The opinion of the court was delivered by: (Magistrate Judge Carlson)
MEMORANDUM OPINION AND ORDER
I. Statement of Facts and of the Case
This is a pro se civil rights action brought by Lance Edward Fitzmaurice ("Fitzmaurice"), a prisoner formerly housed in the United States Penitentiary-Canaan ("USP-Canaan") in Pennsylvania. Fitzmaurice brought this action on November 2, 2010, pursuant to the Federal Tort Claims Act ("FTCA"),*fn1 (Doc. 1, p.1.), through the filing of a detailed nineteen-page, typed pleading, and accompanying exhibits.
In his complaint, Fitzmaurice named the United States of America as defendant and asserted acts of negligence and misconduct by prison staff in the course of a medical transport of Fitzmaurice for treatment outside the prison. Specifically, Fitzmaurice alleged that at all times he was in the care and custody of the Federal Bureau of Prisons ("FBOP") and that he was confined at USP-Canaan in Pennsylvania. ( Id. at p. 2). Fitzmaurice further alleged that on October 19, 2009, he was the subject of a medical consult trip to the Mogerman Jason Orthopedic Institute (the, "Institute"). ( Id.). According to Fitzmaurice, he was placed in leg/ankle restraints, and handcuffs attached to a belly chain. ( Id.). Fitzmaurice then stated that he was further placed in what is referred to as a "black box" to further restrain mobility of the wrists, forearms, and arms. (Id. at p. 3). Fitzmaurice alleged that he was then placed in a van and taken to the institute. (Id.). Upon arrival at the Institute, Fitzmaurice stated that the officers exited the van and opened the passenger compartment of the van. ( Id.). According to Fitzmaurice, he was then told to exit the van by stepping on the grated side step of the van. ( Id. at p. 4).
Fitzmaurice next alleged that as he was stepping onto the grated step of the van, the chain which was composed of the ankle restraints fell through the spaces of the grate and became lodged in the grate. (Id.). Fitzmaurice then stated that as a result of the chain becoming lodged in the grate and the momentum of moving forward, he fell on to the pavement, violently slamming face first into the pavement with nothing to break his fall as he was secured in handcuffs and the black box secured to a belly chain around his waist. ( Id.). Fitzmaurice alleged the officers neglected to assist him throughout the incident. ( Id. at p. 5). Finally, Fitzmaurice asserted injuries to his head, abrasions and contusions to his face, injuries to his left hand, injuries to his left wrist, injuries to his thumb on his left hand, injury to the lumbar spine, aggravated and pre-existing condition to his right knee, anxiety and depression, lack of trust for safety by prison officials, humiliation, embarrassment, mental distress and emotional injury. (Id. at p. 6).
This case now comes before the court on two motions in limine filed by Fitzmaurice which seek to preclude the United States from presenting evidence of Fitzmaurice's prior convictions from the trial of this case. (Docs. 41 and 44.) The United States has responded to these motions in limine, arguing that reference to these prior convictions may be appropriate at trial both for impeachment purposes under Rule 609 of the Federal Rules of Evidence, and as proof of other relevant acts, pursuant to Rules 403 and 404(b) of the Federal Rules of Evidence. (Doc. 48.) Accordingly, these motions are now ripe for resolution.
For the reasons set forth below, we will deny these motions, but without prejudice to Fitzmaurice raising these claims at the trial of this case, when these questions can be addressed in the context of a fully developed factual record.
Fitzmaurice's motions in limine, and the government's response to those motions, call upon the court to determine, in the abstract, the probative relevance, and prejudicial impact, of information relating to the plaintiff's criminal history in an FTCA-personal injury lawsuit. This task, in turn, entails evidentiary questions regarding both the relevance and prejudicial impact of this evidence, questions which we are often cautioned to avoid addressing in a vacuum.
Parties often invite courts to make pre-trial rulings on issues of prejudice, relevance and admissibility through motions in limine. The United States Court of Appeals for the Third Circuit has cautioned us, however, that "pretrial [rulings regarding evidentiary] exclusions should rarely be granted. . . . Excluding evidence as being more prejudicial than probative at the pretrial stage is an extreme measure that is rarely necessary, because no harm is done by admitting it at that stage." In re Paoli R. Yard PCB Litig., 916 F.2d 829, 859 (3d Cir. 1990); see also Spain v. Gallegos, 26 F.3d 439, 453 (3d Cir. 1994) (noting that the Third Circuit's "cautious approach to Rule 403 exclusions at the pretrial stage . . . ."). Moreover, the Third Circuit has characterized Rule 403, the rule permitting exclusion of evidence, as a "trial-oriented rule" such that "[p]recipitous Rule 403 determinations, before the challenging party has had an opportunity to develop the record, are . . . unfair and improper." In re Paoli R. Yard PCB Litig., 916 F.2d at 859. However, "[a] trial court is afforded substantial discretion when striking a . . . balance with respect to proffered evidence, and a trial judge's decision to admit or exclude evidence . . . may not be reversed unless it is arbitrary and irrational." McKenna v. City of Philadelphia, 582 F.3d 447, 461 (3d Cir. 2009).
This case aptly illustrates why caution is appropriate in this field. The parties'
competing submissions in this matter cast this dispute as one which entails the balancing of questions of relevance and prejudice. Rule 401 of the Federal Rules of Evidence defines relevant evidence broadly as: evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.
Fed. R. Evid. 401. Rule 402 provides, further, that all "relevant" evidence shall be admissible at trial, except as otherwise provided by other Rules of Evidence or other law. Fed. R. Evid. 402.
These broadly fashioned rules regarding relevant evidence and its presumptive admissibility are tempered by ...