Searching over 5,500,000 cases.

Buy This Entire Record For $7.95

Official citation and/or docket number and footnotes (if any) for this case available with purchase.

Learn more about what you receive with purchase of this case.

Brown v. Lyons

United States District Court, Third Circuit

October 16, 2013

ALTON D. BROWN, Plaintiff,
R. LYONS, et al., Defendants.


EDUARDO C. ROBRENO, District Judge.

Plaintiff Alton Brown, proceeding in forma pauperis, asks the Court to serve his Second Amended Complaint upon the Defendants. Pl.'s Req. Ct. Order Requiring Service Second Am. Compl., ECF No. 20 ("Second Am. Comp."); Pl.'s Second Req. Ct. Order, ECF No. 22. He has also filed a motion for a temporary restraining order and preliminary injunction (ECF No. 21), as well as a supplemental motion to that effect (ECF No. 24). For the reasons that follow, the Court will deny the motions and dismiss the complaint, pursuant to 28 U.S.C. §§ 1915 and 1915A.


Brown, a serial pro se prison litigant, [1] initiated this action on June 21, 2010, by filing a motion for leave to proceed in forma pauperis ("IFP"). Pl.'s Mot. Proceed IFP, ECF No. 1. He also filed an initial complaint, which he labeled the "Amended Complaint" (ECF No. 4), and a motion for a temporary restraining order and preliminary injunction (ECF No. 5). Judge Renee M. Bumb of the District of New Jersey, serving by designation in the Eastern District of Pennsylvania, denied IFP status on February 1, 2011, on the grounds that Brown had three previous "strikes" against him and had failed to produce evidence that he was in "imminent danger of serious physical injury."[2] Brown v. Lyons, No. 10-3458, 2011 WL 338824, at *1 (E.D. Pa. Feb. 1, 2011) (quoting 28 U.S.C. § 1915(g)) (internal quotation marks omitted). Judge Bumb therefore administratively dismissed the case, and later denied Brown's motion for reconsideration of the dismissal order. Mem. Order, Feb. 22, 2011, ECF No. 11.

Brown appealed, and, on January 24, 2013, the Third Circuit reversed Judge Bumb's orders. Third Circuit Order, Jan. 24, 2013, ECF No. 16. The court explained that, although many of the allegations in Brown's complaint do not meet the imminent danger standard, "some of [his] claims invoke[] the imminent danger exception to the three strikes rule." Id. at 2. Emphasizing that it "express[ed] no opinion about the merits of [Brown's] lawsuit, " the court remanded the case and directed the district court to grant Brown IFP status. Id . Judge Bumb did so on February 14, 2013.[3] Order, Feb. 14, 2013, ECF No. 17, at 3. The case was then reassigned to this Court, as it relates to another matter before the Court. Order, Feb. 20, 2013, ECF No. 19.

Upon receiving IFP status, Brown filed an amended complaint, labeled the "Second Amended Complaint, " and requested a court order requiring that the complaint be served upon Defendants. Second Am. Compl., ECF No. 20. Brown also filed another motion for a temporary restraining order and preliminary injunction on June 5, 2013. Second Mot. TRO & Prelim. Inj., ECF No. 21.

While those motions were still pending, Brown was transferred from SCI-Graterford to SCI-Smithfield, located in Huntingdon, Pennsylvania. Notice Change Address, ECF No. 23. On July 12, 2013, he again requested service of his Second Amended Complaint and a "Supplemental Complaint" that includes new allegations of unlawful conduct taking place at SCI-Smithfield. Pl.'s Second Req. Ct. Order, ECF No. 22. He also filed a supplemental motion for a temporary restraining order and preliminary injunction on July 15, 2013.[4] Pl.'s Supp. Mot. TRO & Prelim. Inj., ECF No. 24.

The Court must now determine whether Brown's Second Amended Complaint can properly be brought IFP, and, if so, whether it can survive the prescreening requirements of 28 U.S.C. §§ 1915A and 1915(e)(2)(B). In accordance with the Third Circuit's order, the Court concludes that Brown is entitled to IFP status on certain of his claims. Nevertheless, because each of those claims "is frivolous, malicious, or fails to state a claim upon which relief may be granted, " the Court will dismiss this action in its entirety. See 28 U.S.C. § 1915A; see also id. § 1915(e)(2)(B).


The IFP statute, 28 U.S.C. § 1915, allows indigent litigants to bring an action in federal court without prepayment of filing fees, ensuring that such persons are not prevented "from pursuing meaningful litigation" because of their indigence. Abdul-Akbar v. McKelvie , 239 F.3d 307, 312 (3d Cir. 2001) (en banc) (internal quotation marks omitted). But, as Congress has recognized, people who obtain IFP status are "not subject to the same economic disincentives to filing meritless cases that face other civil litigants, " and thus the provision is susceptible to abuse. Id . (citing 141 Cong. Rec. S7498-01, S7526 (daily ed. May 25, 1995) (statement of Sen. Kyl)). In particular, the number of meritless claims brought IFP by prisoners grew "astronomically" from the 1970s to the 1990s, id. (quoting 141 Cong. Rec. S14408-01, S14413 (daily ed. Sept. 27, 1995) (statement of Sen. Dole)), and "[p]risoner litigation continues to account for an outsized share of filings in federal district courts, " Jones v. Bock , 549 U.S. 199, 203 (2007) (internal quotation marks omitted).

"[I]n response to the tide of substantively meritless prisoner claims that have swamped the federal courts, " Congress enacted the Prison Litigation Reform Act ("PLRA") in 1996. Ball v. Famiglio, 726 F.3d 448, 452 (3d Cir. 2013) (quoting Shane v. Fauver , 213 F.3d 113, 117 (3d Cir. 2000)) (internal quotation marks omitted). Among other things, the PLRA implemented the so-called "three strikes rule, " which provides:

In no event shall a prisoner bring a civil action or appeal a judgment in a civil action or proceeding under this section if the prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under imminent danger of serious physical injury.

28 U.S.C. § 1915(g) (emphasis added). Put more simply, under the PLRA, a prisoner with three prior "strikes" can obtain IFP status only if he is in imminent danger of serious physical injury. Courts must consider a pro se prisoner's allegations of imminent danger "under our liberal pleading rules, construing all allegations in favor of the complainant." Gibbs v. Cross , 160 F.3d 962, 966 (3d Cir. 1998).

In addition to the three strikes rule, the PLRA established "prescreening' provisions that require a court to dismiss an action or appeal sua sponte if, " at any time, the court determines that "the action is frivolous' or malicious, ' fails to state a claim upon which relief may be granted, ' or seeks monetary relief from a defendant who is immune from such relief.'" Ball, 726 F.3d at 452 (quoting 28 U.S.C. §§ 1915(e)(2)(B)(i), (ii), and 1915A(b)). Section 1915A instructs courts to conduct that inquiry "as soon as practicable after docketing, " 28 U.S.C. § 1915A(a), often "before any responsive pleading is filed, " Jones v. Bock , 549 U.S. at 213.


A. IFP Status

As the Court has previously noted, "[t]here is no question that Brown has already run afoul of section 1915(g)'s three-strikes-and-you're-out policy." Brown v. Beard , 492 F.Supp.2d 474, 476 (E.D. Pa. 2007) (Robreno, J.). Brown has a "prolific history of filing frivolous and abusive pro se lawsuits concerning the conditions of his confinement, " Brown v. Pa. Dep't of Corr. , 58 A.3d 118, 121 (Pa.Commw. Ct. 2012), and many more than three of his actions have been dismissed for being frivolous or malicious, or for failing to state a claim. See Brown v. Beard , 492 F.Supp.2d at 476-77 (listing cases).[5] Therefore, he can only proceed IFP if, at the time he filed his complaint, he was "under imminent danger of serious physical injury." 28 U.S.C. § 1915(g); see also Abdul-Akbar , 239 F.3d at 312 (holding that "a prisoner may invoke the imminent danger' exception only to seek relief from a danger which is imminent' at the time the complaint is filed").

Upon review of Brown's original complaint, the Third Circuit concluded that "some of [Brown's] claims invoked the imminent danger exception, " and thus that Judge Bumb "should have granted [Brown] in forma pauperis status." Third Circuit Order, Jan. 2, 2013, ECF No. 16, at 2. Accordingly, on remand, Judge Bumb granted Brown IFP status, and the case was then transferred to this Court.

After receiving the green light to bring his action IFP, Brown proceeded to file his Second Amended Complaint.[6] The new complaint is 99 pages long - nearly double the length of the original complaint - and it names 182 individuals and entities as Defendants (100 more than were named in the original complaint).[7] The Second Amended Complaint also includes numerous new allegations, most of which do not involve any threat of "imminent danger." Rather, Brown seems to be trying to enlarge his IFP status by filing an omnibus complaint that raises a litany of claims that would otherwise be barred by the three strikes rule. For example, he now claims that he was denied a haircut on October 24, 2010 (Second Am. Comp. ¶ 169(n)), that he was forced to use old copies of his bank transactions (id. ¶ 169(x)), and that on one occasion he was not given fingernail or toenail clippers (id. ¶ 169(ll)).

In addition to those seemingly trivial matters, Brown also raises claims that - at least on their face - implicate serious constitutional questions. He claims, for instance, that he has been subjected to harassing and intrusive searches in retaliation for exercising his rights (id. ¶ 169(j)), and that he has previously experienced vicious beatings from prison guards (id. ¶ 169(ddd)). Because of his extensive history of filing frivolous claims, Brown has lost the privilege of bringing those claims IFP, as they do not suggest that he is in imminent danger of serious physical harm. Yet now, because he has succeeded in stating a claim of imminent danger as to some claims, he asks the Court to review - and Defendants to respond to - each and every claim in his 99-page opus, without prepayment of the filing fee.

The Court will not entertain this new effort to abuse the judicial process. The PLRA is quite clear that, in general, a prisoner who brings three frivolous actions loses the privilege of IFP status. See Abdul-Akbar , 239 F.3d at 314 (noting that "[i]n stark terms, " the PLRA "declared that the IFP privilege will not be available to prisoners who have, on three occasions, abused the system by filing frivolous or malicious lawsuits or appeals, no matter how meritorious subsequent claims may be"). The Act provides a limited exception to that rule when a prisoner is in "imminent danger of serious physical injury, " which serves as a "safety valve" to ensure that a prisoner is not subject to serious injury due to his inability to pay a filing fee. Ball, 726 F.3d at 467. The imminent danger exception thus creates a narrow opening for a particular type of claim; it does not give prisoners like Brown a license to swamp the court with claims whenever they successfully state a claim of imminent danger. Cf. Pettus v. Morgenthau , 554 F.3d 293, 297 (2d Cir. 2009) (concluding that the exception's "unmistakable purpose is to permit an indigent three-strikes prisoner to proceed IFP in order to obtain a judicial remedy for an imminent danger, " not to allow such a litigant to "file an unlimited number of lawsuits, paying no filing fee, for anything from breach of a consumer warranty to antitrust conspiracy"). Indeed, allowing all of Brown's claims to accompany an allegation of imminent danger would have the effect of undoing Congress's intent in enacting the PLRA, which was to "ensur[e] that the flood of nonmeritorious claims does not submerge and effectively preclude consideration of the allegations with merit." Jones v. Bock , 549 U.S. 199, 203 (2007); see also Abdul-Akbar , 239 F.3d at 315 (declining to adopt an interpretation of the imminent danger exception that would "eviscerate" the general rule, which was intended to "reduce the huge volume of prisoner litigation").[8]

The Court will therefore grant Brown IFP status only as to those claims in his amended complaint which, even under the liberal pleading rules applicable to pro se litigants, state a claim of imminent danger.[9] "Imminent dangers are those dangers which are about to occur at any moment or are impending." Abdul-Akbar , 239 F.3d at 315 (internal quotation marks omitted). A prisoner's allegation that he faced imminent danger sometime in the past is therefore "an insufficient basis to allow him to proceed in forma pauperis." Ball, 726 F.3d at 467 (quoting Medberry v. Butler , 185 F.3d 1189, 1193 (11th Cir. 1999)) (internal quotation marks omitted). Practices that "may prove detrimental... over time, " such as poor care for arthritis, also "do not represent imminent dangers, " as the harm is not "about to occur at any moment." Id. at 468 (quoting Abdul-Akbar , 239 F.3d at 315) (internal quotation marks omitted). Finally, even if an alleged harm may in fact be "impending, " it does not satisfy the exception if it does not threaten to cause "serious physical injury." 28 U.S.C. § 1915(g); see also Ball, 726 F.3d at 468 (suggesting that certain complaints, such as being forced to work in inclement weather, "may not be danger' at all") (citing Martin v. Shelton , 319 F.3d 1048, 1050 (8th Cir. 2003)). When considering whether imminent danger of serious physical injury has been alleged, courts may reject "vague" or "conclusory" allegations as insufficient to provide a basis for IFP status. Id.

Most of Brown's allegations of imminent danger do not meet that standard. Several of his claims involve past events that he has not shown are likely to recur. Specifically, he alleges that: (1) he was refused a soft-food diet while his dentures were being repaired (Second Am. Compl. ¶ 182); (2) he is at risk of eye disease because guards shone lights or lasers in his eyes (id. ¶ 189); (3) Defendants provoked other inmates to attack him (id. ¶ 190); and (4) he has been housed with prisoners who are mentally or emotionally disturbed (id. ¶ 197). In each instance, he points only to isolated past examples of that conduct, and his "generalized allegations" that such practices will continue are "insufficient to connect the separate incidents... into a pattern of threats of serious physical injury that are ongoing."[10] See Abdul-Akbar , 239 F.3d at 315 n.1.

Other of Brown's claims of imminent danger are too vague or conclusory to provide a basis for IFP status. He says that he is in imminent danger of serious injury "because of Defendants' practice of interfering with doctors' orders and medical examinations" (Second Am. Comp. ¶ 180), because Defendants have "refused to treat" a litany of medical complaints, ranging from stomach pain to cold feet (id. ¶ 181), because prison doctors have prescribed "medication that is toxic/harmful to his preexisting diseases/illnesses" (id. ¶ 188), because of "punitive diets" designed to "cause[] malnutrition" (id. ¶ 191), [11] and because of the general "physical and psychological abuse/torture" he claims to have been subjected to (id. ¶ 193). Those claims amount to, at best, "vague and utterly conclusory" assertions, and thus do not provide a basis for IFP status. See Ball, 726 F.3d at 468 (internal quotation marks omitted).

Still other of Brown's claims fail to include an allegation of actual "danger." See id. (explaining that some complaints, such as "working in inclement weather, " "may not be danger' at all"). He alleges that Defendants have undertaken a general campaign to cause him stress through minor irritations (Second Am. Comp. ¶¶ 192, 196, 199, 205-06, 210-13), such as denying him tennis shoes in his size (id. ¶ 169(a57)), depriving him of personal items (id. ¶ 169(a55)), and placing French toast on a tray intended only for lactose-free breakfast items (id. ¶ 169(a54)). Although such annoyances can cause stress even outside a prison setting, which, as Brown notes, can "trigger emotional feelings" of "anxiety, fear, insecurity, and anger, " as well as health problems such as "sleep disturbances" and "depressed immune functions" (id. ¶ 192), they do not amount to an "imminent danger of serious physical harm." Similarly, Brown's allegations that Defendants have caused him nervousness and worry (id. ¶ 194), and that their tactics have produced "frustration, distrust of others, and depersonalization" (id. ¶ 215), are insufficient to meet the imminent danger standard.[12]

Finally, Brown's allegations of inadequate treatment of his high blood pressure (id. ¶¶ 170-181) do not amount to imminent danger. Brown says that he is in imminent danger of various cardiovascular diseases because of Defendants' failure to provide blood pressure monitoring, a proper diet, cholesterol-lowering medication, genetic testing, and stress management. But, as the Court has previously explained, even "if Brown has certain conditions that place him at risk of heart disease, " such as high blood pressure, "that does not mean heart disease is impending' or about to occur at any moment.'" Brown v. Beard , 492 F.Supp.2d at 479. "Allegations that prison medical personnel are failing to treat a prisoner's risk factors for heart disease, even purposefully so, are still a far cry from the type of allegations of inadequate medical treatment that have been held to pose an imminent danger of serious physical injury." Id . (internal quotation marks omitted); see also Ball, 726 F.3d at 468 (concluding that allegations of poor medical care that "may prove detrimental to [plaintiff's] health over time... do not represent imminent dangers'"). Therefore, those allegations also fail to state a claim of imminent danger.

Brown has, however, raised some claims in his Second Amended Complaint that successfully invoke the imminent danger exception, as he did in his original complaint. See Third Circuit Order, Jan, 2, 2013, ECF No. 16 (concluding that "some of Appellant's claims invoked the imminent danger exception to the three strikes rule"). Namely, Brown claims that he has received inadequate treatment for his Hepatitis C and for a skin disease he contracted in a contaminated cell (Second Am. Compl. ¶¶ 183-187), and that he is being housed in unventilated cells, which exacerbate his serious pulmonary conditions (id. ¶ 201). Those allegations, if true, would suggest that Brown is currently in danger of suffering a serious physical injury. See Gibbs v. Cross , 160 F.3d 962, 966 (3d Cir. 1998) (concluding that health hazards posed by "improper ventilation and the inhalation of dust and lint particles" are sufficiently serious to satisfy the exception); see also Brown v. Johnson , 387 F.3d 1344, 1350 (11th Cir. 2004) (holding that allegations of worsening illness due to withdrawal of treatment for HIV and hepatitis constitute allegations of imminent danger).

Accordingly, the Court will grant Brown IFP status for the limited purpose of resolving those claims. With regard to the remaining claims, they will be dismissed without prejudice, and can be reasserted if Brown pays the appropriate filing fee.

B. Prescreening Provisions of 28 U.S.C. §§ 1915(e), 1915A

Having determined which claims can be brought IFP, the Court now turns to the PLRA's prescreening requirements. As discussed above, there are two statutory provisions that allow courts to reject IFP actions that are frivolous, malicious, or fail to state a claim. First, 28 U.S.C. § 1915(e)(2) requires courts to dismiss a case filed IFP if, at any time, the court determines that "the action or appeal (i) is frivolous or malicious; (ii) fails to state a claim on which relief may be granted; or (iii) seeks monetary relief against a defendant who is immune from such relief." 28 U.S.C. § 1915(e)(2)(B). Second, § 1915A imposes an affirmative duty on courts to review the complaint "in a civil action in which a prisoner seeks redress from a governmental entity or officer or employee of a governmental entity, " and "dismiss the complaint, or any portion of the complaint, " if it is found to be "frivolous, malicious, or fails to state a claim upon which relief may be granted." Id . § 1915A(a), (b).

Brown's claims cannot survive those prescreening measures. His first contention - that he has received inadequate treatment for his Hepatitis C - has been addressed and rejected on several previous occasions. See Brown v. Beard , 492 F.Supp.2d at 478 n.2; Brown v. President & CEO of Prison Health Servs., Inc., No. 11-7935, 2012 WL 926146, at *1 n.1 (E.D. Pa. Mar. 16, 2012); Brown v. Pa. Dep't of Corr., No. 03-289, 2006 WL 2434060, at *2-*5 (W.D. Pa. Aug. 17, 2006); Brown v. Beard, No. 04-1906, 2006 WL 891137, at *2-*3 (W.D. Pa. Mar. 31, 2006). Bringing it yet again in this proceeding constitutes "malicious" action by the Plaintiff, as it abuses the judicial process to "merely repeat[] pending or previously litigated claims." See Day v. Toner, No. 13-2123, 2013 WL 3481819, at *1 (3d Cir. July 9, 2013) (not precedential) (citing Crisafi v. Holland , 655 F.2d 1305, 1309 (D.C. Cir. 1981)).

As for Brown's claim regarding his skin infection, it amounts to a disagreement over the proper course of treatment, and thus fails to state a claim upon which relief can be granted. It is well established that, in order to state a cognizable Eighth Amendment claim based upon inadequate medical care, "a prisoner must allege acts or omissions sufficiently harmful to evidence deliberate indifference to serious medical needs." Atkinson v. Taylor , 316 F.3d 257, 266 (3d Cir. 2003) (quoting Estelle v. Gamble , 429 U.S. 97, 106 (1976)). Brown admits in his complaint that he is receiving prescription treatment for his skin infection (see Second Am. Comp. ¶ 169(a64)), he just does not believe that the treatment has been adequate. In other words, "he alleges a disagreement with medical professionals about his needs, " which "does not state a cognizable Eighth Amendment claim under the deliberate indifference standard." Ciarpaglini v. Saini , 352 F.3d 328, 331 (7th Cir. 2003).

Finally, Brown's allegations regarding adequate ventilation of his cell also do not provide a basis for relief. He claims to have been intermittently housed in unventilated "closed cells, " which he says "increase[] the risk of transmission of airborne diseases" and "aggravate[] his preexisting diseases, " including his chronic obstructive pulmonary disease. Second Am. Compl. ¶ 201. In support of that claim, Brown chronicles each instance over the last several years in which he was kept in an unventilated cell. See id. ¶¶ 168, 169(v), 169(mm)-(oo), 169(a20), 169(a81).

It is true that allegations of inadequate ventilation can, in some circumstances, state an Eighth Amendment claim. For instance, the Third Circuit held that an inmate had stated a claim of deliberate indifference by alleging that "he was exposed, with deliberate indifference, to constant smoking in his cell for over seven months and as a result suffered nausea, an inability to eat, headaches, chest pains, difficulty breathing, numbness in his limbs, teary eyes, itching, burning skin, dizziness, a sore throat, coughing and production of sputum." Atkinson , 316 F.3d at 268.

But Brown's allegations are different in kind from those raised in the Atkinson complaint. Although Brown meticulously documents the instances in which he was housed in an unventilated cell, he never describes any adverse health events that he experienced from those conditions. Instead, he summarily concludes that the lack of ventilation "had serious adverse effects on his damaged lungs" (Second Am. Compl. ¶ 168), without specifying the nature of those adverse effects or how they manifested themselves. Therefore, at best, Brown has alleged that prison officials have periodically placed him in unventilated cells, which has harmed his lung condition. That allegation is insufficient to support an Eighth Amendment claim, as it does not reflect prison officials' deliberate indifference to Brown's serious medical needs. See Estelle v. Gamble , 429 U.S. at 106.


Brown's claims in his Second Amended Complaint that do not involve a threat of "imminent danger" are barred by the three strikes rule. Furthermore, each of Brown's claims actually implicating such a threat can be rejected as frivolous, malicious, or failing to state a claim. The Court will therefore dismiss the Second Amended Complaint in its entirety under 28 U.S.C. § 1915 and § 1915A, and will deny as moot Brown's pending motions for service of the complaint (ECF Nos. 20, 22) and his motions for a temporary restraining order and preliminary injunction (ECF Nos. 21, 24). An appropriate order follows.

Buy This Entire Record For $7.95

Official citation and/or docket number and footnotes (if any) for this case available with purchase.

Learn more about what you receive with purchase of this case.