decided: March 29, 1976.
Appeal from judgment of sentence of Court of Common Pleas of Lancaster County, No. 155 of 1975, in case of Commonwealth of Pennsylvania v. Nathaniel Toby Wilds.
Robert M. Going, with him Zimmerman & Going, for appellant.
John A. Kenneff, Assistant District Attorney, with him D. Richard Eckman, District Attorney, for Commonwealth, appellee.
Watkins, P. J., Jacobs, Hoffman, Cercone, Price, Van der Voort, and Spaeth, JJ. Opinion by Hoffman, J. Price and Van der Voort, JJ., dissent.
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Appellant raises five contentions in this appeal from
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his March 25, 1975 conviction for possession of a controlled substance with intent to deliver.*fn1 He argues that the evidence was insufficient, that he was entitled to a jury charge on the lesser offense of possession of less than thirty grams,*fn2 that the trial judge made prejudicial comments during his summary of the evidence, that the court below should have suppressed evidence seized pursuant to a defective search warrant affidavit, and that the court erred in admitting evidence of criminal conduct which was irrelevant to the offense charged.*fn3
The following facts led to appellant's arrest and conviction. On November 8, 1974, Detective Jan Walters of the Lancaster Bureau of Police applied to a district magistrate for a warrant to search a house occupied by appellant. The magistrate issued the warrant. Because Detective Walters was preparing to go off duty, he gave the warrant to Detective Herman W. Simms. Detective Simms executed the warrant on the evening of November 8, with the assistance of Detective Luther Henry, Officer Kenneth R. Bomberger, and several uniformed officers. When the officers knocked at the door, a man identified as Kenneth Jones answered. He summoned appellant, who admitted the officers. There were two women, Jones and appellant in the living room when the officers entered. Simms read appellant his Fifth Amendment rights, and Officer Henry searched him. Appellant had a small quantity of marijuana on his
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person.*fn4 The officers then asked appellant for his gun and threatened appellant with "tearing the place apart" if he did not surrender the marijuana. Appellant led the officers upstairs to one of three bedrooms. He opened a chest of drawers and gave them a .32 caliber pistol in its holster. He opened another drawer and surrendered a large quantity of marijuana.*fn5 Unsatisfied that all contraband had been produced, the officer continued to search. The police found two more large bags of marijuana in the same bedroom. In toto, the police seized 1997.2 grams of marijuana. The officers also found a large number of radios and watches in the same room as the marijuana. Appellant told the officers that he held these items as collateral for loans to friends. The officers also seized a recent telephone bill listing the searched premises as appellant's residence.
On March 3, 1975, appellant was indicted for possession of marijuana with intent to deliver.*fn6 He was not indicted for mere possession*fn7 or for possession of a small quantity (under thirty grams).*fn8 After the jury
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heard all the evidence, appellant submitted points for charge on the offense of possession of a small amount of marijuana.*fn9 The court denied these proposed points for charge on the grounds that appellant was only indicted for possession with intent to deliver.
The jury retired and subsequently returned a verdict of guilty. Appellant filed post-verdict motions for new trial and in arrest of judgment raising all the issues which are now presented to this Court on appeal. The court by President Judge Johnstone denied the post-verdict motions and sentenced appellant to 11 1/2 to 23 months' imprisonment and to pay costs and a hundred dollar fine. This appeal followed.
Appellant first urges that the evidence was insufficient to establish possession and argues that the case is controlled by Commonwealth v. Fortune, 456 Pa. 365, 318 A.2d 327 (1974).
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When possession of contraband is charged, the Commonwealth must prove conscious dominion over the contraband, and mere presence at the scene is insufficient. Commonwealth v. Fortune, supra. However, in determining whether the evidence is sufficient in law to prove that an accused is guilty beyond a reasonable doubt of the crime of possession of a controlled substance, this Court must, after a verdict of guilty, accept as true all of the evidence, direct and circumstantial, and all reasonable inferences arising therefrom, upon which the verdict might have been based. Commonwealth v. Fortune, supra.
The question, in the instant case, then, is whether the jury might properly have inferred from all the surrounding circumstances that appellant exercised conscious dominion and control over the marijuana. Appellant and not his guest admitted the officers to the house. Appellant had a small quantity of marijuana on his person. He led the officers to the room where the rest of the marijuana was secreted. He opened the first dresser drawer and surrendered his gun. He opened the second and surrendered the marijuana. He admitted that he held certain items in the room as collateral for loans. A phone bill listed the house as his address. Under these circumstances, it is certainly reasonable for the factfinder to infer conscious dominion and control, and it was, therefore, proper for the court to deny the motion to arrest judgment.
Having determined that appellant's sufficiency claim is without merit, we must now rule on appellant's search and seizure claim. The question presented is whether a warrant affidavit, which is inadvertently signed in the wrong place by the affiant, is nonetheless valid.*fn10
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At the top of the form warrant affidavit, Detective Walters was named as the affiant. At the bottom of the affidavit there appeared two boxes. The upper box provides space for the "Signature of Person Seizing Property." In the box below, space is provided for "Signature of Affiant." The box provided for the affiant's signature was blank. The box above contained the signature and typed name and address of Detective Walters. Detective Walters' typed name is scratched out, and just above appears the signature of Herman W. Simms, another Lancaster Bureau of Police Detective. At the hearing on the motion to suppress, Detective Walters testified that it was purely due to inadvertence that he signed above the line rather than below. Detective Simms testified that it was he who scratched out the typed name, because he realized that he would have to sign as the officer seizing the property.
Article I, § 8 of the Pennsylvania Constitution requires that every search warrant be subscribed by the affiant and sworn before a magistrate. See Commonwealth v. McAfee, 230 Pa. Superior Ct. 336, 326 A.2d 522 (1974). Rule 2003, Pa.R.Crim.P., provides that no evidence outside the affidavit may be considered by the issuing authority or by the suppression judge. The so-called four-corners rule established by Rule 2003
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precludes salvaging an otherwise defective warrant by extrinsic evidence. Commonwealth v. Milliken, 450 Pa. 310, 300 A.2d 78 (1973); Rule 2003, Pa.R.Crim.P. It is also true that searches conducted pursuant to warrants are to be favored over warrantless searches and thus ". . . must be tested with a commonsense, non-technical, ungrudging, and positive attitude, . . ." Commonwealth v. Conner, 452 Pa. 333, 340, 305 A.2d 341, 345 (1973). See also United States v. Ventresca, 380 U.S. 102 (1965); Commonwealth v. Simmons, 450 Pa. 624, 301 A.2d 819 (1973).
In the instant case, it is clear from the warrant affidavit that Detective Walters is the affiant. It is clear that the affiant appeared before the magistrate and swore to the contents of the affidavit. It is also clear that the warrant affidavit is subscribed by the affiant named at the top of the warrant, albeit on the wrong line. There is no allegation that appellant's constitutional rights were violated by the procedure followed by the officers or the magistrate. It was, therefore, entirely proper for the suppression motion to be denied; and appellant will not be afforded a new trial on this ground.
Having disposed of appellant's suppression claim, we must now decide whether, under the circumstances of this case, it was error for the court to refuse to charge the jury on the lesser-included offense of possession of a small amount of marijuana.
Under the statutory scheme, possession of marijuana may be prosecuted under at least three sections. Possession of a large quantity of contraband is one factor which may lead to a conviction of possession with intent to deliver. See Commonwealth v. Santiago, 462 Pa. 216, 340 A.2d 440 (1975); Commonwealth v. Hill, 236 Pa. Superior Ct. 572, 576, 346 A.2d 314, 316 (1975) (Dissenting Opinion by Hoffman, J.). The offense is
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punishable by imprisonment of up to 5 years and/or a fine of up to $15,000.*fn11 If the jury believes that the accused merely possessed the marijuana and had no intent to deliver, the offense is a misdemeanor punishable by up to a year imprisonment and/or a fine of $5,000.*fn12 If the jury finds that the accused possessed or distributed less than thirty grams of marijuana, the offense is a misdemeanor punishable by up to 30 days' imprisonment and/or a fine of $500.*fn13 As between section 780-113(a)(30) and section 780-113(a)(16), the critical issue for the jury to decide is the question of intent. As between section 780-113(a)(30) and section 780-113(a)(16) and section 780-113(a)(31), the issue to be determined is the quantity possessed.
"It is well settled that upon an indictment for a particular crime, the defendant may be convicted of a lesser offense included within it. Commonwealth v. Soudani, 398 Pa. 546, 159 A.2d 687 (1960)." Commonwealth v. Nace, 222 Pa. Superior Ct. 329, 330, 295 A.2d 87 (1972). It is also clear that an offense is a lesser included offense if each and every element of the lesser offense is necessarily an element of the greater. Commonwealth v. Nace, supra. It is not error, however, for a judge to refuse to instruct the jury on the lesser-included offense unless the evidence could support a conviction of the lesser offense. "There is no duty on a trial judge to charge upon law which has no applicability to presented facts. Commonwealth v. Jordan, 407 Pa. 575, 181 A.2d 310 (1962)." Commonwealth v. Dessus, 214 Pa. Superior Ct. 347, 364, 257 A.2d 867, allocatur refused, 214 Pa. Superior Ct. xi (1969). If under the evidence at trial, the jury must either convict the accused of the greater
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offense or acquit him, it is not error to refuse an instruction on a lesser-included offense. Commonwealth v. Melnyczenko, 238 Pa. Superior Ct. 203, 358 A.2d 98 (1976); Commonwealth v. Dessus, supra. Conversely, if it is rational for the jury to render a verdict of not guilty of the greater offense but guilty of the lesser, it is incumbent upon the judge to instruct the jury on the law related to the constituent offense if so requested by counsel. See Keeble v. United States, 412 U.S. 205 (1973); Commonwealth v. Moore, 463 Pa. 317, 323, 344 A.2d 850, 853 (1975) (Concurring opinion by Roberts, J.) Commonwealth v. Melnyczenko, supra; Commonwealth v. Dessus, supra. "It should be emphasized, however, that before a charge on . . . [a lesser-included offense] is required, there thus must be some evidence, from whatever source, which would permit the jury to return such a verdict." Commonwealth v. Moore, supra at 338, 344 A.2d at 861 (Concurring opinion by Pomeroy, J.). See also Sansone v. United States, 380 U.S. 343 (1965); 23A C.J.S. Criminal Law § 1288 (1961).
In the instant case, the offense charged clearly included the offense of mere possession. Every element of possession is included within the crime of possession with intent to deliver. The only element which distinguishes the latter from the former is the manufacture, delivery, or an intent to manufacture or deliver. Similarly, possession of a small quantity of marijuana for personal use would necessarily be included within the crime of possession with intent to deliver. The issue, therefore, is whether the evidence at trial would possibly support both a conviction of the lesser offense of possession of a small quantity for personal use and an acquittal of possession of marijuana with intent to deliver.
In the instant case, the officers seized less than thirty grams of marijuana from appellant's person. Obviously, the evidence supports a conviction on this charge. However, they seized almost two kilograms from several places in a room obstensibly occupied by appellant. If the
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jury determined that appellant possessed the small quantity found in his pocket, it could have acquitted him of possession with intent to deliver, but found him guilty of the lesser offense of possession of a small quantity for personal use.*fn14 The record supports the conclusion that the jury might have done so if it had the opportunity. After the charge was delivered to the jury, it retired. A short time later, the foreman returned with a question, and the following colloquy occurred:
"THE COURT: Let the record show that the Court is opening communication from the Jury.
"QUESTION: The Indictment states, Violation of Controlled Substance Act. Does this include the possession and intent?
"You didn't see the Indictment, did you?
"THE FOREMAN: That is what is on here.
"THE COURT: No, sir, that is the verdict slip.
"THE FOREMAN: Oh is that the verdict slip?
"THE COURT: What is it you want to know?
"THE FOREMAN: This calls for Violation of Controlled Substance Act?
"THE COURT: That has nothing to do with the case, of course. That is the form on which you make out your verdict. Now, that is just an abbreviation of the charge here. I instructed you fully and completely as to what this man was charged with and what the Commonwealth had to prove. He is charged with possession of marijuana with the intent to deliver it. Now, that is what the Indictment says, but you may not see the Indictment. The law says that you may not.
"Now, what you have in your possession is merely the verdict form, and that is an abbreviation of the charge when they put on, Violation of Controlled Substance Act . . . . Now, does that answer your question?
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"THE JURY: Yes, sir.
"THE COURT: You may retire.
"MR. GOING [attorney for appellant]: If the Court please, I have one comment.
"THE COURT: Just a minute.
(Whereupon, the following proceedings transpired at sidebar conference at this point.)
"MR. GOING: It would be possible for them to bring in a verdict of possession of marijuana, excluding the intent to deliver.
"THE COURT: No, it wouldn't, because he is not charged with that.
"MR. GOING: Well, that would be part of this, fit within that offense.
"THE COURT: You didn't ask it before, and we are not going to get into that now.
"MR. GOING: My question is, since the form of verdict requires guilty or not guilty, maybe there is a question in their mind as to whether or not they can change that.
"THE COURT: That wasn't the question they asked at all.
"MR. GOING: All right."
The jury's request for clarification is evidence of the jury's confusion over the need to find an intent to deliver. Appellant's counsel renewed his request for a charge on the lesser offense. The court refused again, and the jury was left without guidance as to the various grades of offenses which could plausibly have resulted from the evidence.
It was, therefore, error for the court to refuse to charge on the lesser offense covered by appellant's tendered points for charge; and appellant's conviction will be reversed for this reason.
Judgment of sentence is reversed; and case is remanded for a new trial.
Judgment of sentence reversed and case remanded for new trial.