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decided: April 7, 1976.



Rudolph S. Pallastrone, George A. Bachetti, Philadelphia, for appellant.

F. Emmett Fitzpatrick, Dist. Atty., Steven H. Goldblatt, Asst. Dist. Atty., Chief, Appeals Div., Glen Gitomer, Philadelphia, for appellee.

Jones, C. J., and Eagen, O'Brien, Roberts, Pomeroy, Nix and Manderino, JJ. Manderino, J., filed a concurring opinion in which Roberts, J., joined. Nix, J., concurred in the result. Pomeroy, J., dissented.

Author: Eagen

[ 467 Pa. Page 186]


Appellant, Ruth Jackson, was found guilty of voluntary manslaughter following a non-jury trial. Motions in arrest of judgment and/or a new trial were denied and a term of psychiatric probation was imposed. This appeal followed.

Throughout, Jackson has argued that this homicide was justifiable since she acted to prevent the infliction of great bodily harm on her niece, Anita Peake. The trial court rejected this position stating an auntniece relationship is not sufficiently close kinship to justify one intervening to defend the other. While the trial court was correct in ruling that the kinship in this case was not close enough to permit Jackson to employ the defense of defending a near relative, that is, a husband, wife, child or servant, Commonwealth v. Russogulo, 263 Pa. 93,

[ 467 Pa. Page 187106]

A. 180 (1919); Commonwealth v. Paese, 220 Pa. 371, 69 A. 891 (1908), the trial court ignored an overlapping,*fn1 but stricter,*fn2 defense available to any person acting to prevent the commission of a felony:

"For the protection of the weak and unfortunate and the assertion of the duties of humanity, reliance must

[ 467 Pa. Page 188]

    be had on the ancient and settled right to interfere to prevent a felony, with its well-guarded limitations that the injury to be prevented must be serious, must be imminent and not past, the quarrel in actual progress, and the necessity for the use of a deadly weapon clear of doubt." [Citations omitted.]

Commonwealth v. Pease, supra at 378, 69 A. at 894; see also Commonwealth v. Russogulo, supra. Therefore, the issue presented by this appeal is whether Jackson has established the common law defense available to those acting to prevent a felony. If so, she is entitled to arrest the judgment.

At trial, Mrs. Anita Peake, appellant's niece and a witness for the Commonwealth, testified that on September 17, 1971, Mrs. Peake, Charolette Jackson,*fn3 Frank Shepard, John Sims and a man named "Bob" were drinking heavily in the Peake residence. An argument ensued purportedly between "Bob" and John Sims over Charolette Jackson's affections. Sims drew a knife and Mrs. Peake grabbed a hacksaw blade and a butcher knife from the dining room table. Peake then ordered every one out of the house and all exited.

Mrs. Peake further testified that, once outside, Sims, knife in hand, continued to argue with Charolette Jackson, not with Mrs. Peake. The appellant then ran across the street, interposed herself between Peake, who was standing in her doorway, and Sims, who was standing ten feet away. Appellant took the knife from Peake, ran toward Sims and stabbed him in the neck.*fn4

[ 467 Pa. Page 189]

The appellant testified in her own behalf as follows. She lived across the street from her niece, and heard arguing emanating from the Peake house. Later, she looked out her second floor window and saw Sims and her niece on the stoop swinging knives at each other. Appellant ran across the street, unarmed, interposed herself between the two parties and told Sims not to hurt her niece. At that point, Peake stood in her doorway and Sims stood at the bottom of a five step stairway leading to the Peake house with one foot on the bottom step, leaning toward the two women (a distance of approximately three feet). Sims swung his knife and advanced to the second step. Jackson backed away until she came in contact with her niece, Sims swung again and Peake gave her knife to her aunt. Jackson swung back at Sims, inflicting the fatal wound.*fn5

A statement of the applicable law is set out in 40 C.J.S. Homicide § 108a (1944):

"As a general proposition, a person is justified or excused in killing in defense of another person when, and only when, the circumstances are such that the latter person would be justified or excused if he had committed the homicide in his own defense. A person interfering

[ 467 Pa. Page 190]

    in a difficulty in behalf of another simply steps into the latter's shoes; he may lawfully do in another's defense what such other might lawfully do in his own defense but no more; he stands on the same plane, is entitled to the same rights, and is subject to the same conditions, limitations, and responsibilities as the person defended; and his act must receive the same construction as the act of the person defended would receive if the homicide had been committed by him. . . . [i]n general it is necessary and sufficient to justify or excuse a homicide in defense of another that neither the person defended nor the defender shall be at fault in [provoking] the difficulty, . . . that the danger, real or apparent, to the person defended shall be of death, great bodily harm, or a felony; that it shall be present, imminent and impending, and not a past danger; that either the person defended shall be in real danger of death, great bodily harm, or some felony at the time, or it shall be reasonably apparent to the slayer, or he shall honestly and reasonably believe, that the person defended is in such danger, and that it is necessary to kill to save him therefrom; that the person defended shall retreat if he can do so without increasing his peril; that neither the person defended nor accused could have averted the apparent danger by any reasonably safe means other than the killing of deceased; and that the defender shall not use more force than is necessary or reasonably appears to him to be necessary to save the person defended from death or great bodily harm."

40 C.J.S. Homicide § 108 at 968-69 (1944).

Therefore, if appellant honestly and reasonably believed that Peake was in imminent danger of death or great bodily harm, she was entitled to go to her defense. The distance between the combatants and the wounds indicated in the medical examiner's report indicate a vigorous confrontation in which Sims seemed bent on retaliation.

[ 467 Pa. Page 191]

Under such circumstances, Peake was sufficiently imperiled, Jackson's belief was reasonable and she was entitled to go to Peake's defense.

Since an actor who is entitled to go to the defense of another steps into the shoes of the person defended, we must determine if the elements of self-defense have been established instantly. In order for appellant's actions to be justifiable, the evidence must show: (1) both Peake and Jackson were free from fault in provoking or continuing the difficulty; (2) either Peake was, in fact, in imminent danger, or it was reasonably apparent to Jackson that Peake was in imminent danger, or Jackson honestly and reasonably believed that Peake was in danger of great bodily harm or some felony and there was a necessity to kill in order to save her therefrom; and (3) neither Peake nor Jackson violated any duty to retreat. Commonwealth v. Johnston, 438 Pa. 485, 263 A.2d 376 (1970). See also Commonwealth v. Russogulo, supra.

We agree with the trial court that at no time was Peake the aggressor. Sims drew a knife during an argument in her residence and she exercised her right to eject Sims with equal force. Commonwealth v. Johnston, supra. Similarly, Jackson's intervention in the quarrel does not make her the aggressor since, as discussed above, she was entitled to go to Peake's defense. Cf. Commonwealth v. Johnston, supra.

Next, given the fact that Sims and Peake stood two to three feet apart slashing at one another with knives, there can be no doubt that Peake was in imminent danger of great bodily harm and that was readily apparent to Ruth Jackson.*fn6 Since Sims continued to

[ 467 Pa. Page 192]

    slash at both Jackson and Peake following Jackson's interposition and admonition to stop, the use of deadly force was necessary. Cf. Commonwealth v. Daniels, 451 Pa. 163, 301 A.2d 841 (1973); Commonwealth v. Johnston, supra.

Finally, neither Peake nor Jackson violated any duty to retreat. Peake stood in the doorway of her own dwelling house, a "no retreat" area.*fn7 See Commonwealth v. Johnston, supra; People v. Bonano, 59 N.J. 515, 284 A.2d 345 (1971). Jackson, who assumes the same rights and limitations as Peake, similarly had no duty to retreat. Even if she had such a duty, it had not been violated. As Sims lunged, advancing to the second step, Jackson, then unarmed, drew back until she came in contact with her niece. From this position, Jackson could neither fall back, being obstructed by Peake, nor descend the steps to face an armed attacker.

Since the elements of the defense have been adequately shown, the judgment of the lower court is reversed and the record remanded with instructions to discharge Jackson.

[ 467 Pa. Page 193]

MANDERINO, Justice (concurring).

I join in the opinion of Mr. Justice Eagen. I should like to note, however, that I am unable to discern any rational basis for distinguishing between the standards applicable to a person acting in defense of a near relative and those applicable to a person coming to the defense of one who is not a near relative. As Mr. Justice Eagen has noted, because of recent legislation, the distinction is immaterial as to offenses committed after June 6, 1973. The distinction should not be applied to offenses committed before that date. The traditional basis for the distinction was that a "near relative" was "a loved one" while other persons were not. Accepting that human conduct can be significantly affected by the love of another, it does not follow that one may rationally infer that near relatives are always loved and other persons are never loved. Thus, the distinction should be discarded.

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