremptory challenge, the court " has not only made itself a party to the [biased act], but has elected to place its power, property and prestige behind the [alleged] discrimination." Burton v. Wilmington Parking Authority, 365 U.S. , at 725, 81 S.Ct. 856, 6 L.Ed.2d 45 [(1961)]. In so doing, the government has " create[d] the legal framework governing the [challenged] conduct," National Collegiate Athletic I Assn. [ v. Tarkanian ], 488 U.S. , at 192, 109 S.Ct. 454, 102 L.Ed.2d 469 [(1988)], and in a significant way has involved itself with invidious discrimination.
Edmonson, 500 U.S. at 624 (second alteration in original). Not only do peremptory challenges play an important role " in selecting an entity that is a quintessential governmental body, having no attributes of a private actor," id., " [t]he fact that the government delegates some portion of this power to private litigants does not change the governmental character of the power exercised," id. at 626. The crucial point here, as evident from the Edmondson Court's discussion, taken as a whole, is that through the device of peremptory challenges, the government delegates its authority, which remains governmental in character because that authority, once the private party invokes it, must be executed by the judge, who, without any question or exercise of discretion, automatically excuses the juror. The effect is automatic such that the private party is in fact exercising the State's authority simply by invoking it.
This crucial point is also apparent, although in a different context, in Lugar. There, the Supreme Court held that, " [w]hatever may be true in other contexts," private parties became state actors for purposes of § 1983 " when the State has created a system whereby state officials will attach property on the ex parte application of one party to a private dispute." 457 U.S. at 942. The Lugar Court also explained, however, that " [a]ction by a private party pursuant to [a] statute, without something more, [is] not sufficient to justify a characterization of that party as a 'state actor.'" Id. at 939. In Lugar, the defendant and state officials proceeded under a
prejudgment attachment procedure [that] required only that [a petitioner] allege, in an ex parte petition, a belief that [the named respondent] was disposing of or might dispose of [the petitioner's] property in order to defeat his creditors. Acting upon that petition, a Clerk of the state court issued a writ of attachment, which was then executed by the County Sheriff. This effectively sequestered [the named respondent's] property, although it was left in his possession. Pursuant to the statute, a hearing on the propriety of the attachment and levy was later conducted.
Id. at 924-25 (emphasis added). Indeed, pursuant to the Virginia statute, a judge was not involved; the petitioner could proceed by automatic operation of law. The relevant Virginia statutory provisions stated that " [u]pon the filing of the petition . . ., the clerk or the justice of the peace before whom the petition is filed shall issue an attachment in accordance with the prayer of the petition. " Petitioner's Brief on the Merits at
8-9, Lugar, 457 U.S. 922, 102 S.Ct. 2744, 73 L.Ed.2d 482 (quoting then--Va. Code. Ann. § 8-526) (emphasis added). Then, the petitioner, automatically successful, in accordance with these provisions, directed the attachment to the sheriff, who then, again, automatically took his orders to " attach the property mentioned and sought to be attached in the petition . . . ." Id. at 10 (citing then--Va. Code Ann. § 8-533). What quickly become apparent are some of the rare qualities of the prejudgment attachment context: due process concerns are paramount here, it would seem, precisely because the State, in establishing such prejudgment attachment procedures, has abdicated the discretion involved in the exercise of its authority to private individuals. See, e.g., Lugar, 457 U.S. at 934 (" If the creditor-plaintiff violates the debtor-defendant's due process rights by seizing his property in accordance with statutory procedures, there is little or no reason to deny to the latter a cause of action under the federal statute, § 1983, designed to provide judicial redress for just such constitutional violations." ).
Lugar also spelled out two other crucial principles. For one, it explicitly disclaimed that its extension of state action to private actors, such that private actors could be sued under § 1983, applied beyond the prejudgment attachment context, although it did not give the apparent reason, gleaned above. See id. at 939 n.21 (" [W]e do not hold today that a private party's mere invocation of state legal procedures constitutes 'joint participation' or 'conspiracy' with state officials satisfying the § 1983 requirement of action under color of law. The holding today, as the above analysis makes clear, is limited to the particular context of prejudgment attachment." (citation and internal quotation marks omitted)). Nonetheless, it is logical that one of the reasons the Supreme Court limited its holding to prejudgment attachment is that prejudgment attachment occurs prejudgment --that is, before a court has exercised or entertained any judgment. Prejudgment attachment comprises " situations [that]
arise only when a private individual acts jointly with the aid of a state official, such as a court clerk or a sheriff ," rather than those in which the judge exercises his independent judgment. Smith v. Wood, 649 F.Supp. 901, 905-07 (E.D. Pa. 1986) (Scirica, J.) (emphasis added); see also, e.g., Read v. Klein, 1 F.Appx. 866, 871-72 (10th Cir. 2001) (" Although Lugar adopts an expansive test for state action, the decision is carefully limited to prejudgment seizures of property. In other contexts, a private party's 'mere invocation of state legal procedures' does not constitute joint participation and thus is not state action." (citations and internal quotation marks omitted)); cf., e.g., Dist. 28, United Mine Workers of Am., Inc. v. Wellmore Coal Corp., 609 F.2d 1083, 1086 (4th Cir. 1979) (" Such application is appropriate only in the narrow context of a state court or quasi-judicial officer providing prejudgment remedies to a creditor that may cause a deprivation of a debtor's property without due process of law." (citations omitted)). Indeed, the Third Circuit Court of Appeals, in its leading prejudgment seizure case, held that " a private individual who enlists the compulsive powers of the state to seize property by executing on a judgment without pre-deprivation notice or hearing acts under color of law and so may be held liable under section 1983 if his acts cause a state official to use the state's power of legal compulsion to deprive another of property." Jordan v. Fox, Rothschild, O'Brien & Frankel, 20 F.3d 1250, 1267 (3d Cir. 1994) (emphasis added). That holding, it is rather clear, depends upon a private individual's enlistment of a state's compulsive powers, with no questions asked--i.e., in the absence of any judicial judgment.
Second, the Lugar Court pointed out that a plaintiff has no § 1983 cause of action against the private party who, instead of acting pursuant to the delegation of or opportunity to invoke state authority, " misuse[s] or abuse[s] the statute." Id. at 942. The Court explained:
Count two alleged that the deprivation of property resulted from respondents' " malicious, wanton, willful, opressive [ sic ], [and] unlawful acts." By " unlawful," petitioner apparently meant " unlawful under state law." To say this, however, is to say that the conduct of which petitioner complained could not be ascribed to any governmental decision; rather, respondents were acting contrary to the relevant policy articulated by the State. Nor did they have the authority of state officials to put the weight of the State behind their private decision, i.e., this case does not fall within the abuse of authority doctrine recognized in Monroe v. Pape, 365 U.S. 167, 81 S.Ct. 473, 5 L.Ed.2d 492 (1961). That respondents invoked the statute without
the grounds to do so could in no way be attributed to a state rule or a state decision. Count two, therefore, does not state a cause of action under § 1983 but challenges only private action."
Id. at 941 (alterations in original). In brief, then, " private misuse of a state statute does not describe conduct that can be attributed to the State." Lower courts, accordingly, have also observed that " [a] court cannot attribute private defendants' misuse of a valid state statute to the state. An allegation that private defendants simply misused a valid state statute does not state a cause of action under § 1983" and, " [t]herefore, logically, [a private party's] filing of a complaint apparently containing falsehoods cannot be attributed to the state." Daniel v. Ferguson, 839 F.2d 1124, 1130 (5th Cir. 1988) (per curiam) (citing Lugar, 457 U.S. at 940); see also id. (citing specific examples of misuse of statutes to " elicit . . . an exercise of official state authority" ).
What is evident from this examination of Edmondson and Lugar, then, is that an otherwise private actor may become a state actor where he follows--but not when he abuses--state-created procedures that either delegate the State's authority to him or allow him to invoke it in such a way that agents of the State automatically (i.e., without exercising judgment) exercise it on his behalf. The lower courts have made similar observations in reaching the conclusion that
Plaintiff's reliance on Lugar and its progeny is also misplaced because Lugar's " joint action" test is inapplicable to cases in which a private party is alleged to be a state actor merely because it brought suit and invoked the independent judgment of the state judiciary. Lugar does not contain even a passing reference to the possibility that a neutral state judge could be considered a joint actor with a private party."
Smith, 649 F.Supp. at 905 (emphasis added); cf. Paisey v. Vitale, 807 F.2d 889, 894 (11th Cir. 1986) (" Paisey seeks to find state involvement merely in the fact that the Florida state courts, through Judge Vitale, have held themselves open to hear tort actions such as the one brought by Nova. Such an argument assumes that the Florida courts have aligned themselves with Nova in the state court action before they have even considered the merits of either side of this dispute. This is an unacceptable proposition. Providing a forum for adjudication is an essentially neutral act." ); Erb v. Judge, No. 94-2124, 1994 WL 523209, at *2 (E.D. Pa. Sept. 23, 1994) (" The information provided by private complainants is first reviewed by a state official before further action is taken." ), aff'd, 60 F.3d 814 (3d Cir. 1995).
On the basis of such a distinction, for instance, the Tenth Circuit Court of Appeals has repeatedly " held that a private litigant's use of state court proceedings to obtain an ex parte temporary restraining order does not satisfy the color of law requirement of § 1983." Yanaki v. Iomed, Inc., 415 F.3d 1204, 1208 (10th Cir. 2005) (citing Torres v. First State Bank of Sierra Cnty., 588 F.2d 1322, 1325-27 (10th Cir.1978)). And the Fifth Circuit Court of Appeals has explained that " the simple seeking and obtaining of a temporary restraining order, or even the action of a private party who misused a lawful state procedure with inadvertent assistance from a state court judge," involved " an independent evaluation by the judiciary" such that " [i]t could not be said that the private litigant was acting 'under color of state law,' nor could such a litigant be charged with responsibility for an independent judicial decision." Howard Gault Co. v. Tex. Rural Legal Aid, Inc., 848 F.2d 544, 553-54
(5th Cir. 1988) (footnotes omitted). By contrast, that court reasoned, a private enforcement decision that was " solely the decision of [the private party], not that of any state official, to determine whether to execute [a] judgment," such that " [o]nce [the private party] made that unilateral determination, state officials were compelled to undertake the collection process," is distinguishable from cases involving judicial decisionmaking. Id. at 554.
The Third Circuit Court of Appeals' case law is consistent with these distinctions, principles, and conclusions. For instance, in cases involving the claim that store employees, by detaining suspected shoplifters, became joint actors with the police, and therefore state actors, the test asks whether " the police ha[d] a pre-arranged plan with the store" pursuant to which they would act at the employees' behest, without independently evaluating the presence of probable cause. " Cruz v. Donnelly, 727 F.2d 79, 81 (3d Cir. 1984) (per curiam) (emphasis added). The Court of Appeals laid down this test, it explained, because " the critical issue [under Lugar ] is whether the state, through its agents or laws, has established a formal procedure or working relationship that drapes private actors with the power of the state," such that the state's " system permit[s] private parties to substitute their judgment for that of a state official or body." Id. at 82; accord Robb v. City of Philadelphia, 733 F.2d 286, 292 (3d Cir. 1984) (same, and noting that " Lugar is somewhat opaque" ); see Romich, 2013 WL 5925082, at *13-14 (discussing and applying the standard from Cruz v. Donnelly, 727 F.2d 79); cf. Tunstall v. Office of Judicial Support, 820 F.2d 631, 634 (3d Cir. 1987) (" Merely instituting a routine civil suit does not transform a litigant's actions into those taken under color of state law." ); Gilbert v. Feld, 788 F.Supp. 854, 860 (E.D. Pa. 1992) (" The conspiracy theory involves the assertedly unconstitutional consequences of joint (public and private) mis-use (or abuse) of otherwise valid state procedures, while the improper delegation theory involves the assertedly unconstitutional consequences of placing in private hands the exercise of state power." ).
Moreover, the Supreme Court's statement in Dennis v. Sparks that " merely resorting to the courts and being on the winning side of a lawsuit does not make a party a co-conspirator or a joint actor with the judge," 449 U.S. at 28 (emphasis added), also supports this conclusion that while private individuals may prompt judicial decisionmaking, their invocation of state procedures to do so (e.g., by filing a PFA petition) is distinct from the judicial decisionmaking that results. " Based on this reasoning, the filing of a petition for a protection from abuse order and the petition to modify custody would also not render a private individual a state actor." Van Tassel v. Lawrence Cnty. Domestic Relations Section, 659 F.Supp.2d 672, 699 (W.D. Pa. 2009), aff'd, 390 F.Appx. 201 (3d Cir. 2010). And not only does Dennis foreclose a finding of joint action by " mere resort to the courts," the concept of conspiracy with a judge is predicated on the notion that the decisions in the case are the judge's to make, and so the question is whether he agreed with a private party intentionally to skew those decisions in that party's favor.
The application of these principles here compels the conclusion that Pennsylvania's Protection from Abuse Act, 23 Pa. Cons. Stat. Ann. § § 6101-6122, and Ms. Kahn and her attorneys' invocation of it, do not render Ms. Kahn and her attorneys state actors. The Protection from Abuse Act provides that " [i]f a plaintiff petitions for temporary order for protection from abuse and alleges immediate and present danger of abuse to the plaintiff or minor children, the court shall conduct an ex parte proceeding." 23 Pa. Cons. Stat. Ann. § 6107. Put another way, a PFA petitioner does not have an automatic entitlement to relief, but must instead subject herself to a hearing before a judge, whose discretion, far from being " enlisted," " invoked," or " directed," makes an independent determination following a hearing that, while it can be said to be state action, can no longer be said to be the action of the private actor.
Indeed, an appreciable difference exists, in terms of ensuring the truthful allegations of abuse, between a review of the verified allegations listed in a PFA petition and the conduct of an ex parte hearing. A person may blithely execute a petition inflating claims of abuse. On the other hand, the process of appearing in court before a judge and swearing to testify truthfully would necessarily give one pause about leveling exaggerated or specious allegations against another person. Further, in-person examination of the petitioner during a hearing permits the trial court to inquire of facts and circumstances beyond the allegations that the victim delineated in the petition. It is, in practice, impossible for a trial court to discern from its review of pre-printed PFA form whether a petitioner has an improper motive, such as retaliation or to gain an advantage in another proceeding. In addition, as the trial court cogently highlighted in Boyle v. Boyle, [12 Pa. D. & C. 3d 767 (Ct. Com. Pl. 1979)], in-person hearings enable trial courts to observe the presence or absence of physical evidence of violence such as scratches, wounds, and bruises.
Finally, credibility determinations are crucial components to any trial proceeding. The trial court's ability to view the petitioner's facial expressions and mannerisms during the ex parte hearing is critical to an ability to render its credibility determinations. For these reasons, when compared to the requirement that an alleged victim appear before a trial court during an ex
parte proceeding, the practice of relying upon a PFA petitioner's verification and acknowledgment that any false statements are subject to the penalties of [perjury], is inadequate protection against fabricated allegations of abuse. That shortcoming is particularly apparent in light of the only perceived benefit of in camera review, judicial economy. To be sure, assuming that the trial court convenes an ex parte hearing upon its receipt of the PFA petition . . ., the ex parte hearing would protect the respondent's due process rights without delaying the immediate relief the petitioner seeks.
Ferko-Fox v. Fox, 2013 PA Super. 88, 68 A.3d 917, 924-25 (Pa. S.Ct. 2013) (footnote omitted). It is thus clear that, as described by Pennsylvania's own courts, the PFA statute's procedure require the judge to consider a petitioner's allegations closely and carefully before entering a temporary order for relief. If the Edmondson syllogism is that the constitution of a jury is per se state action, such that a private party who exercises a peremptory challenge and, thereby, helps to determine the jury and thus engage in state action, the same logic requires concluding that a judge's decision to issue a PFA order is state action, and also the judge's decision and ipso facto not the private petitioner's, whose decision it is not, and whose action in petitioning, therefore, cannot be state action. The bottom line is that if a judge independently considers a PFA petition and decides to issue relief, his decision, unless pursuant to a conspiracy with the petitioner, is indeed his own, and thus state action not attributable to the petitioner, whose action of petitioning is thus not attributable to the state and, therefore, is not state action.
Finally, Mr. Mikhail's allegations and arguments, to the extent that they remain, would seem really to be a claim that Ms. Kahn and her attorneys have engaged in misconduct before the state tribunals. But a PFA petitioner's misuse of the PFA procedures is not actionable under § 1983, pursuant to the Supreme Court's clear statement to that effect in Lugar. The allegations here are really no more than claims that Ms. Kahn and other otherwise private party Defendants committed fraud upon the Pennsylvania courts in terms of what they stated to be facts in the PFA and custody proceedings. Setting to one side the logical fact that fraud upon a court would seem to preclude conspiracy with the court, the Court notes that the Pennsylvania Protection from Abuse Act provides that " [a] person who knowingly gives false information to any law enforcement officer with the intent to implicate another under [the Protection from Abuse Act] commits an offense under 18 Pa.C.S. § 4906 (relating to false reports to law enforcement authorities)." 23 Pa. Cons. Stat. Ann. § 6106; see id. § 6122 (" Nothing in this chapter shall be construed to preclude an action for wrongful use of civil process pursuant to 42 Pa.C.S. Ch. 83 Subch. E (relating to wrongful use of civil proceedings) or criminal prosecution for a violation of 18 Pa.C.S. Ch. 49 (relating to falsification and intimidation)." ). In other words, when a PFA petitioner commits fraud upon the court, she acts in violation of state law, and her action can thus hardly be said to be attributable to the State. See Lugar, 457 U.S. at 940; see also, e.g., Dahlberg v. Becker, 748 F.2d 85, 90-91 (2d Cir. 1984) (" This allegation did not ascribe conduct to any state governmental decision or action. Instead, it implicitly legitimized the state statute and complained only that the private party defendants had run afoul of the statute. . . ." ).
E. Failure to State a Claim
Mr. Mikhail's claims against several of the Defendants must be dismissed because
Mr. Mikhail has failed to state claims against them.
1. Mr. Mikhail Has Failed to State a Claim Against Either Sheila Dugan or Chip Minto
Mr. Mikhail fails to state a cause of action against either Sheila Dugan or Chip Minto. Mr. Mikhail's only factual allegations against Ms. Dugan, two in total, concern testimony she ostensibly gave, but Mr. Mikhail claims no wrongdoing in those averments. See Compl. at 13, 19-20. Without anything more, Mr. Mikhail then states that Ms. Dugan " conspired with Ms. Kahn in order to inflict harm" on Mr. Mikhail. Compl. ¶ 180-182. These later allegations are wholly conclusory and, as discussed earlier in the context of what is required to state plead a conspiracy under § 1983, see supra subsection III.D.2, these allegations, being wholly conclusory, cannot be credited. Any claims against Ms. Dugan must be dismissed without prejudice.
Mr. Mikhail has leveled even fewer allegations against Mr. Minto--just the same three numbered points conclusorily asserting that Mr. Minto " conspired with Ms. Kahn in order to inflict harm" on Mr. Mikhail. Compl. ¶ 180-182. A fortiori, any claims against Mr. Minto must be dismissed without prejudice.
2. Mr. Mikhail Has Failed to State a Claim Against Preston Findlay
For several reasons, Mr. Mikhail also fails to state a cognizable claim for relief against Mr. Findlay, counsel for the Missing Children Division of the National Center for Missing and Exploited Children (" NCMEC" ), a nonprofit organization that receives congressional funding. Mr. Mikhail alleges that Mr. Findlay " provided an affidavit [in the state court proceedings] profiling child kidnappers and tailored to fit the goals of Ms. Kahn and Ms. Phillips." Compl. ¶ 38. For one, Mr. Findlay is likely immune for his submission of this affidavit. See Williams v. Hepting, 844 F.2d 138, 142-43 (3d Cir. 1988) (citing with approval Sprecher v. Graber, 716 F.2d 968, 975 (2d Cir. 1983), in which the court found immunity for an SEC official's submission of an affidavit). Second, even if Mr. Findlay is not entitled to such immunity, and even if the Court were to assume, further, that Mr. Findlay is a federal government actor (i.e., for Bivens purposes ) based on
congressional funding to the NCMEC (a proposition that this Court need not and will not determine), Mr. Mikhail has not alleged any particular cause of action or any particular constitutional right of his that Mr. Findlay allegedly violated.
Although the Court acknowledges that pro se complainants cannot be held to the exacting standards of artful pleading as may be applied to learned counsel, Mr. Mikhail's Complaint fails to put Mr. Findlay (or the Court) on notice of even the most ephemeral nature of Mr. Mikhail's claims against Mr. Findlay. Federal Rule of Civil Procedure 8(a) requires a complaint to include " 'a short and plain statement of the claim' that will give the defendant fair notice of what the plaintiff's claim is and the grounds upon which it rests." Leatherman v. Tarrant Cnty. Narc. Intel. & Coordination Unit, 507 U.S. 163, 168, 113 S.Ct. 1160, 122 L.Ed.2d 517 (1993) (quoting Conley v. Gibson, 355 U.S. 41, 47, 78 S.Ct. 99, 2 L.Ed.2d 80 (1957)); see, e.g., Albrecht, 233 F.Appx. at 125. He has not done so. Other than accusing Mr. Findlay of conspiring with Ms. Kahn, Mr. Mikhail has not claimed any actionable wrongdoing on the part of Mr. Findlay.
But Mr. Mikhail has also failed to plead Mr. Findlay's supposed involvement in a conspiracy with any of the required specificity, as discussed above, see supra subsection III.D.2. Instead, he offers the mere conclusory allegation that Mr. Findlay " conspired with Ms. Kahn to inflict harm to Plaintiff," Compl. at 30, without, " even," any " 'basic facts' in support of his allegation that [Mr. Findlay] worked 'in collusion' with [Ms. Kahn]," Albrecht, 233 F.Appx. at 125 (quoting In re Tower Air, Inc., 416 F.3d 229, 237 (3d Cir. 2005)). There is nothing from which this Court could plausibly infer an agreement " to deprive [Mr. Mikhail] of his constitutional rights." Id. Mr. Mikhail has stated only that Mr. Findlay " [p]rovid[ed] an affidavit . . . that is totally racist" and " contain[s] falsehoods and misleading information" and that he " [a]ccus[ed Mr. Mikhail] of being a potential kidnaper [sic] through profiling." Compl. ¶ ¶ 146-51. These allegations, of course, are mere conclusions about the verifiable content of a document; moreover, it is unclear just what federal constitutional or statutory rights Mr. Mikhail believes Mr. Findlay violated.
But the Court need not accept Mr. Mikhail's characterizations of Mr. Findlay's affidavit, and not only because they are mere conclusions, but also because the Court can examine the affidavit for itself to determine whether Mr. Mikhail's allegations are entitled to the presumption of truth. Although Mr. Mikhail neglected to attach the affidavit to his Complaint, because Mr. Findlay attached it in his Motion to Dismiss (Docket Nos. 39, 39-3) and Mr. Mikhail does not contest the affidavit's authenticity in his Response, see Resp. to Findlay Mot. Dismiss ¶ 4 (Docket No. 40) (" It is true that Mr. Findlay provided a lone four-page affidavit . . . ." ), the affidavit comes properly before the Court. See Pension Ben. Guar. Corp. v. White Consol. Indus., Inc., 998 F.2d 1192, 1196 (3d Cir. 1993) ( " [A] court may consider an undisputedly authentic document that a defendant attaches as an exhibit to a motion to dismiss if the plaintiff's claims are based on the document. Otherwise, a plaintiff with a legally deficient claim could survive a motion to dismiss simply by failing to attach a dispositive document on which it relied." (citations omitted)); accord Pryor v. NCAA, 288 F.3d 548, 560 (3d Cir. 2002); Cooper v. Samsung Elecs. Am., Inc., 374 F.Appx. 250, 253 n.3 (3d Cir. 2010). Mr. Findlay's affidavit does not mention Mr. Mikhail or his child once. Rather, it provides general information about child abduction and how parents can protect their children, as well as relevant information
regarding Egypt. See Findlay Aff., Findlay Mot. Dismiss Ex. 1 (Docket No. 39-3). It is difficult to see how any of the information in the affidavit can be construed as materially false or racist.
Accordingly, because Mr. Mikhail concedes that this affidavit constitutes the only means by which Mr. Findlay harmed him, and because, regardless, Mr. Findlay likely has immunity for his submission of the affidavit, any claims against Mr. Findlay are dismissed with prejudice because amendment would be futile. See Resp. to Findlay Mot. Dismiss ¶ 4 (" It is true that Mr. Findlay provided a lone four-page affidavit, but it is not the quantity of affidavits or the length of them that matter but what they contain. Mr. Findlay caused harm to Plaintiff and violated his constitutional rights with this lone document as described in the Complaint." ).
* * *
Mr. Mikhail's claims against several other Defendants could also be dismissed for failure to state a claim. For instance, he does not state a claim against Dr. Pisa, and likely does not against Ms. Sobel, either. But the Court need not reach this issue, because Dr. Pisa and Ms. Sobel, like the defendant judges, are also protected by absolute immunities, and Younger abstention additionally precludes any injunctive relief as requested against them. It is to those immunity defenses that the Court next turns.
F. Immunities and Capacities
To the extent that any federal claims for damages or injunctive relief against the defendant judges or the court-appointed Defendants, for their actions in their court-appointed roles, survive Rooker--Feldman, Younger abstention, and the other defenses discussed above, these Defendants have absolute immunity from Mr. Mikhail's claims which requires dismissal of the claims with prejudice.
1. Absolute Judicial Immunity from Suit for Monetary Damages
The defendant judges assert that they have absolute immunity from money damages. Mr. Mikhail contests this immunity. He claims that judicial immunity for misconduct and fraudulent activities violates his constitutional rights, and he also seems
to contest the appropriateness of judicial immunity where judges act maliciously and in bad faith. Resp. to Judges' Mot. Dismiss (Docket No. 25). Although this Court does not find that any of Mr. Mikhail's conspiracy or bad faith allegations against the judges are anything more than conclusory, see also supra subsection III.D.2, it will dismiss with prejudice any remaining damages claims against the judges because of judicial immunity.
Judges are absolutely " immune from suit under section 1983 for monetary damages arising from their judicial acts." Gallas v. Supreme Court of Pa., 211 F.3d 760, 768 (3d Cir. 2000) (citing Mireles v. Waco, 502 U.S. 9, 9, 112 S.Ct. 286, 116 L.Ed.2d 9 (1991); Forrester v. White, 484 U.S. 219, 225-27, 108 S.Ct. 538, 98 L.Ed.2d 555 (1988); Stump v. Sparkman, 435 U.S. 349, 355-56, 98 S.Ct. 1099, 55 L.Ed.2d 331 (1978)); see also Azubuko v. Royal, 443 F.3d 302, 303 (3d Cir. 2006) (per curiam). This immunity, and the reasons for it, are well established by the decisions of the Supreme Court and the courts of appeals, including the Third Circuit Court of Appeals, see, e.g., Gallas, 211 F.3d at 768-69, so this Court will not rehash those principles here. It suffices to say that so long as (1) the judge's actions are taken in his judicial capacity (determined by the nature of the acts themselves) and (2) the judge has some semblance of jurisdiction over the acts, he will have immunity for them. See id. Conceptual difficulty, if there is any, pertains " primarily [to] attempting to draw the line between truly judicial acts, for which immunity is appropriate, and acts that simply happen to have been done by judges." Forrester, 484 U.S. at 227.
Neither exception can be argued credibly here. All of the judges' acts that Mr. Mikhail challenges took place in the PFA, custody, and divorce proceedings. Even if they take place ex parte and without notice or a hearing, acts may still be judicial in nature. Stump v. Sparkman, 435 U.S. 349, 360, 98 S.Ct. 1099, 55 L.Ed.2d 331 (1978). And " [c]ourts applying Stump v. Sparkman have interpreted the Court as requiring a showing of an absence of subject matter jurisdiction to defeat a judge's assertion of immunity." Dykes v. Hosemann, 776 F.2d 942, 948 (11th Cir. 1985) (per curiam) (emphasis added) ( citing Bradley v. Fisher, 80 U.S. (13 Wall.) 335, 336, 20 L.Ed. 646 (1872) ); accord Gallas, 211 F.3d at 769. Thus, the judges here had the requisite jurisdiction if and when they engaged the conduct Mr. Mikhail alleges. See 42 Pa. Cons. Stat. Ann. § 931(a) (" unlimited original jurisdiction" ); 23 Pa. Cons. Stat. Ann. § 3104 (divorce and custody); 23 Pa. Cons. Stat. Ann. § § 6101-6122 (Protection from Abuse Act); 42 Pa. Cons. Stat. § 742 (appellate jurisdiction). It cannot be contended otherwise. See Gallas, 211 F.3d at 769 (" [W]e must distinguish between acts in the 'clear absence of all jurisdiction,' which do not enjoy the protection of absolute immunity, and acts that are merely in 'excess of jurisdiction,' which do enjoy that protection . . . ." (citing Stump, 435 U.S. at 356 n.6)).
Mr. Mikhail's allegations of bad faith and conspiracy, even if true, would not deprive the judges of this immunity. See,
e.g., Mireles, 502 U.S. at 11 ( " [J]udicial immunity is not overcome by allegations of bad faith or malice . . . ." ); Stump, 435 U.S. at 356 (" A judge will not be deprived of immunity because the action he took was in error, was done maliciously, or was in excess of his authority . . . ." ); Dennis, 449 U.S. at 28-29 (immunity applies even if a judge conspired with litigants); Gallas, 211 F.3d at 770 (" In Stump, the Supreme Court held that a judge was absolutely immune with respect to his approval of a mother's ex parte petition for an order permitting the sterilization of her mentally challenged daughter." ). And the fact that any order may have been issued " ex parte, without notice to [Mr. Mikhail] or an opportunity for him to be heard, does not mean that [the judge's] act was not judicial." Gallas, 211 F.3d at 770.
For these reasons, Mr. Mikhail's damages claims against the judges brought pursuant to § 1983 are dismissed with prejudice. See also, e.g., Shahin v. Darling, 350 F.Appx. 605, 607 (3d Cir. 2009) (per curiam) (" Despite Shahin's numerous allegations, there are no facts in the complaint to support inferences that any of the named judges acted outside the scope of his or her judicial capacity or in the absence of jurisdiction." ); Gallas, 211 F.3d at 772 (" Gallas' allegations that Judge Sylvester ordered the release of the PFA 'for no judicial purpose and for the sole purpose of injuring the reputation of [Gallas]' and that Judge Sylvester 'was motivated by a non-judicial intent to undermine [Gallas'] moral authority as Executive Administrator, and to assist political opponents of [Gallas] in terminating his employment' are irrelevant, as judicial immunity is not forfeited by allegations of malice or corruption of motive." (alterations in original) (citations and internal quotation marks omitted)).
2. Judicial Immunity from Injunctive Relief and Adequacy of Remedies at Law
Mr. Mikhail's claim for injunctive relief against the judges must also fail. As the Third Circuit Court of Appeals has explained:
In 1996, Congress amended 42 U.S.C. § 1983 to provide that " injunctive relief shall not be granted" in an action brought against " a judicial officer for an act or omission taken in such officer's judicial capacity . . . unless a declaratory decree was violated or declaratory relief was unavailable." 42 U.S.C. § 1983; Bolin v. Story, 225 F.3d 1234, 1242 (11th Cir. 2000) (explaining that the amendment applies to both state and federal judges). Because Azubuko has not alleged that a declaratory decree was violated or that declaratory relief is unavailable, and because the injunctive relief sought by Azubuko does not address the actions of Judge Royal other than in his judicial capacity, his claim for injunctive relief is barred.
Azubuko, 443 F.3d at 303-04 (citations omitted). This Court has been unable to find any case holding otherwise.
Moreover, even before the 1996 amendments to § 1983, which superseded the Supreme Court's holding in Pulliam v. Allen, 466 U.S. 522, 104 S.Ct. 1970, 80 L.Ed.2d 565, by severely restricting the availability of injunctive relief against judges, a plaintiff seeking injunctive relief against a judge in the judge's individual capacity still had to demonstrate that there was no " adequate remedy at law, rendering equitable relief inappropriate." Pulliam, 466 U.S. at 542; accord, e.g., Chadwick v. Court of Common Pleas, 244 F.Appx. 451, 455 (3d Cir. 2007) (per curiam) (" Moreover, even if such claims were not barred by judicial immunity, Chadwick has not demonstrated 'an inadequate remedy at law,' see Pulliam, 466 U.S. at 537-38." ); Bolin, 225 F.3d at 1242-43. Such adequate remedies includes appellate review. See Pulliam, 466 U.S. at 543 n.22.
As already discussed at length above, Mr. Mikhail not only can appeal PFA and custody judgments against him (or could have), but, as his allegations themselves indicate, he has done so. His adequate remedies at law are yet a further reason that his § 1983 claims against the judges must be dismissed with prejudice.
3. Absolute Quasi-Judicial Immunity for the Court-Appointed Defendants
Mr. Mikhail also brings claims against Drs. Lustig and Pisa and Ms. Sobel. As discussed above, the Court is dismissing with prejudice the § 1983 claims against Dr. Lustig because the statute of limitations has run, see supra Section III.C. The Court now also dismisses with prejudice any damages claims under § 1983 against Dr. Pisa and Ms. Sobel because they have absolute quasi-judicial immunity for their acts pursuant to their court-appointed roles. Further, to the extent that Mr. Mikhail's claims under § 1983 for injunctive relief against Dr.
Pisa and Ms. Sobel may survive Younger abstention (they do not currently evade Younger abstention, but it is not inconceivable that they could do so in an amended pleading), they, too, must be dismissed, albeit without prejudice, on the grounds of quasi-judicial immunity.
The Third Circuit Court of Appeals explained the basis of absolute immunity for officials performing judicial functions in Williams v. Consovoy, 453 F.3d 173 (3d Cir. 2006):
While § 1983 makes no mention of an immunity defense, an official is immune from a § 1983 suit if she was " accorded immunity from tort actions at common law when the Civil Rights Act was enacted in 1871." Malley v. Briggs, 475 U.S. 335, 340, 106 S.Ct. 1092, 89 L.Ed.2d 271 (1986). Nevertheless, even if an official did not enjoy absolute immunity at common law, she may still be entitled to absolute immunity if she performs " special functions" that are analogous to those functions that would have been immune from tort actions at the time Congress enacted § 1983. Hughes v. Long, 242 F.3d 121, 125 (3d Cir. 2001) (citing Butz v. Economou, 438 U.S. 478, 506, 508, 98 S.Ct. 2894, 57 L.Ed.2d 895 (1978)). This immunity " was and is considered necessary 'to assure that judges, advocates, and witnesses can perform their respective functions without harassment or intimidation.'" McArdle v. Tronetti, 961 F.2d 1083, 1084 (3d Cir. 1992) (Alito, J.) (quoting Butz, 438 U.S. at 512). Accordingly, absolute immunity attaches to those who perform functions integral to the judicial process. Burns v. Reed, 500 U.S. 478, 484, 111 S.Ct. 1934, 114 L.Ed.2d 547 (1991).
Under this " functional" approach, courts look to the nature of the functions being performed by the actor in question and evaluate the effect that exposure to liability would have on an appropriate exercise of that function. Hughes, 242 F.3d at 125. Applying this approach, courts conclude that individuals who perform investigative or evaluative functions at a governmental adjudicative entity's request to assist that entity in its decisionmaking process are entitled to absolute immunity. See McArdle, 961 F.2d at 1085 (psychiatrist who performed evaluation of prisoner at court's request entitled to absolute immunity); Morstad v. Dep't of Corr. & Rehab., 147 F.3d 741, 744 (8th Cir. 1998) (psychologist who performed evaluation of sex offender at court's request entitled to absolute immunity).
Applying this " functional" approach, we conclude that [defendant psychologist appointed by the New Jersey State Parole Board] performed a function integral to the judicial process and is therefore situated similarly to the mental health professionals in McArdle and Morstad to whom absolute immunity from § 1983 claims attached. Like those individuals, Gibbons performed an evaluation and presented his findings to the adjudicative Parole Board, which then relied on his report and expertise in reaching its ultimate decision to deny Williams parole. Like the District Court, we believe that by preparing his report at the Parole Board's request to assist in its decision-making, Gibbons acted as " an arm of the court," McArdle, 961 F.2d at 1085, and is therefore entitled to absolute immunity from Williams's § 1983 action.
Williams, 453 F.3d at 178; see also, e.g., Bodle v. Linhardt, No. 12-02425, 2013 WL 2481250, at *13 (M.D. Pa. June 10, 2013) (" Defendant Velkoff performed the evaluation and diagnosis of Bodle as part of . . . a function integral to the judicial process
and is therefore, like the mental health professionals in Williams and McArdle, shielded by absolute immunity." ); Lewis v. Foster, No. 04-1350, 2008 WL 4224609, at *8 (D. Del. Sept. 16, 2008) (" Dr. Foster is entitled to absolute immunity for [her] psychiatric evaluation of Lewis at the request of the Superior Court of the State of Delaware [because she was] functioning as an arm of the court, and as such, she was an integral part of the judicial process and is protected by the same absolute judicial immunity that protects judges." ); Faraldo v. Kessler, No. 08-0261, 2008 WL 216608, at *5 (E.D.N.Y. Jan. 23, 2008) (" Friedman is entitled to absolute immunity because, as court evaluator . . ., she acted as an arm of the court, similar to a guardian ad litem or a court-appointed doctor or psychologist, a non-judicial person who fulfills a quasi-judicial role at the court's request." (internal quotation marks and alterations omitted) (quoting Hughes, 242 F.3d at 126)). The reason for such immunity is that " [p]sychologists and other experts would be reluctant to accept court appointments if they thereby opened themselves to liability for their actions in this official capacity." Doe v. Hennepin County, 623 F.Supp. 982, 986 (D. Minn. 1985).
This quasi-judicial immunity that protects court-appointed doctors, psychologists, or custody evaluators when they " function as an arm of the court" is " the same absolute judicial immunity that protects" judges. McArdle, 961 F.2d at 1085. They are absolutely immune whether they acted intentionally, committed perjury, or conspired to testify falsely under oath. See id. at 1085-86. And, more generally, as with absolute immunity for judges themselves, as discussed above, " if persons are immune from Section 1983 liability for their acts by virtue of their function in the judicial process, they must be immune from Section 1983 liability for conspiring to do those acts." Id. (citing cases in accordance from other circuits). " Otherwise, judges, prosecutors, witnesses and others 'on mere allegations of conspiracy or prior agreement, could be hauled into court and made to defend their judicial acts, the precise result judicial immunity was designed to avoid.'" Id. at 1086 (quoting Ashelman v. Pope, 793 F.2d 1072, 1077 (9th Cir. 1986)). Even where the claim is that the individual defrauded the court itself, the individual remains immune. See, e.g., Vernon v. Rollins-Threats, No. 04-1482, 2005 WL 3742821, at *5 (N.D. Tex. Nov. 2, 2005) (" Plaintiff claims that Defendant is not protected by derived judicial immunity because her actions in not being a licensed, competent, qualified Psychologist mean that she acted beyond the scope of her appointment by the state court and defrauded it. Plaintiff's arguments are without merit." (footnote omitted).
Further, even if they did not have quasi-judicial immunity, the court-appointed Defendants in this case would be protected, inasmuch as the claims relate to their testimony or submissions to the state courts, by absolute witness immunity, which serves as a shield even against allegations of perjury and conspiracy. See, e.g., McArdle, 961 F.2d at 1085 (citing Gardner v. Parson, 874 F.2d 131, 146 (3d Cir. 1989)); Watterson v. Page, 987 F.2d 1, 7 (1st Cir. 1993) (" And even assuming Seymour testified falsely, and even assuming her false testimony might otherwise give rise to a claim of constitutional dimensions, she would still be immune from suit under § 1983 because of the absolute immunity afforded to witnesses for their testimony in the course of judicial proceedings." ); Mitchell v. City of Boston, 130 F.Supp.2d 201, 210 (D. Mass. 2001) (" In the wake of the Supreme Court's holding in Briscoe [ v. LaHue, 460 U.S. 325, 103 S.Ct. 1108, 75 L.Ed.2d 96 (1983)], most circuits have rejected § 1983 claims alleging that the defendants
who were testifying witnesses were not entitled to absolute immunity because they were engaged in a conspiracy with each other or with the prosecutor to offer perjurious testimony in a criminal case against the plaintiff." (citing cases)); cf. Kulwicki v. Dawson, 969 F.2d 1454, 1464 (3d Cir. 1992) (" Consideration of personal motives is directly at odds with the Supreme Court's simple functional analysis of prosecutorial immunity. . . ." ).
Finally, the Court notes again that Younger abstention--not to mention Mr. Mikhail's likely failure to state a claim against Dr. Pisa or Ms. Sobel --bars the Court from hearing Mr. Mikhail's requests for injunctive relief against these individuals under § 1983. But even if Mr. Mikhail could find a way to replead allegations against either Dr. Pisa or Ms. Sobel that somehow could both escape the Younger bar as well as state a proper claim, the 1996 amendments to § 1983 granting judges immunity from injunctive relief may also apply to the functioning arms of the court, for the same reasons these individuals have long had immunity from money damages. After all, " [w]hen judicial immunity is extended to officials other than judges, it is because their judgments are functionally comparable to those of judges--that is, because they, too, exercise a discretionary judgment as a part of their function." Antoine v. Byers & Anderson, Inc., 508 U.S. 429, 436, 113 S.Ct. 2167, 124 L.Ed.2d 391 (1993) (alterations, citation, and internal quotation marks omitted); accord, e.g., Kulesa v. Rex, 519 F.Appx. 743, 746 (3d Cir. 2013) (per curiam), cert. denied, 134 S.Ct. 295, 187 L.Ed.2d 152 (2013). Such discretionary judgment is exactly what a custody evaluator or reunification therapist is asked to employ.
Moreover, Mr. Mikhail cannot claim, as against the court-appointed Defendants, that he lacked an adequate remedy at law. As with his claims against the judges for injunctive relief, he could always appeal any rulings erroneously crediting the court-appointed Defendants' testimony or submissions to the Pennsylvania Superior Court (in addition to raising those arguments before the trial court in the first instance). While amendment would likely be futile, the Court will dismiss the claims for injunctive relief against Dr. Pisa and Ms. Sobel without prejudice on the slim chance that Mr. Mikhail can present good faith averments that show Younger's exceptional circumstances such that his remedy at law might also be inadequate.
4. The Eleventh Amendment Bars Suit for Monetary Damages and Retrospective Injunctive Relief Against the Judiciary
To the extent that Mr. Mikhail's § 1983 damages claims against the judges
can be construed as claims against the courts themselves (i.e., as claims brought against the judges in their official capacities, see Hafer v. Melo, 502 U.S. 21, 26, 112 S.Ct. 358, 116 L.Ed.2d 301 (1991)), these claims are dismissed with prejudice as barred by Eleventh Amendment sovereign immunity. See, e.g., Benn v. First Judicial Dist., 426 F.3d 233, 241 (3d Cir. 2005); Callahan v. City of Philadelphia, 207 F.3d 668, 673-74 (3d Cir. 2000). So too are any claims for retrospective injunctive relief. E.g., Green v. Mansour, 474 U.S. 64, 68, 106 S.Ct. 423, 88 L.Ed.2d 371 (1985). Additionally, even prospective relief may often not be available. See, e.g., id. at 72 (" The propriety of issuing a declaratory judgment may depend upon equitable considerations, and is also informed by the teachings and experience concerning the functions and extent of federal judicial power." (citations and internal quotation marks omitted) (citing, inter alia, Younger, 401 U.S. at 44-45)).
G. The Court Declines to Exercise Supplemental Jurisdiction Over the Remaining State Law Claims
Because all of Mr. Mikhail's federal claims have been dismissed, the Court will decline to exercise jurisdiction over his remaining state law claims (Counts III through VI). See 28 U.S.C. § 1367(c)(3) (" The district courts may decline to exercise supplemental jurisdiction over a claim . . . if the district court has dismissed all claims over which it has original jurisdiction . . . ." ). " [W]here the claim over which the district court has original jurisdiction is dismissed before trial, the district court must decline to decide the pendent state claims unless considerations of judicial economy, convenience, and fairness to the parties provide an affirmative justification for doing so." Borough of W. Mifflin v. Lancaster, 45 F.3d 780, 788 (3d Cir. 1995) (emphasis added); accord United Mine Workers of Am. v. Gibbs, 383 U.S. 715, 726, 86 S.Ct. 1130, 16 L.Ed.2d 218 (1966) (" Certainly, if the federal claims are dismissed before trial, even though not insubstantial in a jurisdictional sense, the state claims should be dismissed as well." ). There is no reason Mr. Mikhail cannot refile his state claims in Pennsylvania state court, and, therefore, he cannot show such prejudice as is necessary to require this Court to exercise supplemental jurisdiction. See, e.g., Shaffer v. Bd. of Sch. Dirs., 687 F.2d 718, 723 (3d Cir. 1982) (" [T]he pendent state law claim should be dismissed unless the court finds that some prejudice to the plaintiff class would result other than the necessity for filing a state court lawsuit. The fact that some investment of time has already been made does not foreclose a district court judge from exercising discretion in favor of not hearing a pendent state claim." ); Shaffer v. Bd. of Sch. Dirs., 730 F.2d 910, 912 (3d Cir. 1984) (" [P]endent jurisdiction should be declined where the federal claims are no longer viable, absent extraordinary circumstances." (citations and internal quotation marks omitted)).
For the foregoing reasons, the Defendants' Motions to Dismiss (Docket Nos. 9, 18, 21, 22, 23, 33, 38, 39) are granted, and Mr. Mikhail's Complaint is dismissed in its entirety.
The Rooker--Feldman dismissal is with prejudice as to all harms resulting from the PFA orders themselves, and without prejudice as to harms resulting from an alleged conspiracy in which the defendant judges participated. The Younger abstention dismissal is without prejudice. All claims purportedly brought under 18 U.S.C. § 242 are dismissed with prejudice because Mr. Mikhail, as a private individual, cannot initiate a criminal action or compel the state or federal authorities to bring one. And all claims against the defendant judges are dismissed with prejudice on the grounds of judicial immunity; similarly, the damages claims against Dr. Pisa and Ms. Sobel must be dismissed with prejudice, and the claims for injunctive relief against them, without prejudice. Section 1983's statute of limitations requires dismissal with prejudice of the claims against Dr. Lustig as well as several of the defendant judges. The § 1983 claims against Ms. Kahn, Mr. Fellheimer, and the estate of Ms. Phillips must also be dismissed without prejudice because Ms. Kahn and her attorneys were not state actors for purposes of Mr. Mikhail's § 1983 claims. Mr. Mikhail's suit must also be dismissed as to several other Defendants for failure
to state a claim: without prejudice as to Ms. Dugan and Mr. Minto, and with prejudice as to Mr. Findlay.
Finally, because all federal claims have been dismissed, the Court will decline to exercise supplemental jurisdiction over Mr. Mikhail's state law claims.
* * *
Mr. Mikhail shall have until February 14, 2014, to file an Amended Complaint.
An Order consistent with this Opinion follows.
AND NOW, this 13th day of January, 2014, upon consideration of the Defendants' Motions to Dismiss (Docket Nos. 9, 18, 21, 22, 23, 33, 38, 39) and Mr. Mikhail's Responses thereto (Docket Nos. 25, 27, 34, 35, 36, 37, 40, 41), it is HEREBY ORDERED that, for the reasons set forth in the Court's accompanying Opinion (Docket No. 44), the Motions to Dismiss are GRANTED and Mr. Mikhail's Complaint is DISMISSED in its entirety, WITH PREJUDICE in part and WITHOUT PREJUDICE in part, such that:
1. The Rooker--Feldman dismissal is with prejudice as to all harms resulting from the protection from abuse orders themselves, and without prejudice as to harms resulting from an alleged conspiracy in which the defendant judges participated;
2. the Younger abstention dismissal is without prejudice;
3. all claims purportedly brought under 18 U.S.C. § 242 are dismissed with prejudice because Mr. Mikhail, as a private individual, cannot initiate a criminal action or compel the state or federal authorities to bring one;
4. all claims against the defendant judges are dismissed with prejudice on the grounds of judicial immunity;
5. under the doctrine of quasi-judicial immunity, the 42 U.S.C. § 1983 damages claims against Anthony Pisa and Maddi-Jane Sobel must be dismissed with prejudice, and the claims for injunctive relief against them, without prejudice;
6. the federal claims against Herbert Lustig must be dismissed as untimely under § 1983's statute of limitations;
7. the federal claims against Court of Common Pleas Judges Arthur Tilson, Emanuel Bertin, and Rhonda Lee Daniele, and Superior Court Judges Mary Jane Bowes, Christine L. Donohue, and Judith Ference Olson, must also additionally be dismissed as untimely under § 1983's statute of limitations;
8. the § 1983 claims against Jolie Kahn, Alan Fellheimer, and the estate of Dorothy Phillips must be dismissed without prejudice because Ms. Kahn and her attorneys were not state actors;
9. the claims against Preston Findlay must be dismissed with prejudice for failure to state a claim;
10. the claims against Sheila Dugan and Chip Minto must be dismissed without prejudice for failure to state a claim;
11. the Court will decline to exercise supplemental jurisdiction over Mr. Mikhail's state law claims because all the federal claims have been dismissed;
12. Mr. Mikhail shall have until February 14, 2014, to file an Amended Complaint; and
13. the Clerk of Court shall MARK THIS CASE CLOSED for all purposes, including statistics.