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Wallace v. Wydner


January 15, 2010


The opinion of the court was delivered by: Eduardo C. Robreno, J.


Petitioner Mark Wallace (a/k/a "Mark Green"), filed this habeas corpus petition under 28 U.S.C. § 2254, collaterally attacking his sentence and asking the Court to vacate, set aside, or correct it. For the following reasons, Petitioner's § 2254 motion will be denied.

As of the date of this memorandum, Petitioner completed five years in state custody and is presently in federal custody on a sentence stemming from a different and more recent conviction. Over seven years have passed since the filing of Petitioner's federal habeas petition, resulting in a dense, complex procedural history, one the Third Circuit categorized as "extremely involved and somewhat confusing . . . contain[ing] duplicative motions, parallel proceedings, multiple continuances, numerous filings, chaotic changes of counsel, petitions to proceed pro se, and confusing replacements of judges." Wallace v. Dragovich, 143 Fed. Appx. 413, 414 (3d Cir. 2005). However, in order to determine whether each of Petitioner's habeas claims are reviewable, this Court will first address the relevant procedural history and then the current posture of the claims.


On September 8, 2000, Petitioner was convicted, in the Court of Common Pleas, of criminal conspiracy to commit arson, after being found guilty by jury of participating in setting fire to his ex-girlfriend's car and home. Petitioner was sentenced to five to ten years imprisonment, which he began to serve on April 12, 2002.

On July 29, 2002, Petitioner filed his first habeas petition, pursuant to 28 U.S.C. § 2254, which this Court denied without prejudice for failure to exhaust state remedies on February 17, 2004.*fn1 On October 4, 2005, the Pennsylvania Superior Court denied six of the seven claims on appeal*fn2 and, on November 1, 2005, the Pennsylvania Supreme Court denied the petition for allowance of appeal.

On November 30, 2005, Petitioner filed the instant habeas petition, pursuant to 28 U.S.C. § 2254, alleging the same seven (7) claims to which Respondent replied on March 9, 2006.*fn3

Therein, Respondent argued that Petitioner had not exhausted his claims where an allocatur petition was pending before the Pennsylvania Supreme Court. (See Resp't's Resp. 3-6.) On September 18, 2006, Respondent filed a supplement to the response, stating that the allocatur petition was denied on July 6, 2006 and remanded to trial court for re-sentencing on August 9, 2006; therefore, the instant "mixed" petition of exhausted and unexhausted claims should be dismissed.

On January 29, 2007, this Court dismissed the instant habeas petition for lack of prosecution. The Third Circuit remanded the dismissal, on September 12, 2007, directing this Court to "permit renewed argument from the parties." (Third Circuit Order, dated Sept. 12, 2007.) Specifically, the Third Circuit stated: either because he has exhausted his available state court remedies . . . or because some of his claims are exhausted, and the rest are deemed . . . procedurally defaulted, Appellant no longer presents a mixed petition subject to dismissal for failure to exhaust state court remedies . . . . Accordingly, on remand . . . the District Court should consider the merits of the claims and any defenses thereto.


On June 3, 2008, this Court re-referred the case to Magistrate Judge M. Faith Angell for a Report and Recommendation, as consistent with the Third Circuit's Remand Order. On April 27, 2009, Magistrate Judge Angell recommended that Petitioner's case be dismissed on the merits. On May 4, 2009, Petitioner filed objections to the Report and Recommendation, challenging Magistrate Judge Angell's findings and addressing each of the asserted seven counts. Respondent filed responses thereto the following day and, on May 10, 2009, Petitioner filed a reply.

On August 28, 2009, this Court issued an order directing Petitioner to submit supplemental briefing to address whether each of the seven asserted claims is (1) exhausted or (2) procedurally defaulted prior to reaching a decision on the merits (doc. no. 73).*fn4 See United States v. Bendolph, 409 F.3d 155, 173 (3d Cir. 2005) (characterizing exhaustion and procedural default as "defenses"); Smith v. Horn, 120 F.3d 400, 409 (3d Cir. 1990) (same). Petitioner filed supplemental briefing on September 17, 2009 and, on November 20, 2009, Respondent filed a supplement to the response. Petitioner, on November 26, 2009, filed a reply. Accordingly, the case is now ripe for adjudication.*fn5


The Antiterrorism and Effective Death Penalty Act ("AEDPA") sets forth the standards for reviewing state court judgments in federal habeas petitions filed pursuant to 28 U.S.C. § 2254. Werts v. Vaughn, 228 F.3d 178, 195 (3d Cir. 2000). The AEDPA increases the deference federal courts must give to the factual findings and legal determinations of state courts. Id. at 196 (citing Dickerson v. Vaughn, 90 F.3d 87, 90 (3d Cir. 1996)).

Pursuant to 28 U.S.C. § 2254(d), federal habeas relief may be granted only when the state court's decision was "contrary to,*fn6 or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,"*fn7 or when the state court's decision was an "unreasonable determination of the facts" based on the evidence adduced at trial." 28 U.S.C. § 2254(d)(1)-(2); Williams, 529 U.S. at 412; Appel v. Horn, 250 F.3d 203, 210 (3d Cir. 2001).

Pursuant to the AEDPA, a person in custody as a result of a state court judgment must "fairly present"*fn8 his federal constitutional claims in state court, thus exhausting his state remedies, before filing his federal habeas petition. 28 U.S.C. § 2254(b). The exhaustion requirement provides state courts an "initial opportunity to pass upon or correct alleged violations of its prisoner's federal rights." Wilwording v. Swenson, 404 U.S. 249, 250 (1971). Petitioner bears the burden to show fair presentation of all claims, satisfied by demonstrating the claims brought in federal court are the "substantial equivalent" to those presented in state court. Santana v. Fenton, 685 F.2d 71, 73-74 (3d Cir. 1982), cert. denied, 459 U.S. 1115 (1983). Failure to exhaust state remedies will prompt the federal court to dismiss the claim without prejudice, so as to allow the state courts the opportunity to first review the claim. Toulson v. Beyer, 987 F.2d 984, 989 (3d Cir. 1993). However, under § 2254(b)(2), a habeas corpus petition "may be denied on the merits, notwithstanding the failure of the applicant to exhaust" available state remedies. Lines v. Larkins, 208 F.3d 153, 160 n.8 (3d Cir. 2000).

Additionally, "where state procedural rules bar a petitioner from seeking further relief in state courts, 'the exhaustion requirement is satisfied because there is an absence of available State corrective process.'" Id. (citing 28 U.S.C. § 2254(b)); see also McCandless, 172 F.3d at 260). As such, exhausted claims pursuant to a state procedural bar are in fact procedurally defaulted, and "federal courts may not consider their merits unless the petitioner establishes 'cause and prejudice' or a 'fundamental miscarriage of justice' to excuse the default." Id. (internal quotation marks omitted); see also Coleman v. Thompson, 501 U.S. 722, 731 (1991).


A. Claims I, II, and V: Ineffective Assistance of Counsel

1. Exhaustion

Petitioner asserts three claims of ineffective assistance of counsel: Claim I - failure to move to dismiss charges against him on double jeopardy grounds; Claim II -failure to object to "the gratuitous observation [by the judge] that no double jeopardy violation had occurred;" and Claim V -failure to raise an objection at Petitioner's second trial for "being twice placed in jeopardy" entitled Petitioner to habeas relief. (See Pet'r's Pet. 17, 19-20.) Respondents contend that Petitioner's claims are procedurally defaulted by virtue of an independent and adequate state rule, under Commonwealth v. Grant, which would bar further review of Petitioner's claims in state court. 813 A.2d 726 (Pa. 2002).

In Grant, the Pennsylvania Supreme Court found an independent and adequate state rule whereby all claims of ineffective assistance of counsel "must be forwarded during state collateral review, not on direct appeal." Id.*fn9 Simply stated, claims for ineffective assistance of trial counsel cannot be raised, initially, on direct appeal. Id. (applicable to cases on direct appeal, effective December 31, 2002). A petitioner must exhaust all claims, prior to filing a federal habeas petition, which is effectuated by filing a Post-Conviction Relief Act ("PCRA") petition where seeking post-conviction relief. 42 Pa.C.S. § 9541 et. seq. (properly filed at the conclusion of a petitioner's direct appeal).

As an initial matter, all of Petitioner's claims are treated as "exhausted" as the state corrective process is no longer available since Petitioner completed his sentence in state custody for the underlying conviction and is currently incarcerated in federal custody.*fn10 See Leyva v. Williams, 504 F.3d 357, 368-69 (3d Cir. 2007) (citing 28 U.S.C.S. § 2254(b)) ("[E]xpiration of the sentence, a factor outside the petitioner's control, excuses the petitioner's failure to exhaust by eliminating the state corrective process.").

Therefore, even where, as here, all claims are considered exhausted, "a federal court may not review it on the merits if a state court's decision rests on a violation of a state procedural rule." Leyva, 504 F.3d at 365 (citing Johnson v. Pinchak, 392 F.3d 551, 556 (3d Cir. 2004)); see also Coleman, 501 U.S. at 732 ("Just as in those cases in which a state prisoner fails to exhaust state remedies a habeas petitioner who has failed to meet the State's procedural requirements for representing his federal claims has deprived the state courts of an opportunity to address those claims in the first instance."). Procedural default "applies only when the state rule is 'independent of the federal question [presented] and adequate to support the judgment.'"*fn11 Id. (citing Gray v. Netherland, 518 U.S. 152 (1996)).*fn12

In support, Petitioner argues that the Grant rule is an "unfair" application where he was unable to file a PCRA petition in state court because of the custody requirement. Respondents oppose, contending that Petitioner is not similarly situated to other prisoners seeking habeas relief because he never submitted a single PCRA petition. Unlike here, in Nicoloudakis v. Abraham, the Third Circuit found that, after the petitioner had filed a PCRA petition, the "expiration of the sentence, a factor outside the petitioner's control, excused the petitioner's failure to exhaust by eliminating the state corrective process." 296 Fed. Appx. 280, 283 (3d Cir. 2008) (non-precedential).*fn13

Accordingly, as Petitioner has no available corrective process at the state level, all of his claims (regardless of actual 'exhaustion') are deemed exhausted by operation of law.

2. Procedural Default

Next, this Court must determine whether Claims I, II, and V are procedurally defaulted.*fn14 Petitioner presented Claims I, II, and V for ineffective assistance of counsel to the Pennsylvania Superior Court. (See Resp't's Resp. Ex. A., Commonwealth v. Wallace, No. 866 EDA 2003, Pa. Super., Oct. 4, 2005.). The Pennsylvania Superior Court dismissed the claims under Grant. Petitioner then failed to file a single PCRA petition, seeking post-conviction relief. Petitioner's failure to seek post-conviction relief in the form of a PCRA petition is in direct violation of Grant, which requires a petitioner to postpone asserting ineffectiveness of counsel claims on direct appeal, instead requiring the relief be furthered during collateral review.

Here, Petitioner had an opportunity to raise claims of ineffective assistance of counsel under the PCRA. Though Petitioner argues that Grant should not be applied to the instant claims, as his custody requirement prevented him from filing a PCRA petition in state court. However, Petitioner never filed a PCRA petition for collateral review in state court. Failure to file a PCRA petition was a direct violation of Pennsylvania procedural law. See Grant, 813 A.2d at 726 (all allegations of ineffective assistance of counsel to be raised during collateral review where an opportunity to hold an evidentiary hearing and fully develop the record exists).

Given that Petitioner failed to present his ineffective assistance of counsel claims I, II, and V to any state court for review and where Grant requires a petitioner raise such claims on collateral review, Petitioner's claims of ineffective assistance of counsel are procedurally defaulted and cannot be reviewed by this Court. Further, as Respondents properly argue, every state and federal prisoner alike are not permitted to file a petition for collateral relief after release from custody. See Lee v. Stickman, 357 F.3d 338, 342 (3d Cir. 2004) (only difference between the federal and state procedures is a petitioner must be in custody for entirety of collateral proceedings under state rules, whereas federal court requires only that a petitioner be in custody at the start of the post-conviction relief review).

Lastly, Petitioner can show neither "cause and prejudice" nor "actual innocence," which would excuse the procedural default rule.

First, Petitioner has not suffered "cause and prejudice." Murray, 477 U.S. at 488. "The 'cause' required to excuse a procedural default must result from circumstances that are 'external to the petitioner, something that cannot fairly be attributed to him.'" Lines, 208 F.3d at 166 (citing Coleman, 501 U.S. at 753). Further, "attorney inadvertence is not 'cause' because the attorney is the petitioner's agent when acting or failing to act, in furtherance of the litigation, and the petitioner must 'bear the risk' of attorney error. Id. As in Murray, Petitioner's "claims of constitutional ineffectiveness must themselves be exhausted by proper presentation to the state courts and here that was not even attempted." 477 U.S. at 489. Petitioner never filed a PCRA petition and is now foreclosed from doing so in state court. The burden was on Petitioner to submit a timely filing and he has not sufficiently demonstrated any "cause" for procedurally defaulting in state court.

Furthermore, any delay that occurred in Petitioner's case did not prejudice the Petitioner, in that the delay simply expanded the time for a timely filing of a PCRA petition. Lines, 208 F.3d at 166.*fn15

To satisfy the second exception, a petitioner must typically show "actual innocence." Id. (citing Cristin v. Brennan, 281 F.3d 404, 420 (3d Cir. 2002)). Petitioner has made no efforts to make a showing of "actual innocence." This exception does not apply here. Requiring Petitioner to file post-conviction relief claims prior to termination of custody in state court, as applied to the instant circumstances, is not "unfair." Instead of properly and timely filing a PCRA petition, Petitioner has spent the greater part of the last seven years appealing each Court Order, a process that takes time and great resources and which has lead to redundant and confused parallel filings in both state and federal court. Given his proclivity towards multiple filings, Petitioner's actions alone demonstrate that the custody requirements was not an "unfair" bar to his filing a timely PCRA petition, in which he should have alleged ineffective assistance of counsel claims.

Petitioner did not properly present his claims of ineffective assistance of trial counsel to the state courts and, as such, his claims are, even where considered exhausted, procedurally defaulted.*fn16 Therefore, this Court may not review the merits underlying his claims. Finally, since Petitioner cannot demonstrate "cause and prejudice" for the failure to timely file a PCRA petition, nor "actual innocence," habeas relief as to Claims I, II, and V for ineffective assistance of trial counsel is denied.

B. Claim III: Prosecutorial Misconduct

In Claim III, Petitioner argues that prosecutorial misconduct occurred during closing arguments. Specifically, Petitioner claims that, during summation and subject to defense counsel's objection, the prosecutor's remarks identifying defense witnesses as "liars" were "replete with the kind of prosecutorial over-reaching that has resulted in the award of new trials in the past." (See Pet'r's Mem. Supp. Pet. 30-31.) Ultimately, Petitioner claims that this misconduct impeded his ability to receive a "fair and impartial" trial. (See Rep. and Recommendation 23.)

Respondents contend, however, that Claim III is procedurally defaulted, and therefore not subject to review by this Court for failure to "fairly present" a federal constitutional allegation of prosecutorial misconduct.

Under § 2254(a), federal habeas jurisdiction is limited "to applications for relief only on the ground that [petitioner] is in custody in violation of the Constitution or laws and treaties of the United States." See Paullet v. Howard, 634 F2d 117 (3d Cir. 1980) (identifying the distinction between "state" claims of prosecutorial misconduct and "constitutional" misconduct claims).*fn17 Further, in reviewing a federal habeas claim for prosecutorial misconduct, a federal court may only review "as it related to 'the narrow [issue] of due process and not the broad exercise of supervisory power.'" Darden v. Wainwright, 477 U.S. 168, 181 (1986) (quoting Donnelly v. DeChristoforo, 416 U.S. 637 (1974)).

Here, Petitioner presented a habeas claim of prosecutorial misconduct as only an issue of state law. Petitioner does not reference any federal case law, nor (in his original pleadings) does he mention a violation of due process. Though Petitioner intends to address the violative nature of the prosecutor's remark, he fails to do so on federal grounds. Instead, Petitioner cites only state law and ABA standards. Petitioner's singular reference to his inability to get a "fair trial" is insufficient to allege a constitutional violation. See Keller v. Larkins, 251 F.3d 408, 415 (3d Cir. 2001) (finding that "passing reference to the concept of a 'fair trial'" reasonably leads to a state-law prejudice analysis, "not a federal issue of due process").*fn18

Given that Petitioner fails to state a federal claim in terms of a constitutional Due Process violation and that a federal habeas court must limit its review to issues of federal law, this Court may not review a claim arising under an alleged violation of state law. See Estelle v. McGuire, 502 U.S. 62, 67-68 (1991) (holding that "it is not the province of the federal court to re-examine a state court's determination of state law"). As such, Petitioner's Claim III, seeking habeas relief, must be denied.

C. Claim IV: Delay in Sentencing

In Claim IV, Petitioner argues that two lengthy delays in adjudication of his case at the state level warrants his sentence be vacated. Petitioner contends that the first delay, from his conviction to sentencing, is a violation of his speedy trial rights and the second is a violation of his due process rights during the appellate process. Respondents, however, argue that Petitioner's due process claims are barred by res judicata as the Third Circuit had already rejected these claims.

First, Petitioner was found guilty of criminal conspiracy on September 8, 2000, and was not sentenced until April 12, 2002, resulting in a twenty month delay. Second, Petitioner asserts another "over twenty month delay" was "directly caused by the trial judge's failure to file an opinion, in derogation of the Pennsylvania Rules of Appellate Procedure, for over one year." (See Rep. and Recommendation 27).

However, in Wallace v. Dragovich, the Third Circuit considered and rejected Claim IV filed by Petitioner. 143 Fed. Appx. 413, 419 (3d Cir. 2005) (holding that though petitioner endured inordinate delay, a lack of prejudice established the delay did not cause a constitutional violation). Therein, the Third Circuit found that Petitioner could not demonstrate the requisite prejudice demanded under Barker v. Wingo, 407 U.S. 514, 540 (1972). Id.

Under the doctrine of res judicata, this Court may not re-litigate an issue already decided by the Third Circuit. See Taylor v. Sturgell, 128 S.Ct. 2161 (2008) ("The preclusive effect of a judgment is defined by claim preclusion and issue preclusion, which are collectively referred to as 'res judicata,'" both bar a party from contesting matters that the party had a full and fair opportunity to litigate.) Therefore, this Court may not review Petitioner's Claim IV and habeas relief is denied.

D. Claim VI: Insufficient Evidence for a Conviction

In Claim VI, Petitioner argues that there was insufficient evidence to support a conviction, beyond a reasonable doubt, that he was guilty of conspiracy to commit arson. Specifically, Petitioner contends that based on "no evidence of conspiracy other than participation in the arson," and the Commonwealth's case in chief failure to mention a "conspiracy," the Commonwealth did not meet their burden to prove Petitioner "entered into an unlawful agreement to do an unlawful act . . . and absent such proof the charge of conspiracy must fail." (See Pet'r's Mem. Supp. Pet. 50.) In opposition, Respondents argue that the evidence was "more than enough" to convict Petitioner because "his participation in the arson is a sufficient basis to support a conviction for conspiracy." (See Resp't's Resp. 20.)

Claim VI is exhausted, but is not procedurally defaulted and as such this Court must review the underlying merits to determine whether Petitioner is entitled to habeas relief.

The proper inquiry to determine whether a conviction is supported by sufficient factual findings to prove the crime charged beyond a reasonable doubt is whether "any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt." Jackson v. Virginia, 443 U.S. 307, 318-19 (1979) (applying a narrow restriction to the analysis). The Jackson test is not to determine whether the verdict was correct or reevaluate the evidence for a determination of guilt, but to determine "whether the verdict was rational, considering the evidence of record in the light most favorable to the prosecution." Herrera v. Collins, 506 U.S. 390, 400 (1993).*fn19

In applying the Jackson test, a federal habeas court must look to the evidence that the state courts found to be sufficient to meet the elements of a crime governed by state law. Jackson v. Byrd, 105 F.3d 145, 149 (3d Cir. 1997).

Here, on October 4, 2005, the Pennsylvania Superior Court found that the sufficiency of evidence to support Petitioner's conviction was met under Pennsylvania law. (See Resp't's Resp. Ex. B). As noted in the Report and Recommendation, the state standard of review is consistent with federal law.

Under 18 Pa.C.S.A. § 903, to prove a defendant is guilty of criminal conspiracy, Pennsylvania law required that the Government prove three elements: (1) that Defendant entered an agreement to commit or aid in an unlawful act with another person or persons; (2) with a shared criminal intent; (3) an overt act was done in furtherance of the conspiracy. See Commonwealth v. Johnson, 719 A.2d 778, 784 (Pa. Super. 1998). The Superior Court, citing § 903, further stated:

[T]he essence of a criminal conspiracy is the common understanding that a particular criminal objective is to be accomplished. Mere association with the perpetrators, mere presence at the scene or mere knowledge of the crime is insufficient. Rather, the Commonwealth must prove that the defendant shared the criminal intent, i.e., that the [Petitioner] was an active participant in the criminal enterprise and that he had knowledge of the conspiratorial agreement. The defendant does not need to commit the overt act; a co-conspirator may commit the overt act.

A conspiracy is almost always proved through circumstantial evidence. The conduct of the parties and the circumstances surrounding their conduct may create a 'web of evidence' linking the accused to the alleged conspiracy beyond a reasonable doubt. The evidence must, however, rise above mere suspicion or possibility of guilty collusion.

This Court has identified factors to be considered: Among the circumstances which are relevant, but not sufficient by themselves, to prove a corrupt confederation are: (1) an association between alleged conspirators; (2) knowledge of the commission of the crime; (3) presence at the scene of the crime; and (4) in some situations, participation in the object of the conspiracy. The presence of such circumstances may furnish a web of evidence linking an accused to an alleged conspiracy beyond a reasonable doubt when viewed in conjunction with each other and in the context in which they occurred.

18 Pa.C.S.A. § 903.

The Superior Court explicitly stated, in its opinion, that sufficient evidence existed upon which to convict Petitioner of conspiracy to commit arson. Johnson, 719 A.2d at 784. Though, the Superior Court found that circumstantial evidence provided by the testimony of eye witness, Felicia Brown, was alone sufficient, other testimony by the fire marshal, overt actions by the Petitioner and Commonwealth proffered "web of evidence," supported a finding that a jury could infer that Petitioner conspired to commit arson beyond a reasonable doubt. Id.

After a thorough review of the record and Magistrate Judge Angell's well-reasoned Report and Recommendation, this Court finds that the Superior Court's determination is both supported by the factual record and is not based on an unreasonable determination of the facts. Further, upon consideration of the record in a light most favorable to the prosecution, this Court finds that "any rational trier of fact" could find that Petitioner was guilty of conspiracy to commit arson beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. at 318-19. As such, Petitioner's habeas relief will be denied.

E. Claim VII: Request for a New Sentencing Hearing

In Claim VII, Petitioner argues that, in calculating his sentence for his conviction on April 12, 2002, the trial court erred by using the wrong prior record score. (See Pet'r's Mem. Supp. Pet. 54-56.) However, after an appeal and remand, the Pennsylvania Superior Court, on October 5, 2006, re-sentenced Petitioner to eleven and one-half to twenty-three months imprisonment effective from October 1, 2001. Having already served his sentenced, Petitioner's April 12, 2002, sentence was vacated and he was immediately discharged.

Petitioner is no longer in state custody, or any custody for the conviction at issue, therefore the challenge to his original sentencing is moot. As such, Petitioner's Claim VII is not reviewable by this Court and habeas relief is denied.


For the reasons set forth above Petitioner's objections to the Report and Recommendation will be overruled and Petitioner's claims for habeas relief will be DENIED.

An appropriate order follows.

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