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May 27, 1997


Appeal from the Judgment Entered May 13, 1996, in the Court of Common Pleas of Indiana County, Civil Division, at No. 1056 C.D. 1992. Before RUDDOCK, J.

Before: Hudock, Ford Elliott, and Hester, JJ. Opinion BY Hester, J.

The opinion of the court was delivered by: Hester


John Phillip Stotz appeals from the judgment entered in the Court of Common Pleas of Indiana County on Nay 13, 1996, after a jury rendered a verdict of $18,750 in his favor. For the reasons set forth below, we are constrained to reverse and to remand for a new trial.

The procedural history of this case may be summarized as follows. On October 2, 1992, after commencing the action by writ of summons, appellant filed a complaint against Margaret Shields which sought damages arising from an automobile accident. Twelve days later, Ms. Shields answered the complaint by admitting negligence, denying appellant's allegations regarding damages, and setting forth numerous defenses. In the years that followed, the parties engaged in extensive litigation over the admissibility of certain evidence including testimony by army physician Lee A. Pietrangelo and documents which both contained Dr. Pietrangelo's medical opinions and indicated that appellant's post-accident discharge from the Ohio National Guard was medical in nature. The trial court ultimately ruled that the challenged evidence was inadmissible since the doctor apparently had never examined appellant or reviewed reports submitted by appellant's private physicians.

Trial on the matter commenced on February 20, 1996. During the course of that proceeding, appellant presented evidence which established the following. On June 7, 1992, a vehicle driven by Ms. Shields struck appellant. Although appellant tried to avoid injury by jumping onto the hood, he was pinned against a church building. He sustained a fractured left ankle, two fractures of his right foot, and two dislocated right toes. Although appellant spent several weeks in casts and has attempted to rebuild his strength gradually, he continues to have persistent and debilitating left ankle pain. According to Dr. Paul Burton, appellant suffers from post-traumatic arthritis and his condition may never improve.

Although he had been fairly active prior to the accident, appellant's ankle pain has affected his ability to engage in sports adversely. Several months after the accident, appellant, who knew that he could not complete the necessary two-mile run, failed to take the annual physical fitness test required of all National Guard members. Consequently, appellant was subjected to a mandatory physical examination which led to his involuntary discharge from the service. As he had served in excess of two years in the military before sustaining his injuries, *fn1 appellant focused much of his claim for damages on benefits lost as a result of the discharge including tuition assistance, loan repayment subsidies, pay for time that he would have spent on duty, and the pension which would have been available to him after twenty years of service. Employment rehabilitation expert Jay Jarrell valued the lost service benefits and other economic damages sustained by appellant at in excess of $180,000.

Ms. Shields attempted to impeach appellant by asking him whether he had sought permission to take an alternate fitness test. Appellant, who objected to this line of questioning on the ground that it was unsupported by the necessary evidentiary foundation, indicated that he was not aware that an alternate fitness test existed. See Notes of Testimony ("N.T."), 2/20- 21/96, at 86-89. Later, despite another foundational objection, the trial court admitted four photocopied pages which set forth matters relating to the physical fitness test and to an alternate testing procedure. Id. at 116-20. Finally, Ms. Shields attempted to counter appellant's medical evidence by presenting Dr. W. Scott Nettrour, an orthopedic surgeon, who testified that he examined appellant and could find no physical support for appellant's complaints of pain.

On February 21, 1996, the jurors rendered the described verdict. Later, after the trial court denied his requests for post-trial relief, appellant filed a praecipe for the entrance of judgment. This timely appeal followed the entry of judgment pursuant to that praecipe.

Appellant raises several evidentiary claims related to the admission of the documentation evidencing the alternate fitness test and to the exclusion of both the testimony of Dr. Pietrangelo and the materials indicating the medical nature of National Guard discharge. Keeping in mind that questions concerning the admission and exclusion of evidence are within the sound discretion of the trial court whose decisions thereon will not be disturbed in the absence of an abuse of discretion, see Yankowsky v. Katz, Inc., 443 Pa. Super. 494, 662 A.2d 665 (1995), we consider the appropriateness of the former decision.

Generally, two requirements must be satisfied for a document to be admissible: it must be authenticated and it must be relevant. In other words, a proponent must show that the document is what it purports to be and that it relates to an issue or issues in the truth determining process.

Commonwealth v. Brooks, 352 Pa. Super. 394, 397, 508 A.2d 316, 318 (1986); see also Commonwealth v. Zook, 532 Pa. 79, 615 A.2d 1 (1992). The establishment of those two requirements is known as laying a foundation. See McCormick on Evidence §§ 51, 218 (J. Strong 4th ed. 1992); Graham C. Lilly, An Introduction to the Law of Evidence 417-18 (1978).

In the present case, our review of the record demonstrates that appellant objected to the admission of the alternate fitness test materials on the basis that Ms. Shields had failed to present any foundational evidence. *fn2 Consequently, he clearly asserted in the trial court that Ms. Shields had neither authenticated that evidence nor demonstrated its relevance. While appellant now characterizes his argument as relating only to the issue of authentication, he questions the relevance of the materials by pointing out that no proof established they were in existence at the time that he was being evaluated or that they applied to him. See Appellant's brief at 28-29. We will address both aspects of appellant's claim.

Specific evidentiary rules relate to the authentication of documentary evidence. A document may be authenticated by direct evidence such as an admission. See Commonwealth v. Brooks, supra. A document also may be authenticated via circumstantial evidence relating to a myriad of considerations including its appearance, contents, and substance. Id. Acknowledged writings, public records, and under Federal Rule of Evidence 902, documents purporting to be issued by public ...

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