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Rusher v. Arnold

argued: January 3, 1977.

DAVID LEE RUSHER, PLAINTIFF-APPELLEE,
v.
FLOYD E. ARNOLD, WARDEN, UNITED STATES PENITENTIARY, LEWISBURG, PENNSYLVANIA, RESPONDENT-APPELLANT



APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF PENNSYLVANIA (D.C. Civil No. 75-1091).

Aldisert and Weis, Circuit Judges and Huyett,*fn* District Judge.

Author: Huyett

HUYETT, District Judge.

The Warden of the U.S. Penitentiary at Lewisburg brings this appeal from an Order of the District Court for the Middle District of Pennsylvania granting a federal prisoner's petition, filed pursuant to 28 U.S.C. § 2255. The District Court ordered the Warden to restore to petitioner 62 days of good time that the Good Time Forfeiture Board had ordered forfeited. The question presented is whether the Bureau of Prisons is required to restore good time forfeited by a prisoner for violation of an institutional rule forbidding escape where the prisoner subsequently is acquitted on criminal charges of escape flowing from the same incident.

I.

Petitioner David Lee Rusher was serving concurrent three-year prison terms at Allenwood Federal Prison Camp following convictions for bail jumping*fn1 and interstate transportation of forged securities.*fn2 On March 16, 1975, prison authorities discovered that Rusher was absent from the prison without permission. On the morning of the same day agents of the Federal Bureau of Investigation arrested him at his home. Prison authorities promptly charged Rusher administratively for the escape, and on March 18 he appeared before the Good Time Forfeiture Board which met in the Union County Jail, Lewisburg, Pennsylvania, where Rusher was then confined. Rusher admitted that he had been absent without permission, but he claimed that he had simply gone home to attend to pressing family matters and that he had intended to return to prison. The Board found him guilty of escape and ordered that 62 days of good time that Rusher had accumulated be forfeited. On March 25, 1975, an indictment was returned in the Middle District of Pennsylvania charging petitioner with escape from federal custody in violation of 18 U.S.C. § 751(a) (Criminal No. 75-78, M.D. Pa.), and on June 13, 1975, petitioner was acquitted following a jury trial. He then applied to the Bureau of Prisons for restoration of the 62 days good time that earlier had been forfeited. Upon being informed by the Warden that his acquittal on the criminal charges did not undo the previously imposed administrative discipline, he filed his petition under 28 U.S.C. § 2255.

The district judge, relying on his earlier decision in Barrows v. Hogan, 379 F. Supp. 314 (M.D. Pa. 1974), granted Rusher's petition and ordered the Bureau of Prisons to restore the 62 days of good time. In Barrows the circumstances were virtually identical. A federal prisoner was disciplined by the Good Time Forfeiture Board of the Federal Penitentiary at Lewisburg for assaulting a prison employee. He was subsequently indicted, tried and acquitted in federal district court for assaulting "an employee of a United States correctional institution."*fn3 When the Warden declined to restore the good time which earlier had been ordered forfeited by the Board, Barrows petitioned the district court for relief under 28 U.S.C. § 2255. Drawing support from Wolff v. McDonnell, 418 U.S. 539, 41 L. Ed. 2d 935, 94 S. Ct. 2963 (1974), the Court ordered the prison authorities to restore Barrows' good time, ruling that:

The holding of a jury of 12 men and women is a final determination against the Government on the question of whether Petitioner assaulted the officer. In view of the judicial determination that this prisoner is not guilty of the offense charged, it is impermissible for the prison administration to determine otherwise and punish the prisoner for an offense as to which he has been acquitted. 379 F. Supp., at 316.

Because we do not believe that an acquittal on criminal charges forecloses the prison administration from imposing disciplinary measures for infraction of prison rules, even though both the indictment and the prison discipline arise from the same incident, we reverse.

II.

Rusher has no quarrel with the procedures by which his prison discipline was adjudicated. See Wolff v. McDonnell, supra. Nor does he question the substantive correctness of the decision of the Board when it was first made. The brunt of his attack is the correctness of the decision of the prison officials not to restore to him the forfeited good time. The unarticulated premise undergirding the Order of the District Court appears to be that notions of fundamental fairness embodied in the due process clause of the Fifth Amendment are violated by permitting a federal prison to discipline an inmate for a violation of prison rules where the prisoner is subsequently acquitted on criminal charges stemming from the same incident.

In Wolff v. McDonnell, supra, the Supreme Court held that state prisoners have a liberty interest in accumulated good time credits, and that these credits may not be revoked by the state for serious misconduct without according to the prisoner certain minimum procedural requirements of due process of law. Id. at 558. The Court determined what process is "due" by reference to its evaluation of the balance of state and prisoner interests in the proceeding. In deciding what procedural protections were required, the Court compared the stake of the prisoner facing a loss of good time credits with that of the parolee or probationer facing revocation proceedings, concluding that "it is qualitatively and quantitatively different. . . ." Id. at 561. "For the prison inmate, the deprivation of good time is not the same immediate disaster that the revocation of parole is for the parolee." Id. Moreover, the interests of the state in the procedures employed to assess facts in prison disciplinary hearings were deemed to be substantially weightier in several respects than those employed in the parole revocation context.*fn4 Id. at 561-62. See also Baxter v. Palmigiano, 425 U.S. 308, 318-19, 47 L. Ed. 2d 810, 96 S. Ct. 1551 (1976).

Similarly, fundamental differences in the balance of state and individual interests between a criminal trial and a prison disciplinary proceeding persuade us that there is no fundamental unfairness in a procedure whereby a prisoner is punished administratively for the same conduct that resulted in an acquittal on criminal charges. Nowhere is the individual's liberty interest greater than in the face of a criminal charge. A presumptively innocent person stands to suffer loss of freedom and the stigma of being branded a convicted felon. In re Winship, 397 U.S. 358, 363-64, 25 L. Ed. 2d 368, 90 S. Ct. 1068 (1970). The Government's interest in punishing criminals is subordinated in every rational respect to the conflicting interests of the accused. On the other hand, a prisoner has already suffered both the drastic loss of liberty and the unenviable stigma that accompany a conviction and a prison term. The Government, through the Bureau of Prisons, is charged with the duty of administering the correctional process, and, as part of its responsibility to punish and rehabilitate convicted criminals, it must engage in the often delicate task of enforcing its rules and regulations and disciplining the uncooperative in the prison population. Congress has elected to reward cooperative prisoners with good time allowances for faithful observance of prison rules and regulations. 18 U.S.C. § 4161.*fn5 Congress also permits prison authorities to forfeit earned good time for rules infractions, 18 U.S.C. § 4165,*fn6 and to restore forfeited good time in its discretion. 18 U.S.C. § 4166.*fn7

The Fifth Amendment accords the Attorney General considerably more flexibility in carrying out his correctional duties than in securing criminal convictions in the first instance. This flexibility is manifested in two respects. First, in order to minimize the risk of mistaken convictions, the Government bears the burden in criminal cases of proving every element of the offense beyond a reasonable doubt. Mullaney v. Wilbur, 421 U.S. 684, 44 L. Ed. 2d 508, 95 S. Ct. 1881 (1975). By marked contrast, the due process clause imposes no extraordinary burden of proof on the Government in connection with meting out discipline to its already convicted prisoner for flouting prison rules. The Good Time Forfeiture Board is constitutionally entitled to conclude by less than proof beyond a reasonable doubt that prison rules have been violated. Thus Rusher's acquittal means no more than that the Government failed to persuade ...


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