Appeal from decree of Court of Common Pleas, Orphans' Court Division, of Allegheny County, No. 1288 of 1971, in re estate of John Dzierski, deceased.
Norbert A. Michalski, for appellant.
James F. Manley, with him Burns, Manley & Little, for appellee.
Jones, C. J., Eagen, O'Brien, Roberts, Pomeroy, Nix and Manderino, JJ. Opinion by Mr. Justice Pomeroy. Mr. Justice Manderino concurs in the result.
This appeal presents a familiar and recurring human drama. The executor of the estate of John Dzierski filed a petition for citation against the appellant, Mrs. Jean Maleski, daughter of the decedent, asking that she be ordered to turn over to the executor a sum of some $47,000, the sole discoverable asset of the estate. Appellant, however, based a claim to ownership of that fund on the fact that she was the surviving joint tenant of the balance in a savings account which had been held jointly with her father. After a hearing, the auditing judge ordered appellant and the savings and loan association in which the account was maintained to pay the balance to the executor of the estate. Exceptions were filed and overruled by a court en banc on March 29, 1972, and this appeal followed.*fn1 We affirm the turn-over decree.
The lower court found upon the evidence of record that undue influence had been practiced on the deceased by his daughter Jean and for that reason held invalid the purported gift transaction.*fn2 Appellant's
position is that the record does not contain the amount of or quality of evidence required to overcome the presumption of gift from father to daughter arising from the signature of the former on a joint account card. It is unnecessary, however, for us to reach the question of whether the record supports the lower court's finding of undue influence, as we are of the view that the evidence was sufficient to establish the kind of relationship which operates to shift from the personal representative to the purported donee the burden of proving that this transaction was intended by the father to be a gift. At the hearing on the executor's petition, Mrs. Maleski chose not to testify at all and objected, through her attorney, to being called by the executor. Consequently, the record is barren of evidence which would explain the circumstances under which Mrs. Maleski's signature came to appear on the account card. Her burden of proof, accordingly, has not been met.
It is the general rule in Pennsylvania that the burden of proving that a transfer of property such as that involved here was not a gift rests on the party so asserting (here the executor), and that the burden of proof is met only by the production of evidence of a clear, strong or compelling nature. Treitinger Estate, 440 Pa. 616, 269 A.2d 497 (1970); Null's Estate, 302 Pa. 64, 153 A. 137 (1930). It is also the general rule that where a sole owner of a bank account converts the account into a joint one owned by himself and another, as evidenced by a duly signed signature card, the transaction is prima facie one of an inter vivos gift. The gift is of an undivided one-half interest in the account balance. Where, as here, the contract between the depository and the customers (i.e., the signature card)
provides for right of survivorship as between the two depositors, the gift includes the contingent right of the donee to the whole fund. Berdar Estate, 404 Pa. 93, 170 A.2d 861 (1961); Sivak Estate, 409 Pa. 261, 185 A.2d 778 (1962). Neither of these two general principles (i.e., the prima facie creation of a gift and the burden of proof placed on the presumed donor, or his representative, to show no gift) applies, however, "where the relation of the parties to each other, or some vicious element in connection with the transaction, is such that the law compels the recipient of the bequest or gift to show that it was the free, voluntary and intelligent act of the person giving it." Weber v. Kline, 293 Pa. 85, 87, 141 A. 721 (1928). The presence of a confidential relationship sufficient to shift the burden of proof to the alleged donee does not turn on the existence of any specific association of parties. Leedom v. Palmer, 274 Pa. 22, 117 A. 410 (1922). In Kees v. Green, 365 Pa. 368, 374-5, 75 A.2d 602 (1950), we said that the burden will shift if "circumstances make it certain the parties do not deal on equal terms, but, on the one side there is an overmastering influence, or, on the other, weakness, dependence or trust, justifiably reposed. . . ." And we have always scrutinized "with a keen and somewhat incredulous eye" transactions by which a decedent shortly before his death strips himself of all his available property. Wise's Estate, 182 Pa. 168, 171, 37 A. 936 (1897).
It is not possible to state with precision that any single circumstance or group of circumstances will compel a finding of confidential relationship. See 9 Wigmore, Evidence § 2503, at 364-66 (3d ed. 1940). And while the fact that the alleged donee was the child of the alleged donor does not of itself establish a confidential relationship as ...