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Robert Daddio, et al. v. the A.I. Dupont Hospital For

IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA


August 12, 2011

ROBERT DADDIO, ET AL.
v.
THE A.I. DUPONT HOSPITAL FOR CHILDREN OF THE NEMOURS
FOUNDATION, ET AL.

The opinion of the court was delivered by: McLaughlin, J.

MEMORANDUM

This action arises from the death of the plaintiffs' two year old son, Michael. This case was filed against ten defendants on February 1, 2005. Eight of the defendants were terminated by October of 2008. On August 21, 2009, the Court granted summary judgment in favor of the two remaining defendants - the Nemours Foundation and Dr. William I. Norwood. The two defendants filed their bill of costs against the plaintiffs on November 18, 2009. On November 24, 2010, the United States Court of Appeals for the Third Circuit affirmed the grant of summary judgment. On December 6, 2010, the defendants re-filed their bill of costs against the plaintiffs, seeking $18,535.18. The plaintiffs filed objections to the bill of costs. On June 1, 2011, the clerk taxed costs against the plaintiffs in the amount of $15, 240.68.

On June 3, 2011, the plaintiffs filed a motion to vacate the clerk's taxation of costs. The plaintiffs argue that the defendants are not entitled to the following costs: (1) pro hac vice fee; (2) cost of producing transcripts; (3) witness fees; (4) costs of photocopying and exemplifications; and (5) photocopy costs of Mark D. Villanueva.*fn1 The plaintiffs also argue that the Clerk failed to consider their inability to pay the costs.

The taxing of costs is governed by Fed. R. Civ. P. 54(d)(1), which provides in relevant part:

Except when express provision therefore is made either in a statute of the United States or in these rules, costs other than attorneys' fees shall be allowed as of course to the prevailing party unless the court otherwise directs. . . . On motion served within 5 days thereafter, the action of the clerk may be reviewed by the court.

The Rule limits the reimbursable costs to those enumerated in 28U.S.C. § 1920, specifically:

1) Fees of the clerk and marshal; (2) Fees for printed or electronically recorded transcripts necessarily obtained for use in the case; (3) Fees and disbursements for printing and witnesses; (4) Fees for exemplification and the costs of making copies of any materials where the copies are necessarily obtained for use in the case; (5) Docket fees under section 1923 of this title;

(6) Compensation of court appointed experts, compensation of interpreters, and salaries, fees, expenses, and costs of special interpretation services under section 1828 of this title.

The Clerk of Court is charged with taxing costs, but "the [district] court may review the clerk's action." Fed. R. Civ. P. 54(d)(1). A district court's review of the clerk's determination of costs is de novo. In re Paoli R.R. Yard PCB Litig., 221 F.3d 449, 461 (3d Cir. 2000). There is a "strong presumption" that costs are to be awarded to the prevailing party. Id. at 462. "Only if the losing party can introduce evidence, and the district court can articulate reasons within the bounds of its equitable power, should costs be reduced or denied to the prevailing party." Id. at 462-63, 468. Thus, if a district court, within its discretion, denies or reduces a prevailing party's award of costs, it must articulate its reasons for doing so. In re Paoli, 221 F.3d at 468.

The Court will consider each objection lodged by the plaintiffs seriatim.

A. Pro Hac Vice Fee

The plaintiffs claim that the defendants are not

entitled to the $40.00 pro hac vice fee for Mr. Hudgins. The clerk disallowed the pro hac vice fee when it taxed costs in this matter. The defendants concede that this cost is not taxable and admit that they mistakenly included it in their calculation. This objection is moot.

B. Transcript Fees

The plaintiffs object to the inclusion of $7,061.76*fn2 in transcript fees because the case was consolidated with twelve others for discovery purposes. They argue that the costs of the pre-trial deposition and hearing transcripts should be divided evenly among the different cases. The defendants argue that the award was proper and that only certain aspects of the case were consolidated for discovery.

Transcript fees are recoverable where the transcripts are "necessarily obtained for use in the case." 28 U.S.C. § 1920 (2); see also Montgomery County v. Microvote, No. 97-6331 2004 WL 1087196 at *4--5 (E.D. Pa. 2004).

This case was resolved on a motion for summary judgment by the defendants. In rendering its opinion on summary judgment, the Court relied upon the deposition transcripts of Drs. Hannan and Norwood, in addition to the transcripts from various pre-trial hearings. See, e.g., Daddio v. A.I. duPont Hosp. for Children, 650 F. Supp. 2d 387, 393--400, 405, 408 n. 18 (E.D. Pa. 2009). The transcripts were necessarily obtained for use in this case. The case had a complex pre-trial procedural history that spanned nearly four years with numerous pre-trial motions, including multiple Daubert motions that relied on the pre-trial testimony of expert witnesses. Given these facts, the transcripts were reasonably necessary to the case and are properly taxable.

The plaintiffs argue that the costs of the transcripts should be divided by thirteen because this case was consolidated with twelve others for various discovery issues.*fn3 The plaintiffs cite no authority for this proposition. Moreover, the cases were not part of a class action, nor were they consolidated for trial. Further, the defendants' bill of costs already discounts the costs of transcripts where there was an agreement to conduct joint discovery. See Aff. of Sarah Lynn Petrosky, Daddio Docket 215, Ex. B. The plaintiffs have not made any specific objection to these calculations. Accordingly, the transcript costs are all properly taxable.

C. Witness Fees

28 U.S.C. § 1920(3) specifically authorizes the clerk to tax witness fees. This statute incorporates by reference 28 U.S.C. § 1821, which limits witness attendance fees to $40.00 per day. Crawford Fitting Co. v. J.T. Gibbons, Inc., 482 U.S. 437, 442 (1987). The plaintiffs object to the taxation of witness fees in the amount of $160.00,*fn4 arguing that the witnesses' testimony was relevant in the other twelve cases, thus the fees should be reduced. This argument fails for the same reason as the objection to the transcript fees. The witnesses for whom the defendants seek fees are not the witnesses for whom they concede shared discovery. Absent an allegation that there was an agreement to share these specific costs, there is no reason to divide the witness fees. Because the witnesses' testimony was relevant in this case, their fees are properly taxable.

D. Copying

The plaintiffs also contest the taxation of costs

associated with photocopying. The photocopying expenses are divided into two categories: photocopying of papers associated with the case and exemplification - the production of exhibits to be used at trial.

28 U.S.C. § 1920(4) provides for taxation of "fees for exemplification and copies of papers necessarily obtained for use in the case." The plaintiffs argue that the clerk's award of $2,861.75 for copying and $5,152.17 for exemplifications is improper because (1) the majority of photocopying costs are not recoverable and (2) the defendants have not sufficiently itemized their costs.

1. Photocopying

Insofar as the plaintiffs argue that the majority of photocopying costs are not recoverable, they misconstrue the applicable case law on taxation. § 1920(4) specifically states that copying and exemplification costs for papers necessarily obtained for use in the case are taxable. See also Fed. R. Civ.

P. 54(d) ("costs shall be allowed as of course to the prevailing party."). This statutory provision explicitly allowing for copying costs creates a "strong presumption" that the costs are taxable. In re Paoli, 221 F.3d 462. Where photocopying costs are for documents necessarily obtained for use in the case, they are taxable and, contrary to the plaintiffs' assertions, there is no "clear precedent" which holds otherwise.*fn5

The plaintiffs also argue that the defendants have not sufficiently itemized their copying costs. The defendants contend that they are not required to list each document that was copied and that an attestation from counsel is sufficient to validate claimed costs.*fn6

Whether or not photocopying costs are taxable depends on the nature of the item copied - items that are necessarily obtained for use in the case are taxable, but items obtained for the convenience of counsel are not. Herbst v. Gen. Accident Ins. Co., No. 97-8085, 2000 WL 1185517, at *2 (E.D. Pa. 2000); Nugget Dist. Coop. v. Mr. Nugget, Inc., 145 F.R.D. 54, 57 (E.D. Pa. 1992). The party seeking costs for copying must provide evidence of the material copied so the court can determine whether each copy was in fact necessary. Where the prevailing party does not provide an itemized description of the copying, Judges on this Court have disallowed or reduced the costs because they were unable to determine whether the costs were necessary.*fn7 For example, in Montgomery County v. Microvote, the prevailing party submitted a bill for photocopying that listed the dates of the copies and the rate that was charged, but did not describe the documents that were copied. No. 97-6331, 2004 WL 1087196, at *8 (E.D. Pa. 2004). In rendering its decision, the court stated that an affidavit from counsel averring that the copies were necessary was "conclusory" and "d[id] not assist the court" in determining the nature of the documents. Id. The court held that, in the absence of descriptions of the documents, it could not decide whether the documents were necessary and it reduced the costs by fifty percent. Id.; see also Elliot, Reihner, Siedzikoski, & Egan, P.C. v. Richter, No. 96-3860, 2000 WL 427377, at *4 (E.D. Pa. 2000)(reducing award where itemization was merely a chart with dates and amounts but no description of what was copied); Herbst, 2000 WL 1185517, (disallowing copying costs where party provided receipts for copies, but neither itemized those copy costs, nor demonstrated how many sets of copies were made); Morgan-Mapp v. George W. Hill Corr. Facility, No. 07-2949, 2009 WL 1035141, at *3 (E.D. Pa. 2009)(identifying date and number of copies without describing the documents was insufficient); Ass'n of Minority Contractors & Suppliers, Inc. v. Halliday Props., Inc., No. 97-274, 1999 WL 551903, at *4 (E.D.Pa. 1999) (same); Yudenko v. Guarinni, No. 06-4161, 2010 WL 2490679, at *2 (E.D. Pa. 2010) (disallowing costs because "although defendants provided receipts for the photocopying, they do not provide a description of the photocopies obtained.").

The Second Circuit has also endorsed this standard, holding that where a party did not itemize photocopy costs or explain why they were necessary, it was not an abuse of discretion for the district court to reduce them. United States v. Merritt Meridian Constr. Corp., 95 F.3d 153, 173 (2d Cir. 1996); Whitfield v. Scully, 241 F.3d 264, 271 (2d Cir. 2001)(reaffirming the court's holding in Merrit). The Fifth Circuit's precedent on this issue is also similar to that of the district courts within this circuit. See Fogleman v. ARAMCO, 920 F.2d 278, 286 (5th Cir. 1991).*fn8

The Court is persuaded that the standard used by district courts in this circuit and by the Second Circuit is the correct one. Without a description of the documents, the Court cannot decide whether they were necessarily obtained for use in the case. Here, the defendants have provided the following documents to the Court: (1) an affidavit of counsel attesting to costs; (2) a list of dates and amounts, but not descriptions, for photocopies totaling $2,861.75; (3) an invoice in the amount of $122.26 from defendants' printing company. Based on the information provided - merely dates and the rate charged - it is impossible to determine whether the copies were necessary. Therefore, they are not taxable.

2. Exemplification Copy Costs

The plaintiffs also challenge the taxation of exemplification costs. Exemplification costs are specifically taxable under 28 U.S.C. § 1920(4) where they are necessarily obtained for use in the case. The same standard governing photocopies governs copies and exemplification, meaning that the prevailing party must provide the court with evidence of the material copied so the court can determine whether each copy was in fact necessary. Herbst, 2000 WL 1185517, at *2. The prevailing party is "not expected to provide a detailed description of every piece of paper copied, [but] it is expected to provide the best breakdown of the copied material obtainable from its records." Microvote, 2004 WL 1087196, at *7(citations omitted).

Here, the defendants have included a detailed list of the documents and other records that were produced for exemplification. The degree of specificity is sufficient to allow the court to determine the nature of the documents and whether they were necessarily obtained for use in the case.

28 U.S.C. § 1920(4). The list is itemized with explicit descriptions of the items used for exemplification. The items listed include exhibits for use at trial, subpoena records, and medical records that were relevant to the case. Unlike the list of photocopies, which includes only dates and amounts, the list of exemplifications includes specific descriptions of documents that were necessary to the case. Cf. Microvote, 2004 WL 1087196, at *7--8; Morgan-Mapp, 2009 WL 1035141, at *3. This case was complex with a significant number of exhibits and a voluminous pre-trial record. Given these facts, the exemplification costs are reasonable. The specificity with which defendants have itemized the costs is sufficient to prove that the costs were for items necessary to the case. Accordingly, they are properly taxable.

3. Villanueva Photocopies

The plaintiffs object to the inclusion of $1,494.50 in Villanueva's photocopying costs. In the taxation of costs, the clerk disallowed this claimed expense because it was not sufficiently specific. In their motion opposing vacation, the defendants did not contest the exclusion of these copying costs. Thus, while the Court is empowered to conduct a de novo review of the bill of costs, it appears that defendants do not object to this disallowance and that it is not in dispute. Accordingly, the issue is moot.

In any event, these copies are not properly taxable. The defendants have produced only one document -- a spreadsheet -- which lists $1,494.50 in photocopy costs for Villanueva. The defendants have adduced nothing further in support of these costs.*fn9 Although it is reasonable to assume that Villanueva sustained some photocopy expenses in the course of litigation, it is impossible to determine whether the costs for which he seeks reimbursement were necessary to the case or merely for convenience of counsel.

4. Inability to Pay

The plaintiffs' final contention is that it is unfair that they have to pay the defendants' costs because they have limited financial resources and are unable to pay. Although a court may consider a party's "potential indigency or inability to pay the full measure of a costs award levied against [it]," the court may not consider "relative disparities in wealth" between the parties. In re Paoli, 221 F.3d at 468; Reger, 599 F.3d at 289.

Here, the parties have introduced no evidence that they are indigent or otherwise unable to pay the full amount of the costs. Instead, the plaintiffs have merely alleged that Mr. Daddio is a state trooper and that the plaintiffs are a young couple of modest means. Even if the Court takes these statements as true, they merely establish a disparity in wealth, not indigence or inability to pay. See Reger, 599 F.3d at 289 ("rejecting the . . . argument that disparity of wealth should be considered in imposing costs.") There is nothing in the record, such as financial records, affidavits, or tax returns that establish it would be inequitable to impose costs on the plaintiffs. In the absence of evidence establishing indigence or inability to pay, the Court cannot refuse to tax costs. See In re Paoli, 221 F.3d at 464. Here, there is no evidence of indigence, therefore the costs are taxable against plaintiffs.

An appropriate Order shall issue separately.


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