The opinion of the court was delivered by: Terrence F. McVerry United States District Court Judge
MEMORANDUM OPINION AND ORDER OF COURT
In anticipation of trial, Plaintiff has filed two Motions in Limine. The Motions have been fully briefed and are ready for disposition. The Motions will be addressed seriatim.
Motion in Limine to Exclude Evidence of EEOC Findings (Document No. 46)
Pursuant to Federal Rule of Evidence 403, Plaintiff seeks to exclude evidence of (i) the EEOC Dismissal and Notice of Rights and (ii) the EEOC's Investigative Report / PreDetermination Contact form. Defendant responds that (i) there is no showing that the report is untrustworthy and (ii) that Plaintiff has indicated that she intends to call EEOC investigator, Frank Rodia, as a witness and therefore, Defendant should be permitted to introduce the EEOC Dismissal and Notice of Rights and the EEOC's investigative report in order to rebut the implication that it has done "something wrong."
Under Federal Rule of Evidence 403, relevant evidence "may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by consideration of undue delay, waste of time, or needless presentation of cumulative evidence." Fed.R.Evid. 403. The United States Court of Appeals for the Third Circuit has stated that "[t]he weight of the case law holds that Rule 403 may operate on an EEOC report, and that the decision of whether or not an EEOC Letter of Determination is more probative than prejudicial is within the discretion of the trial court and to be determined on a case by case basis." Coleman v. Home Depot, Inc., 306 F.3d 1333, 1345 (3d Cir. 2002)(citations omitted).
Plaintiff objects to the introduction of the EEOC Dismissal and Notice of Rights and the EEOC's Investigative Report / Pre-Determination Contact form under Federal Rule of Evidence 403 arguing that the "slight (if any) probative value [of these documents] is substantially outweighed by the danger of unfair prejudice and jury confusion." Mot. at ¶ 7.
The Court agrees that the probative value of the EEOC's Dismissal and Notice of Rights is low and substantially outweighed by confusion and unfair prejudice. In this case, there appears to be little probative value to the Dismissal and Notice of Rights. Simply stated, the form appears to be the standard EEOC form 161 (3/98 version), with the standard information identifying the Complainant (Plaintiff) and the EEOC charge number assigned by the Pittsburgh area EEOC office. See, Doc. # 46 at Exhibit 1. Beyond that, the report annotates the determination reached by the EEOC which forms the basis for the decision to close its file. Specifically, the Dismissal and Notice of Rights states:
The EEOC issues the following determination: Based upon its investigation, the EEOC is unable to conclude that the information obtained establishes violations of the statutes. This does not certify that the respondent is in compliance with the statutes. No finding is made as to any other issues that might be construed as having been raised by this charge.
Id. The Court fails to see how that which is essentially a non-decision on the part of the EEOC demonstrates any tendency to make the existence of a fact of consequence to the determination of this action more or less probable than it would be without the evidence. Even assuming, arguendo, the Dismissal and Notice of Rights had marginal probative value, any such value would be considerably outweighed by a number of concerns. This document originates from an authoritative government agency, and speaks in terms of an undefined adjudicative process culminating in a conclusory "determination" that the evidence presented to the EEOC did not establish a violation. A jury could easily confuse the meaning of the document as suggestive of the jury's ultimate legal question. Further, in order for any kind of proper context to be provided for the relevance of this determination itself would require the needless presentation of cumulative evidence, namely, an itemization of what evidence was presented and considered by the EEOC. As such, Plaintiff's motion to exclude the EEOC Dismissal and Notice of Rights is GRANTED.
Plaintiff also seeks to exclude the EEOC's Investigative Report / Pre-Determination Contact form prepared by Investigator Frank Rodia. Plaintiff argues that the introduction into evidence of the Investigative Report / Pre-Determination Contact form would mislead the jury as substantive evidence that Defendant did not violate the law. Plaintiff has listed Frank Rodia as a trial witness and concedes that the jury "certainly can be made aware of" the facts of his investigation, but that the report itself is unreliable and untrustworthy.
At first blush, the Court tends to agree with Plaintiff that the probative value of the EEOC's Investigative Report / Pre-Determination Contact form is low and substantially outweighed by confusion and unfair prejudice. Similar to the Dismissal and Notice of Rights, in order for any kind of proper context to be provided for the relevance of the EEOC's Investigative Report / Pre-Determination Contact form this determination itself would require the needless presentation of cumulative evidence, namely, an itemization of what evidence was presented and considered by the Investigator in preparing the Report.
Furthermore, the EEOC's Investigative Report / Pre-Determination Contact form may also be untrustworthy and unreliable as many of the conclusions of the Investigative Report / PreDetermination Contact form appear to be based on Plaintiff having allegedly not followed certain policies, the existence of which is in dispute.
However, with that said, Plaintiff is cautioned that if Investigator Frank Rodia is in fact called as a trial witness, Plaintiff runs the risk of opening the door to the EEOC Investigative Report / Pre-Determination Contact form being admissible, as the jury will know that the case went before the EEOC. Accordingly, at this time, the Court will withhold its decision on the admissibility of the EEOC Investigative Report / Pre-Determination Contact form until such time as Investigator Frank Rodia has or has not testified at trial.
Motion in Limine to Preclude Evidence of Lost Wages or Mitigation to the Jury Because Those Damages are Equitable and are ...