IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF PENNSYLVANIA
July 20, 2007
STEVEN E. HAWKINS, PLAINTIFF,
THE WAYNESBURG COLLEGE, DEFENDANT.
The opinion of the court was delivered by: Judge Flowers Conti
Magistrate Judge Caiazza
OPINION AND ORDER
The Defendant's Motion to strike portions of the Plaintiff expert's opinion (Doc. 15) will be denied, but its alternative request to file a third-party complaint ( see id. ) will be granted to the extent described below.*fn1
The Plaintiff Steven E. Hawkins has filed this diversity action against the Waynesburg College ("Waynesburg" or "the School"), alleging negligence. See generally Am. Compl. (Doc. 7). Mr. Hawkins was a student at Waynesburg, and in February 2005 he participated in the construction of stage sets and props in preparation for his Introduction to Theatre class. The Plaintiff was injured when his shirt sleeve was pulled into a compound meter saw provided by the School ("the Saw"), damaging his left upper appendage to the extent that amputation and partial reattachment was required. See generally id. at ¶¶ 6-9. Mr. Hawkins alleges negligence based on, among other things, the School's failure to train and supervise him in using the Saw and to provide adequate warnings regarding the potential dangers of misuse. See generally id. at ¶ 10.
One of the Plaintiff's experts has issued a report opining that the warning label placed on the Saw by its manufacturer was ineffective:
The black label was affixed to the dark gray surface of the [S]aw arm and was located on the back surface [thereof], facing away from the operator. . . . Even though the need to warn of danger was recognized by the manufacturer, the warning label was posted on the [S]aw with little contrast between [it] and the [S]aw arm and in a location where it was unlikely to be seen . . . . For the label to be effective, it should have been posted on the [S]aw using a color and location . . . mak[ing] it readily visible to the user.
See Expert Rpt. of Richard A. Bragg, Ph.D., P.E. (attached as Ex. A to Doc. 15) at 6-7.
Defense counsel claims this opinion constitutes a "backdoor attempt" to allege strict liability against Waynesburg, an entity that neither manufactured nor distributed the allegedly defective product. See Def.'s Mot. at ¶ 3.
In response, Plaintiff's counsel makes clear that Mr. Hawkins neither has, nor does he intend to, assert strict liability based on the failure to adequately warn. See Pl.'s Opp'n Br. (Doc. 16) at 6. Rather, counsel argues the expert opinion is necessary for two of his client's negligence-related theories: (1) that the Defendant is liable under the Restatement (Second) of Torts Section 392, regarding the negligent supply of chattel for a business purpose;*fn2 and (2) the Plaintiff was not guilty of comparative negligence and/or assumption of the risk by failing to observe the warning label. See Pl.'s Opp'n Br. at 6-8; see also id. at 7 (noting Plaintiff was questioned during deposition about his purported failure to heed warning label).
As for the Section 392 claim, neither the Plaintiff's briefing nor the court's independent research has uncovered case law holding that the duty to protect persons from unsafe chattel extends to remediating allegedly insufficient warnings placed on inherently dangerous products by their manufacturers. If anything, the law would appear to view such a claim with skepticism. See, e.g. , Muscat v. Khalil, 388 N.W.2d 267, 271, 273 (Mich. App. 1986) (rejecting claim under Section 392 and related argument that purchaser of ladder "from some entity in the chain of distribution . . . should be held responsible for the manufacturer's failure to [provide] warning labels"; "[t]here [wa]s no reason to assume that [the] defendants should have been any more aware of the absence of instructions on the ladder than plaintiff" and, "even if they were consciously aware of the lack of instructions," "as mere purchasers" they were not charged with knowledge "that the absence of such instructions constituted a defect"); Ziglar v. E. I. Du Pont De Nemours & Co., 280 S.E.2d 510, 513-14 (N.C. App. 1981) (rejecting claim under analogous Section 388 because plaintiff did not present evidence showing defendant "knew or should have known that the manufacturer's written warnings on the product's label were inadequate to warn others").*fn3
Nevertheless, the Defendant has failed to demonstrate the non-viability of the Plaintiff's Section 392 theory as a matter of law and, therefore, its Motion to strike is unavailing.*fn4
Even stronger grounds for allowing the expert opinion is found in the Plaintiff's efforts to refute the School's defenses of comparative negligence and assumption of the risk. Counsel represents that the Defendant raised the warning label issue during Mr. Hawkins' deposition, and the Plaintiff has every right to refute the defenses by demonstrating the label reasonably went unobserved. See discussion supra ; see also, e.g. , Moschkau v. Sears, Roebuck & Co., 282 F.2d 878, 879-81 (7th Cir. 1960) (affirming entry of judgment notwithstanding verdict in favor of defendant because plaintiff heeded part, but not all, of manufacturer's warning label, making him sole cause of accident).
For all of these reasons, the Defendant's request to strike those portions of the Plaintiff expert's opinion regarding the warning labels is without merit. The same cannot be said of its request for leave to join the manufacturer(s)/distributor(s) of the Saw.
Plaintiff's counsel argues that joinder of the putative third-party defendants would be improper under Federal Rule 14 because their liability, if established, would not flow from Wayneburg's potential liability. See Pl.'s Opp'n Br. at 2, 9 (highlighting rule that third party may not be joined based on claim it is solely liable for plaintiff's injuries; "third party liability is typically predicated upon a theory of contribution or indemnity") (citation and internal quotations omitted). The law of Pennsylvania is clear, however, that "defendants who are liable under principles of strict liability and those who are liable in negligence may be joint tortfeasors." Harsh v. Petroll, 887 A.2d 209, 213 (Pa. 2005) (citations omitted); accord Rabatin v. Columbus Lines, Inc., 790 F.2d 22, 25 (3d Cir. 1986) (predicting Pennsylvania law and holding same); Childers v. Power Line Equip. Rentals, Inc., 681 A.2d 201, 213 (Pa. Super. 1996) (holding same) (citations omitted). It is neither uncommon nor inappropriate for potential joint-tortfeasors to be brought into suit by way of a third-party complaint. Childers, 681 A.2d at 213 ("[t]he right of contribution" against potential joint-tortfeasors "may be asserted during the original proceeding via joinder of third-party defendants"); see also Rabatin, 790 F.2d at 25 (citing with approval previous Third Circuit decision where manufacturer joined employer as third-party defendant, seeking contribution).
Under the circumstances, nothing in the Federal Rules prohibits Waynesburg from bringing claims against the manufacturer(s)/ distributor(s) for contribution based on their alleged strict liability. The Defendant's proposed third-party complaint states claims for contribution, and to that extent joinder is appropriate under Rule 14. See Ex. D to Doc. 15 at wherefore clauses.*fn5
Plaintiff's counsel is left to argue, then, that the court should exercise its discretion and deny leave to file the proposed third-party complaint as untimely. See Pl.'s Opp'n Br. at 9-11. In this regard, courts have considered: (1) possible prejudice to the plaintiff; (2) complication of issues at trial; (3) probability of trial delay; and (4) timeliness of the motion to implead. Potts v. Marks Controls Corp., 1995 WL 57523, *2 (E.D. Pa. Feb. 9, 1995) (citations omitted). Superimposed upon these factors are the overarching principles that "Rule 14 is [intended] to reduce multiplicity of litigation," and it therefore is entitled to liberal construction. O'Mara Enter., Inc. v. Mellon Bank, N.A., 101 F.R.D. 668, 670 (W.D. Pa. 1983); see also id. (in light of Rule 14's purpose, "the third-party complaint should be permitted . . . if under some construction of the facts, [recovery] would be a possibility," and joinder "should be permitted when common factual issues are involved") (citations omitted).
Although the Defendant's request presents a close case, the court cannot agree that denying leave to bring in third-party defendants is justified under the circumstances here. As seen above, the warning label issue was most directly put into play by the Plaintiff's expert opinion that the manufacturer's warning was insufficient. While counsel may respond that the insufficiency opinion was occasioned by the Defendant's comparative negligence and assumption of the risk defenses, the Plaintiff also proceeds on the theory that Waynesburg owed a duty to remediate the manufacturer's allegedly ineffective warning. See discussions supra . Having directly interjected the warning label issue into this case, the Plaintiff's more recent protestations to the joinder of the Saw's manufacturer(s)/ distributor(s) ring hollow. See generally, e.g. , Shuba v. Consolidated Rail Corp., 1992 WL 164751, *1 (E.D. Pa. Jun. 26, 1992) (allowing untimely joinder because "[o]nly after an investigation of the circumstances surrounding the accident did" defendant learn that third party "may bear responsibility for plaintiff's injuries"); cf. also Con-Tech Sales Defined Ben. Trust v. Cockerham, 715 F. Supp. 701, 704 (E.D. Pa. 1989) (considering "interests of justice" in refusing to dismiss third-party complaint as untimely).*fn6
As for prejudice, the Plaintiff argues that bringing in third-party defendants will require additional discovery and increase litigation costs. See Pl.'s Opp'n Br. at 9-10. While this may be true, the concern will be mitigated by the court's restriction of the third-party claims to ones for contribution based on breach of the duty to warn. See discussion infra . To the extent additional discovery is warranted, the parties already have made efforts to establish the likely defenses of the third parties, namely the alleged negligence of Waynesburg and the Plaintiff's negligence/assumption of the risk. Regarding the sufficiency of the Saw's warnings, the label is known and available to the parties, as they will be to the third-party defendants. In granting discovery to the third-party defendants, the court will remain mindful of these considerations. See Deloach v. Companhia Denavegacao, 1986 WL 2386, *1 (E.D. Pa. Feb. 12, 1986) (in granting additional discovery, court "[took] notice that the third party defendant will be able to reap the benefits of the already extensive discovery efforts by the [original] parties").*fn7
The Plaintiff next asserts that bringing in third parties will complicate the issues at trial. See Pl.'s Opp'n Br. at 10 (complaining that joinder will "inject issues of strict liability" into case). Given the Plaintiff's claim that Waynesburg owed a duty to correct or supplement the manufacturer's warnings, however, the duty to warn already has been made part of his case. See discussion supra . Under no circumstances should the Defendant be deprived of its right to point the finger at the manufacturer(s), who anticipated the need for warnings but allegedly failed to effectively provide them.
Turning to trial delay, the parties currently are in the process of taking fact discovery. Although there may be reason to believe this case will take longer to try if third-party joinder is permitted, the court does not find the anticipated delay to be undue or substantial. See, e.g. , Thomas v. Stone Container Corp., 1990 WL 63738, *2 (E.D. Pa. May 9, 1990) (leave granted where discovery was still pending and joinder would not greatly alter factual circumstances of case; "adequate time remain[ed for the] parties to conduct any additional discovery").
Last is the untimeliness of Waynesburg's impleader request. To be sure, there appear good bases for concluding that the Defendant should have known of its right to seek contribution prior to the Plaintiff's serving the expert report in May 2007. See Am. Compl., filed in February 2007, alleging Defendant was liable for failing to "provide adequate warnings[ or] caution stickers"; see also Pl.'s Opp'n Br. at 7 (during Plaintiff's deposition, Defense counsel inquired regarding Mr. Hawkins' failure to observe warning label). Assuming the "lightbulb only went on" when the Defendant received the Plaintiff expert's report (an assumption there is no reason to doubt on the current record), the court believes that excluding the third-party claims is a punishment disproportionate to the perceived omission.
For all of the reasons stated above, the circumstances in this case compel a grant of the Defendant's request to file a third-party complaint. Certain limitations are appropriate, however.
The proposed third-party complaint includes not only claims for contribution but allegations that the manufacturer(s)/ distributor(s) are the "sole" proximate cause of the Plaintiff's injuries. See, e.g., id. at ¶ 18. While Waynesburg may pursue this theory as a defense at trial, it does not form a basis for third-party liability. FHF Partners v. KMA Fin. Group, LLC, 2007 WL 710287, *2 (E.D. Pa. Mar. 5, 2007) ("[a] third party defendant cannot be joined simply because that party may be solely liable to the plaintiff") (citation and internal quotations omitted).
More significantly, Waynesburg's proposed third-party complaint also states claims based on the manufacturer(s)'/ distributor(s)' negligence, breach of warranty, and possibly under the "design defect" and/or "manufacturing defect" theories of strict liability. See generally id.*fn8 These additional claims, which are independent of and not occasioned by the Plaintiff's expert opinion and his negligence claims, tip the balance in favor of denying leave to the extent described herein.
Simply put, this case to date has proceeded as a negligence action possibly invoking elements related to allegedly insufficient manufacturer warnings. Allowing Waynesburg to proceed with the whole panoply of products liability claims against the putative third-party defendants would swing the prejudice, complication, delay, and timeliness factors against the Defendant and in favor of the Plaintiff. The court will not permit the Defendant's proposed claims to change the entire complexion of this case, and the actual third-party complaint shall be limited accordingly.
The court therefore enters the following:
The Defendant's Motion to strike the Plaintiff expert's opinion ( Doc. 15 ) is DENIED , its request to file a third-party complaint is GRANTED to the extent described above, and the Defendant shall file and serve its third-party complaint on or before August 9, 2007. The third-party defendants shall plead or otherwise respond consistent with the Federal Rules, and their counsel shall attend the conference in this case scheduled for September 5, 2007 at 10:30 a.m.
THESE THINGS ARE SO ORDERED.