The opinion of the court was delivered by: Judge Conner
The United States of America brings this action against David S. Righter ("Righter") pursuant to the Clean Water Act ("CWA"), 33 U.S.C. §§ 1251-1387.*fn1 The government alleges that Righter violated the Clean Water Act by discharging "pollutants into waters of the United States . . . without authorization[.]" (Doc. 1 ¶ 1.) Presently before the court is the government's motion for summary judgment (Doc. 14). For the reasons that follow, the motion will be granted.
I. Statement of Facts and Procedural History*fn2
Righter owns property located at 454 Warm Springs Road in Landisburg, Pennsylvania. (Doc. 16 ¶¶ 1-2). Using soil and rock fill from a neighbor's property, Righter constructed crossings over a wet area of his property, in order to access a hayfield at the end of his property. (Doc. 16 ¶¶ 5-6; Doc. 18 at 2-4). Righter did not obtain a permit for the construction of any of the crossings. (Doc. 16 ¶ 11; Doc. 18 at 2-3). The government filed the instant suit on April 9, 2008, and it sought penalties against Righter "for the discharge of pollutants into waters of the United States in Landisburg, Perry County, Pennsylvania without authorization by the United States Department of the Army, in violation of CWA section 301(a), 33 U.S.C. § 1311(a)." (Doc. 1 ¶ 1). It thereafter filed a motion for summary judgment (Doc. 14), asserting that the case presents no genuine issues of material fact and that it is entitled to judgment as a matter of law. The parties have fully briefed this issue, which is now ripe for disposition.
Through summary adjudication the court may dispose of those claims that do not present a "genuine issue as to any material fact," and for which a jury trial would be an empty and unnecessary formality. See FED. R. CIV. P. 56(c). It places the burden on the non-moving party to come forth with "affirmative evidence, beyond the allegations of the pleadings," in support of its right to relief. Pappas v. City of Lebanon, 331 F. Supp. 2d 311, 315 (M.D. Pa. 2004); FED. R. CIV. P. 56(e); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). This evidence must be adequate, as a matter of law, to sustain a judgment in favor of the non-moving party on the claims. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250-57 (1986); Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587-89 (1986); see also FED. R. CIV. P. 56(c), (e). Only if this threshold is met may the cause of action proceed. Pappas, 331 F. Supp. 2d at 315.
The Clean Water Act prohibits, with certain exceptions, "the discharge of any pollutant by any person." 33 U.S.C. § 1311(a). It provides a broad definition for "pollutant," which includes, inter alia, "dredged spoil," "biological materials," and "rock, sand, [and] cellar dirt[.]" § 1362(6). It defines "discharge of a pollutant" to mean "any addition of any pollutant to navigable waters from any point source[.]" § 1362(12). "Navigable waters" is defined as "the waters of the United States[.]" § 1362(7). Regulations of the Environmental Protection Agency (the "EPA") and the Army Corps of Engineers (the "Corps") have explained that this includes tributaries of interstate waters, see 33 C.F.R. § 328.3(a)(5), 40 C.F.R. § 230.3(s)(5), and "[w]etlands adjacent to waters[,]" see 33 C.F.R. § 328.3(a)(7), 40 C.F.R. § 230.3(s)(7). Finally, the CWA defines "point source" to mean "any discernible, confined and discrete conveyance[.]" 33 U.S.C. § 1362(14). Earth-moving equipment such as a bulldozer qualifies as a point source. United States v. Pozsgai, 999 F.2d 719, 726 n.6 (3d Cir. 1993) ("Courts have consistently held that dump trucks and bulldozers . . . qualify as 'point sources.'").
In sum, a violation of § 1311(a) occurs when a person discharges a pollutant from a point source into the waters or wetlands of the United States, unless an exception applies. The most notable exception is that, under 33 U.S.C. § 1344, a person may obtain a permit "for the discharge of dredged or fill material into the navigable waters at specified disposal sites." Righter, however, admits that he had no permit. (Doc. 18 at 2-3). He also admits that he is a person who discharged a pollutant into wetlands, (see Doc. 18 at 3), and that he used a bulldozer, which qualifies as a point source, "to introduce dirt and rock into the wetland area." (Id. at 4). Thus, most of the elements of the government's claim are established, and the only issue that remains to be determined is whether the land in question is a wetland within the jurisdiction of the Clean Water Act. Righter contends that the land is "prior converted cropland," which is excluded from "waters of the United States." 33 C.F.R. § 328.3(a)(8), 40 C.F.R. § 230.3(s). In addition, Righter argues that, for a variety of reasons, he should not be held liable for violating § 1311(a). The court will discuss these issues seriatim.
The court will first consider whether the "wetlands" at issue qualify as prior converted cropland, and as such, would be beyond the CWA's jurisdiction, because "[w]aters of the United States do no include prior converted cropland." 33 C.F.R. § 328.3(a)(8), 40 C.F.R. § 230.3(s). Prior converted cropland is defined as follows:
[W]etlands that were drained, dredged, filled, leveled or otherwise manipulated, including the removal of woody vegetation, before December 23, 1985, and have not been abandoned, for the purpose of, or to have the effect of making the production of an agricultural commodity possible, and an agricultural commodity was planted or produced at least once prior to December 23, 1985.*fn3 Generally, if the agricultural use of prior converted cropland ceases for five consecutive years, the land qualifies as abandoned.*fn4
In applying this definition to Righter's land, it is important to note that the subject of the government's claim is the wetland portion of Righter's property, and not the hayfield adjacent to it. While the government admits that the hayfield area has been farmed for many years, it argues that there is no evidence that the wetland was ever farmed. (Doc. 15 at 25-26; Doc. 19 at 9). The court agrees that Righter's evidence on this point is insufficient to survive summary judgment.
On the issue of whether the wetland was ever cropland, Righter contends that "nobody actually knows for sure[,] as this goes back forty plus years." (Doc. 18 at 6 (emphasis in the original)). Righter offers the testimony of an expert witness, who analyzed the history of the wetland area and formed an opinion that farming extended into that site in 1963.*fn5 Even if the court assumes, arguendo, that this conclusion is correct, the site at issue would still not qualify as prior converted cropland. The government's properly supported motion for summary judgment provides evidence that the wetlands have not been farmed in more than five years,*fn6 and Righter has failed to set forth any evidence to the contrary. Thus, there is no genuine issue of fact, because no reasonable jury could conclude that the area in question is prior converted cropland which has not been abandoned. See FED. R. CIV. P. 56(e)(2) ("When a motion for summary judgment is properly made and supported, an opposing party . . . must . . . set out specific facts showing a genuine issue for trial."); see also Anderson, 477 U.S. at 248 ("[S]ummary judgment will not lie if the dispute about a material fact is 'genuine,' that is, if the evidence is such that a reasonable jury could return a verdict for the nonmoving party."). Even if the wetlands qualified as prior converted cropland at some time in the past, the definition of abandonment would prevent them from qualifying as prior converted cropland today. The court therefore concludes that the Clean Water Act applies to the wetland at issue.
Turning to Righter's other arguments, the court first notes that it is not persuaded by the contention that the effects of Righter's actions were de minimis and the rule of lenity should excuse him. The rule of lenity is a doctrine that applies to ambiguous statutory language. See, e.g., United States v. Cheeseman, 600 F.3d 270, 276 (3d Cir. 2010) ("If a statute is ambiguous and punitive in nature, the rule of lenity requires that any ambiguity in the statute be resolved in favor of the claimant." (internal quotation omitted)). Righter has not identified any alleged ambiguity,*fn7 and, most importantly, the court finds no ambiguity in the relevant provisions of the CWA. Therefore, the rule of lenity has no applicability to the instant case. Moreover, the court cannot accept Righter's conclusory argument that his "action ...