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Camesi v. University of Pittsburgh Medical Center

IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF PENNSYLVANIA


May 24, 2010

KAREN CAMESI, ET AL., PLAINTIFFS,
v.
UNIVERSITY OF PITTSBURGH MEDICAL CENTER, ET AL., DEFENDANTS.

The opinion of the court was delivered by: Magistrate Judge Bissoon

ORDER

Consistent with the discussions below: Plaintiffs' Motion to Compel Discovery (Doc. 358) will be granted in part, and denied in part; Plaintiffs' Motion for Sanctions (Doc. 365) will be denied; Defendants' Motion for Involuntary Dismissal of certain putative collective action members (Doc. 363) will be granted, as described herein; and Defendants' Motion to Compel Discovery (Doc. 370) will be granted, consistent with this Order.

A. Plaintiffs' Motion to Compel (Doc. 358)

The bases for Plaintiffs' Motion are detailed in the Affirmation of one of their lawyers. See Doc. 360. Defendants' Opposition Brief (Doc. 368) responds to the Affirmation by category of Plaintiffs' discovery requests. The Court will follow Defendants' framework.

1. "Documents or Communications that Defendants May Use to Support Their Claim that the Case Should Not Be Certified"

Defendants' objection based on work-product privilege, see Defs.' Opp'n Br. at 3-4, is overruled. In Sporck v. Peil, 759 F.2d 312 (3d Cir. 1985), relied upon Defense counsel, "[t]he documents [in question] already [had] been turned over," "any relevant facts contained [therein] had already been discovered," and the only benefit that could be obtained by reviewing the selection of documents "was an insight into [counsel's] legal strategy." Directory Dividends, Inc. v. SBC Commc'ns, Inc., 2003 WL 23208804, *2 (E.D. Pa. Dec. 31, 2003) (analyzing Sporck). Here, Plaintiffs have reason to question whether all documents upon which Defendants will rely have been produced, see discussion immediately infra regarding initial disclosures, and the Court concludes that production is appropriate under the circumstances.

See Directory Dividends (ordering similar production, and collecting cases holding same).

Along the same lines, certain documents withheld by Defendants are subject to disclosure under the initial disclosure requirements of Federal Rule of Civil Procedure 26(a)(1)(A)(ii). That Rule requires the production of "a copy -- or a description by category and location -- of all documents . . . that the disclosing party . . . may use to support its claims or defenses." Id.

The "sample pay stub" offered by Defense counsel at named-Plaintiff Lori Shaffer's deposition, for example, is a document that Defendants "may," and indeed have, "use[d in] support [of their] . . . defenses." See discussion infra regarding Pls.' Mot. for Sanctions (addressing Ms. Shaffer's deposition). Plainly, such documents must be disclosed to Plaintiffs' counsel as soon as it becomes evident that they may be used in support of Defendants' defenses. To reveal such documents for the first time during the course of a deposition plainly rubs against the spirit of Rule 26's disclosure requirements.

At least with respect to documents, Plaintiffs' discovery requests in large part encompass the same materials Defendants are required to disclose under Federal Rule 26(a)(1). The Court is unsatisfied that further productions will reveal Defense counsel's mental impressions.*fn1

Moreover, to the extent that Defendants refuse production of specific documents under the work-product doctrine, their counsel must, within ten calendar days of this Order, produce to Plaintiffs' counsel a privilege log identifying those materials and the bases for withholding production.

Finally, Plaintiffs take issue with Defendants' production of documents that "concern[], support[] or contradict[] Defendant[s'] contention that any Hourly Employee is subject to an individualized defense." See generally Defs.' Opp'n Br. at 4. Plaintiffs clarify that they seek "any . . . documents," other than those reciting the FLSA laws generally, regarding the 75 collective action members chosen by the parties for the purposes of limited discovery.

See Pls.' Counsel's Aff. at ¶ 11; Defs.' Opp'n Br. at 4-5 & n.6.

Prior misunderstandings and failed attempts to meet and confer notwithstanding, Defendants shall produce responsive documents, as contemplated in this Section, regarding the opt-ins currently agreed upon by the parties within ten calendar days of this Order.

See discussions supra (addressing Defendants' production obligations regarding both discovery and initial disclosures).

2. Records of Employee Compensation

Defendants have agreed to produce compensation records dating back to April 1, 2006, i.e., three years prior to the initiation of this lawsuit. See Defs.' Opp'n Br. at 5-6 (maximum period of recovery under FLSA is three years). For the purposes of limited discovery, the Court agrees that this is an appropriate time frame.

("[a] party must [either] produce documents as they are kept in the usual course of business or must organize and label them to correspond to the categories in the request").

Defendants' objection to producing employees' W-2s, 1099s, FICA, FUTA and tax records, see Defs.' Opp'n Br at 6, is overruled. See generally Leeds v. Axis Gloucester City Storage, 2009 WL 1706547, *2 (E.D. Pa. Jun. 16, 2009) ("[r]elevancy is construed . . . liberally in discovery").*fn2

Finally, Defendants shall, within five calendar days of this Order, provide to Plaintiffs written explanations of the columns identified in their payroll records (i.e., "Comp Rate Used," "Rate Used on Paycheck Data," "Other Hrs" and "Other Earns"). See Pls.' Counsel's Aff. at ¶ 15.

3. Documents Regarding Defendants' Corporate Structure

Among other things, Defendants have objected to the aforementioned discovery requests based on relevancy and the limited scope of current discovery. See Defs.' Opp'n Br. at 7-8. Defendants have declined, however, to stipulate to the "irrelevancy" of corporate structure matters at this stage in the proceedings. See id.

The Court is inclined to agree with Defendants that Plaintiffs' requests regarding corporate structure are beyond the scope of limited discovery. See CMO dated Nov. 20, 2009 (Doc. 334) at ¶ 4 (discovery is now "limited to collective action certification issues on the claims conditionally certified in this FLSA collective action"). At this point, the Court has little reason to believe that matters of corporate identity/structure will form bases for Defendants' decertification request. Compare generally Order dated Aug. 3, 2009 (Doc. 206) at 2 (highlighting affidavit of Charles Donina, "Senior Director[ of] Compensation, HRIS and Payroll for UPMC," stating that Kronos meal break system was utilized by all "entities that are named as [D]efendants in this case") with Kuznyetsov v. West Penn Allegh. Health Sys., Inc., 2009 WL 1515175, *1-2 (W.D. Pa. Jun. 1, 2009) (Ambrose, J.) (at decertification stage, focus remains on similar situation of collective action members) (citations omitted). If Defendants will not rely on issues involving corporate identity/structure in any decertification request, Defendants need only so respond and state that Plaintiffs' requests go beyond the scope of limited discovery.

If, however, Defendants do intend to advance matters of corporate structure/identity for the purposes of decertification, they must promptly advise Plaintiffs' counsel so that the parties may meet and confer to discuss the proper scope of Plaintiffs' discovery requests and Defendants' corresponding productions.

Defendants shall either respond to or notify Plaintiffs' counsel, as specified above, within five calendar days of this Order.

4. Defendants' Policies and Practices

Defendants have agreed to produce compensation policies dating back to 2004. See Defs.' Opp'n Br. at 8-9. This will suffice. Cf. generally discussion supra (limiting production of compensation records to those dating back to April 1, 2006).

As for "iterations or drafts" of documents Defendants already have agreed to produce, Defense counsel has represented, subject to the mandates of Federal Rule 11(b), that no such documents exist. See Defs.' Opp'n Br. at 9. If the documents do not exist, they do not exist, and there is little more the Court can do to address Plaintiffs' asserted grievance.*fn3

Plaintiffs next assert that Defendants "have not produced any collective bargaining agreements, employee handbooks, or handwritten time sheets" for the "vast majority" of the 79 collective action members addressed in discovery (i.e., the four named Plaintiffs, plus the parties' 75 agreed upon opt-ins). See Pls.' Counsel's Aff. at ¶ 19. Defense counsel responds that they have been supplementing productions "as [additional documents are] located." See Defs.' Opp'n Br. at 10-11 ("Defendants need to locate and produce documents for 79 different employees in hundreds of different departments and tens of different locations[; i]t takes time to undertake such a large endeavor").

While the Court is not entirely unsympathetic to Defendants' situation, there comes a point, even in complex litigation such as this, where the refrain, "don't worry, we'll get it to you" no longer suffices. The deadline for limited discovery in this case was established in November, 2009, and it has been extended multiple times. See Orders filed on Nov. 20, 2009 (Doc. 334), Jan. 7, 2010, and May 4, 2010. Although the parties' discovery efforts have been evolving, contentious, and have required multiple conferences, the Court and parties must observe meaningful boundaries regarding how long the production of all discoverable and responsive materials can wait.

While Defendants have repeatedly trumpeted their production to date of "over 21,000 documents," this seems hardly an overwhelming number given the complexity of this case and the number of parties involved. In their Firm website, Defense counsel emphasize their "broad experience in complex, multifaceted civil litigation," including their use of "computerized document management, an invaluable tool for organizing the massive number of documents generated in complex litigation and helping to reduce the cost of litigation." See web page regarding "Litigation," at www.eckertseamans.com.

To be sure, the nature of this case has required Defense counsel to act fluidly, and the agreed upon productions have, at times, presented a "moving target." See generally, e.g., Defs.' Opp'n Br. at 10 n.8 (noting that "the identities of the [parties'] 75 opt-ins" have changed). The Court has reached a point, however, where Defendants' broad and repeated assertions of their duty/right to supplement responses has begun to wear thin. While it is true that parties have an obligation and right to supplement their productions and initial disclosures, it also is true that productions must be objectively reasonable along the way. See Syncsort Inc. v. Innovative Routines Int'l, Inc., 2008 WL 1925304, *23 (D. N.J. Apr. 30, 2008) (under Rule 26(g), discovery responses and objections include "certif[ication] that[,] to the best of the signer's knowledge, information, and belief, formed after a reasonable inquiry, the disclosure is complete and correct as of the time it is made") (citation omitted); Leonard v. Univ. of Delaware, 1997 WL 158280, *6 (D. Del. Mar. 20, 1997) ("reasonable inquiry" under Rule 26(g) "is an objective standard," measured "under the circumstances" presented) (citation to quoted source omitted); see also generally Goethe v. California D.M.V., 2009 WL 3568624, *1 (E.D. Cal. Oct. 27, 2009) ("[a] party . . . cannot reserve the right to produce further documents indefinitely"; "[t]he duty to supplement is not a license to unduly delay production or [to] get around to discovery obligations when convenient"). Although the Court does not find Defendants' productions to date insufficient, per se, Defense counsel now are on notice that future invocations of the right/duty to supplement will be viewed with scrutiny under the objective reasonableness standard, based on the specific circumstances in this case.

These circumstances entail highly demanding litigation, the breadth and complexity of which is readily apparent. Defendants believe, and the Court has every confidence, that their counsel possess sufficient knowledge, expertise and resources to timely and efficiently handle this type of case. These expectations inform the Court's view of Defendants' discovery and disclosure efforts hereafter.

Consistent with the foregoing, Defendants shall, within ten calendar days of this Order, produce all documents responsive to Plaintiffs' "terms and conditions of employment" requests regarding the collective action members currently at issue in discovery. Only for good cause shown under the objective reasonableness standard (or by agreement of the parties), may this or any other deadline herein be extended.

The parties next address Plaintiffs' request for "documents concerning policies or practices with respect to recording work time for hourly employees." See Pls.' Counsel's Aff. at ¶¶ 20-21. Defendants have provided to Plaintiffs some clarifications/explanations regarding its productions. See Defs.' Opp'n Br. at 10-11 & n.9. Otherwise, Defendants' burdensomeness and related objections are overruled. Thus, Defendants shall produce any remaining, responsive documents within ten calendar days of this Order.

5. Documents Regarding Training and Instruction for Time Recordation

In this regard, Defendants have identified for Plaintiffs the Bates numbers corresponding to their productions. See Defs.' Opp'n Br. at 11. Defendants' agreement to supplement their responses is governed by the objective reasonableness standard referenced above.

6. Documents Concerning Time Employees Worked During Meals

Defendants again represent that, to the extent that responsive materials exist, they have been produced. See Defs.' Opp'n Br. at 12.

Defendants are not required to produce "swipe data," beyond that which is reflected in the Kronos records already identified. Cf. id. To the extent that other responsive materials have been or will be uncovered, Defendants' general objections based on vagueness, overbreadth and oppression are overruled.

7. Efforts to Report Time Worked at Meals

Plaintiffs assert that, to the extent that Defendants' Kronos records reflect "pay adjustments" for time worked during meal breaks, Defendants have failed to produce underlying reports or records supporting those adjustments. The Court understands Defendants to represent that, to the extent such underlying documentation exists, it has been produced. Otherwise, counsel are referred to the Court's rulings regarding objective reasonableness.

8. Documents Concerning Defendants' Labor Costs and Budget

The Court agrees with Defendants that these requests are beyond the scope of limited discovery. Even assuming that the requested materials may support Plaintiffs' underlying FLSA claims on the merits,*fn4 Plaintiffs' counsel have failed to demonstrate how this bears upon the certification standards at issue in this stage of the discovery process.

9. Documents Reflecting Communications Regarding the Subject Matter of This Action

Defendants represent that they are unaware of any non-attorney-client privileged documents that have not already been produced. See Defs.' Opp'n Br. at 13-14. Defense counsel further contend that their production of a privilege log "would require Defendants to identify every communication between counsel and employees/supervisors relating to this very complex and intensive litigation," and that "[s]uch an undertaking would be enormously burdensome and enormously costly." Id. at 14. Plaintiffs' counsel clarify that they do not seek attorney-client privileged documents, "but rather[, other] communications concerning the subject matter of this action -- that is, concerning meal breaks, time worked during meal breaks and payment for time worked during meal breaks." See Pls.' Counsel's Aff. at ¶ 27.

The Court questions Defendants' suggestion that, even in highly complex litigation, the failure to keep an ongoing privilege log somehow is excusable. If legal authority to this effect exists, Defense counsel have not identified it. Cf. Fed. R. Civ. P. 26(b)(5) (addressing procedures for privilege claims, and failing to establish exceptions for complex litigation).

In any event, Plaintiffs have made clear that they do not seek the production of attorney-client privileged materials. See discussion supra. If non-privileged communications between Defendants and/or their agents exist, or are uncovered through objectively reasonable investigation, they must be produced.*fn5

10. Implementation of Defendants' Meal Break Deduction Policy

Plaintiffs' requests are beyond the scope of limited discovery, and Defendants' objection is sustained. See discussions supra.

11. Interrogatories Regarding Identity of Co-Workers and Superiors

Defendants' objections to Plaintiffs' current requests, based on overbreadth, burden and expense, are sustained. Assuming any responses by Defendants are necessary and appropriate, the production must balance Plaintiffs' needs for information regarding superiors and Defendants' concerns regarding undue burden and expense.

It would appear that Plaintiffs seek information regarding collective action members' superiors who were involved, or acquiesced, in the employees' working through meal breaks, or the employees' being compensated, or not compensated, for the same. It also seems reasonable to believe that, in some or many instances, this information will be equally available through the recollections of the individual collective action members. This whole line of inquiry, moreover, may go more to the underlying merits of Plaintiffs' claims. See discussions supra (sustaining certain of Defendants' objections for same reason).

These things being said, the Court cannot currently rule out Defendants' raising the collective action members' lack of knowledge regarding, or inability to recall, their relevant superiors, for the purposes of seeking decertification. Unless Defendants provide clear assurance that this will not be the case, some mechanism for discovering the information must be provided.

Accordingly, within five calendar days of this Order, the parties shall confer and discuss the actual need, and the discovery mechanisms for securing, relevant information regarding the collective action members' superiors.*fn6

12. Plaintiffs' Purported "Laundry List" of Information Not Produced by Defendants

a. Compensation Manuals

Defendants represent that no prior drafts or "iterations" of the relevant materials exist. See Defs.' Opp'n Br. at 17.

b. Infonet

Defendants represent that all relevant documents from this internal website have been produced. See id. at 17-18. Plaintiffs' arguments regarding electronically stored information ("ESI") will be addressed in greater detail below.

c. Policy and Procedure Manual

Within three calendar days of this Order, Defendants shall produce the manual in its entirety.

d. Grievance Procedure and Hotline

Within ten calendar days of this Order, Defendants shall produce any documents in this regard, consistent with the clarifications in Plaintiffs' Affirmation. See id. at ¶ 31, pg. 10.

e. Instructions on Canceling Auto-Deduct

Defendants represent that they have produced the documents containing this information. See Defs.' Opp'n Br. at 18.

f. Quarterly Self-Audits

Defendants represent that no self-audits were made prior to 2008, and that they will reproduce any documents whose content has been "cut off" through copying. See id. at 18-19.

g. FLSA Training

Defendants have agreed to supplement their production, see id. at 19, and counsel are referred to the Court's rulings regarding objective reasonableness.

h. FLSA Fact Sheets

Defendants represent that they have produced this information, and they have provided Bates numbers corresponding to their production. See id.

i. E-Mail Communications With Managers

Defendants have agreed to supplement their productions. See id.; see also discussion infra regarding ESI.

j. Internal Investigations

Defendants represent that they have produced "all such documents of which they are aware." See id. Counsel are referred to the Court's rulings above regarding objective reasonableness.

k. Procedures to Report Missed Meal Breaks

See the Court's ruling, immediately supra.

13. Records of Work Performed During Meal Breaks

See the Court's rulings, immediately supra.

14. Information Regarding the Creation, Implementation, et cetera, of Defendants' Compensation Policies

Plaintiffs' request goes beyond the scope of limited discovery. See discussions supra.

15. Complaints Regarding Pay Issues

Defendants represent that they have identified all investigations of which they are aware. See Defs.' Opp'n Br. at 21. As Plaintiffs note, however, Defendants do not purport to have identified complaints that did not result in formal investigations. See id. Within ten calendar days of this Order, Defendants shall supplement their responses, under the objective reasonableness standard.

16. Various Policies and Practices Regarding Meal Breaks

Defendants represent that they have produced all responsive information of which they are aware. See id. at 22. To the extent that Defendants have referenced "numerous ad hoc memoranda or meetings" regarding the matter, but have not specifically included them in their discovery responses, Defendants shall do so within five calendar days of this Order.

17. ESI

Having carefully considered all of counsel's arguments, the Court hereby directs the parties to meet and confer to resolve their remaining disputes, consistent with the following instructions.

At a minimum, Defendants must ensure that, for all of their files originally stored in electronic form, they have produced those files in a "searchable" format. Preferably, and absent a clear showing of substantial hardship and/or expense, Defendants shall supplement their production by reproducing ESI in its native format. Although a clear showing of undue hardship and/or expense may excuse Defendants' production in native format, the fact that such a production may be more useful or cause less expense to Plaintiffs obviously will not.

Furthermore, Defendants have failed to convince the Court that their metadata should not be produced. To the extent that Plaintiffs purportedly did not ask for it sooner, the Court finds this omission excusable given Plaintiffs' repeated, good faith requests to meet and confer.

Even absent this conclusion, and given the nature of Defendants' Kronos and related electronic storage systems, Defendants' production will promote the interests of justice.

Finally, the Court is persuaded by Plaintiffs' arguments regarding the relative paucity of ESI produced by Defendants, and the seemingly dismissive nature of Defense counsel's responses to Plaintiffs' ESI proposals. The Court joins Plaintiffs in questioning the degree to which Defendants have taken seriously their responsibilities regarding this relatively new, but clearly important, form of evidence. Cf. generally Mirbeau v. City of Lake Geneva, 2009 WL 3347101, *1 (E.D. Wis. Oct. 15, 2009) ("the [F]ederal [R]ules take an expansive approach toward discovery of ESI," and it "stands on equal footing with discovery of paper documents") (citation to quoted source omitted).

Within seven calendar days of this Order, opposing counsel shall meet and confer to discuss the production of ESI, consistent with the rulings above. As appropriate or necessary, counsel should be prepared to seek input from persons possessing technical expertise to assist them. Should the parties prove unable to reach agreement on how to proceed, the Court will convene a conference and direct them. The Court nevertheless believes that, given the guidance offered above, further judicial intervention should be unnecessary.

B. Plaintiffs' Motion for Sanctions (Doc. 358)

This Motion relates to Defense counsel's deposition of named-Plaintiff Lori Shaffer.

Specifically, the Motion addresses: (1) Defense counsel's handling and production of documents; and (2) counsel's interactions with Ms. Shaffer during the deposition.

1. Defendants' Handling and Production of Documents

Defendants' introduction of non-Bates stamped documents during Ms. Shaffer's deposition, although not sanctionable, is bad form. This is especially true given the highly complex and document-intensive nature of this litigation and the plethora of discovery conflicts that predated the deposition.

The Court understands that lawyers commonly use "working copies" of documents for internal purposes. Nevertheless, counsel's deposition preparation can, and should, include ensuring that true, final, Bates-stamped documents have been gathered for introduction.*fn7

Defense counsel only compounded the problem by failing to secure the attendance of a lawyer or lawyers who were sufficiently familiar with the documents introduced at the deposition. While Defense counsel may have assigned a single lawyer as the "gatekeeper" of official productions, that lawyer's unavailability during Ms. Shaffer's deposition is no excuse for Defendants' flat-footedness. Of course, this would not have been an issue had counsel engaged in due diligence regarding the documents in question (i.e., making sure counsel had the right documents, confirming that the documents had been produced in discovery or through initial disclosures and securing Bates stamped copies).

Defense counsel's umbrage with Plaintiffs' objections to deposition documents was grossly, if not comically, misplaced. Plaintiffs' inquiries and objections were entirely reasonable under the circumstances, and the Court expects that these types of problems will not resurface in the future.

Turning to the relevant documents, the first set is Defendants' "Time Entry Submission Policy." See Defs.' Opp'n Br. at 4-5. Defense counsel concede that: Defendants' production included the 2009 version; Defendants inadvertently failed to produce the 2007 version; and Defendants introduced the 2007 version at Ms. Shaffer's deposition. See id.

To be sure, the 2007 and 2009 versions of the document appear materially similar, and the Court has no reason to believe that Defendants' omission was purposeful. As referenced below, however, it is the cumulative effect of this and Defendants' other shortcomings that make Plaintiffs' skepticism reasonable.

Next is Ms. Shaffer's "sample pay stub." Defendants consistently have maintained that employee pay stubs are not responsive to Plaintiffs' discovery requests and are cumulative of the Kronos data already produced. See id. at 6-7. Defendants' reliance on the pay stub during Ms. Shaffer's deposition, however, is inherently inconsistent with their failure to disclose that document through initial disclosures. See discussion supra in text. Defendants cannot have it both ways, and they must either produce all documents that they "may use" in support of their defenses, or refrain from using documents not identified in their initial disclosures.*fn8

Last is the "No Meal Break Ticket" introduced at Ms. Shaffer's deposition.

Defense counsel concedes that, although this document was thought to be produced, it "slipped through the cracks." See Defs.' Opp'n Br. at 8. Although the Court declines to enter sanctions on this ground, Defendants' omission speaks to a larger issue regarding their productions.

Of the six documents introduced at Ms. Shaffer's deposition, three of them were the subject of production deficiencies. Two were inadvertently withheld from production, and the third clearly was required to be identified through Defendants' initial disclosures.

See discussions supra. Frankly, the handling of the Shaffer deposition exhibits was sloppy. Under the circumstances, Plaintiffs' concerns regarding the carefulness and sufficiency of Defendants' production efforts were entirely reasonable. Although Defense counsel attempt to diffuse these concerns by pointing fingers and making excuses, the Court must question how they would respond to similar deficiencies on behalf of an opposing party or counsel.

In the end, the Court declines to enter sanctions based on the documents introduced at Ms. Shaffer's deposition. This Order, however, should serve as a wake-up call to Defendants that they must tighten up their discovery practices, and they should not expect future, similar instances to be greeted with leniency.

2. Defense Counsel's Interactions With Ms. Shaffer

Counsel will not be sanctioned in this regard. The deposition transcript reveals that, with respect to the "after-hours" timing of the deposition, Defense counsel's "sparring" was directed to Plaintiffs' counsel, not Ms. Shaffer. See Dep. Tr. (filed under Doc. 367-1) at 33-34 ("I am talking to [Plaintiffs' counsel; y]ou need not get involved in this altercation"). Ms. Shaffer interjected that the timing of the deposition resulted from the serious illness of an immediate family member. See id. at 37-38. In the Court's view, the squabble regarding deposition timing resulted from an unfortunate and unexpected confluence of events. Defense counsel later apologized, and there is little benefit to revisiting the issue.

Otherwise, portions of Defense counsel's examination of Ms. Shaffer may fairly be described as "grumpy." If the Court entertained sanctions in every such instance, however, it would have little time for other business. It is sufficient to remind counsel of their duties to maintain decorum and civility throughout the course of this litigation, especially with respect to their interactions with opposing parties and witnesses.

C. Defendants' Motion for Involuntary Dismissal of Certain Putative Collective Action Members (Doc. 363)

At a conference on April 5, 2010, Defense counsel highlighted that several of the collective action members who received the discovery questionnaire had failed to return them. Plaintiffs' counsel explained that many of the non-respondents had informed counsel they wished to opt out of the collective action; and that, despite Plaintiffs' thorough and repeated attempts to contact certain others, counsel were unable to do so. Accordingly, the Court directed Plaintiffs' counsel to "promptly produce [a] list of outstanding opt-in questionnaire respondents, with explanation[s] why each outstanding questionnaire ha[d] not been produced."

See Min. Entry for Conf. held on Apr. 5, 2010 (Doc. 356). Defendants now seek dismissal, with prejudice, of each putative collective action member who has either indicated their desire to opt-out, or who has failed to respond to Plaintiffs' repeated contact attempts. See generally Defs.' Mot.

Plaintiffs oppose the dismissal with prejudice of any putative collective action member; they oppose dismissal without prejudice of collective action members who have expressed their desire to opt out verbally, rather than in writing; and they oppose dismissal, of any type, regarding the members who have not been contacted. See generally Pls.' Opp'n Br. (Doc. 374).

With respect to those collective action members who have expressed their desire to opt out,*fn9 they hereby are DISMISSED, without prejudice to their filing separate, individual lawsuits. See Order dated Dec. 1, 2009 (Doc. 340) at 2-3 (where FLSA putative collective action member declines to opt in, remaining avenue of relief is to file separate legal action).

To be clear, the individuals hereby dismissed will not be permitted to rejoin this action, or to join the lawsuit filed under Lindsay v. UPMC, Civil Action No. 09-279J (Bissoon, M.J., presiding).*fn10

Rather, their rights to sue are individual;*fn11 and nothing in this Court's Orders shall be deemed to toll any applicable statutes of limitation.

In reaching these conclusions, the Court rejects Plaintiffs' argument that a dismissal of verbal opt-outs is premature. Plaintiffs' investigations regarding these individuals were directed by the Court over six weeks ago, as necessitated by their failure to complete required discovery. Plaintiffs' counsel have had ample time to secure written opt-out confirmations, and the responsibility to do so, assuming it exists, fell squarely on Plaintiffs' counsel's shoulders.

The relevant individuals have made sufficiently clear their desire to opt out, and they are dismissed without prejudice as described above.

For similar reasons, the Court concludes, and therefore ORDERS, that the individuals who have not responded to Plaintiffs' inquiries are DISMISSED WITH PREJUDICE.*fn12

See, e.g., Williams v. Le Chaperon Rouge, 2008 WL 2074039, *1-2 (N.D. Oh. May 14, 2008) (dismissing putative collective action members with prejudice under materially similar circumstances); Bernabe v. Giant Big Apple Beer Ltd., 2007 WL 4573873, *5-6 (E.D.N.Y. Dec. 26, 2007) (same). Plaintiffs' counsel have expressly represented that "all reasonable efforts to reach [these persons] have been exhausted." See Doc. 373-1 at pg. 5 of 44. Although Plaintiffs suggest awaiting "court-ordered notice," there is no reason to believe that judicial intervention will prevail where all other reasonable efforts have failed.

D. Defendants' Motion to Compel Discovery (Doc. 370)

Defendants seek to compel the depositions and questionnaire responses of specific collective action members that the parties have identified as appropriate discovery participants. See generally Defs.' Mot. Defendants assert, and Plaintiffs confirm, that certain of these individuals have been unresponsive to Plaintiffs' counsel's attempts at securing their participation. See generally Pls.' Opp'n Br. (Doc. 375).

On some level, the putative collective action members' seeming disinterest and/or unwillingness to participate would appear an advantage to Defendants, if not for the purposes of decertification, on the merits and in terms of potential liability exposure. Nevertheless, this apparent benefit comes at the price of undermining Defendants' ability to now take meaningful discovery.

Having reviewed all of the arguments presented, the Court hereby directs Defendants to continue supplying to Plaintiffs the names of additional, acceptable collective action members until 75 questionnaires have been completed, and ten employees deposed.*fn13

For each individual who, for whatever reason, has not or will not seasonably fulfill his or her discovery obligations, Plaintiffs' counsel shall promptly notify Defendants in writing why the individual has not, or cannot, be expected to participate. The rulings above regarding the dismissal of opt-out and "no contact" collective action members provide clear guidance as to how such individuals will be viewed by the Court, and counsel are encouraged to enter stipulations as appropriate.*fn14

In addition, Plaintiffs' counsel must act with greater diligence and expeditiousness to ensure that the requisite number of questionnaires are completed, and depositions concluded, within the remaining discovery period. In light of the multiple extensions granted and the amount of time that already has passed, Plaintiffs' productivity has fallen well short of the Court's expectations.

Finally, opposing counsel are hereby directed to work together, reasonably and in good faith, to facilitate their timely compliance with the above procedures and deadlines, and more generally, to work through their disagreements amicably whenever possible.*fn15

IT IS SO ORDERED.

Cathy Bissoon United States Magistrate Judge


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