The opinion of the court was delivered by: LUONGO
In this habeas corpus petition relator, Edward Dennis, alleges that he was denied his Sixth Amendment right to the effective assistance of counsel and that his guilty plea was not voluntarily and intelligently made. On June 20, 1957 relator and a co-defendant named Wilson entered pleas of guilty in the Quarter Sessions Court of Delaware County to indictments charging rape, robbery and related offenses. Relator received consecutive sentences totalling ten to twenty years. He took no appeal.
In his federal court petition relator has advanced the same contentions which the state courts considered and rejected. No evidentiary hearing has been held because the parties have agreed that the state court record is sufficient for a resolution of relator's contentions.
Dennis and his co-defendant, Wilson, were indicted and arraigned
on June 4, 1957. Trial was set for June 19 but was postponed one day because defendants' court appointed counsel was engaged in the trial of another case. On June 20, after meeting with counsel, both defendants changed their pleas to guilty.
Relator testified at the post conviction hearing that he first met with his counsel, William C. Archbold, Jr. (one of the two Public Defenders in Delaware County at that time), in the courtroom on June 20 just before trial; that he and Wilson spoke with Archbold not more than five or six minutes; that during the brief conversation the attorney advised them to plead guilty because they were Negro and the prosecutrix was white; that if they did not change their plea he would not help them; that if they did plead guilty "he could not promise [them] that he would get [their] time concurrent [with pending Philadelphia sentences], but he would stand up and state it in some words to that effect, that he would try to help [them] in some kind of way." (N.T. 6, 7); that the attorney did not advise them of any rights at all, did not explain what sentences they could receive and did not discuss any possible defenses they might have. Dennis also testified that he had never been brought before the prosecutrix to be identified before trial. Dennis' testimony was corroborated by the co-defendant, Wilson.
The attorney, Archbold, testified that all notes of the case had been lost, so his testimony was based mostly upon his unrefreshed recollection. The only aids he had were the criminal trial list booklet for June 1957 and the daily sheets of the grand jury for that period. Archbold stated that he had a strong recollection of the case, but pointed out that the recollection was based upon "what transpired after the plea of guilty was entered and after testimony [of the investigating police officer] was taken," and added that this "had nothing to do with the advice that I gave these two gentlemen, the petitioners in this case, because I did not know those facts at that time." (N.T. 22).
What Mr. Archbold did recall as to the proceedings in the courtroom on June 20 is in substantial accord with relator's testimony. He agreed that he probably discussed the case for the first time with the relator in the courtroom on June 20 although he recalled nothing of the conversation. He agreed that that conversation could well have lasted only five minutes because that was how long, in his opinion, it would have taken the defendants to indicate that they wished to plead guilty. He testified that he had not investigated the case and was not in a position to try it that day. He also did not recall being in court for relator's arraignment on June 4 but concluded that, since his name was printed beside the relator's and Wilson's names in the criminal trial list prior to June 19, he must have been in court with them on June 4. However, Archbold candidly added that "I will say in fairness * * * that that does not mean that I spoke at any length with those men at that time, and that is the real question * * *." (N.T. 21). He was certain that he did not advise relator of the right to appeal and he did not remember advising him of the right to a jury trial, of the maximum sentence he might receive or of any possible defenses he might have. Because he had no recollection of his in-court conversation with relator and Wilson, Archbold answered with three general statements the specific questions whether he advised them to plead guilty because the prosecutrix was white and whether he told them that he would try to win concurrent sentences for them. First, he had never coerced any person to enter a plea of guilty and he would not have told these defendants that he would not help them if they did not plead guilty. Second, he would not have mentioned that the prosecutrix was white because as a general rule he found it difficult to talk to people about their color. Third, he would not have sought a concurrent sentence, because he was aware that the court would not have been favorably disposed to impose sentences concurrent with those from other jurisdictions.
I. Ineffective assistance of counsel.
Respondent contends that Dennis' testimony is not worthy of belief and cites several instances of alleged contradictions between his testimony and that of the attorney, Archbold. Respondent also asserts that the claim of ineffective assistance of counsel is baseless since there is evidence in the Quarter Sessions docket entries that counsel was appointed well in advance of the date set for trial.
As for the alleged contradictions in the testimony of relator and his trial counsel, there was very little conflict in their testimony bearing on the crucial constitutional issues, i.e. effectiveness of counsel and intelligence of plea. For example, Archbold concluded (from an examination of the criminal trial list) that he must have been in the courtroom with Dennis and Wilson at arraignment on June 4, and in that sense he contradicted Dennis' testimony that he (Dennis) was not in court on June 4, but on what Archbold himself characterized as the "real question", he corroborated Dennis' testimony that he (Archbold) did not discuss the case with either defendant prior to the court appearance on June 20. Archbold conceded further that he had done nothing to prepare the case between June 4 and June 20; that his sole conversation with Dennis and Wilson took place in the courtroom on June 20 and lasted not more than five or six minutes. Under those circumstances, whatever disagreement there may be between relator's and Archbold's account of what was discussed (according to Dennis) and what probably was not discussed (according to Archbold) during that brief conference has little significance. The significant fact is the brevity of the conference.
"The conflicting testimony as to what transpired during that conference is dwarfed in importance by the overwhelming uncontroverted fact that it lasted only five minutes." Bentley v. State of Florida, 285 F. Supp. 494, 497 (S.D.Fla.1968).
Has the prosecution carried its burden to overcome prima facie ineffectiveness or inherent prejudice either (1) by evidence produced at the post conviction hearing or (2) by ...