Before BIGGS, Chief Judge, and McLAUGHLIN and HASTIE, Circuit Judges.
The appellant, administrator of the estate of James Wiggins, filed an action against the City of Philadelphia under the Pennsylvania Wrongful Death Act, 12 P.S. §§ 1601 et seq., and the Pennsylvania Survival Act, 20 P.S. § 320.601, based upon fatal injuries suffered by the plaintiff's decedent as the result of an electric flash or explosion which occurred on October 11, 1958 while he was on duty as a conductor employed by Philadelphia Transportation Company (P.T.C.) on an elevated car, Car No. 553, of the Market-Frankford elevated line, owned by the City of Philadelphia. The City joined P.T.C. as a third-party defendant to the suit pursuant to Rule 14(a), Fed.R.Civ.Proc. 28 U.S.C. The court below entered judgment in favor of both defendants and the plaintiff has appealed from a refusal to grant a new trial. Jurisdiction is based on diversity and the law of Pennsylvania governs. Since the court below entered a judgment in favor of the City, it was required to view the evidence, both in the record and proffered, in the light most favorable to Wiggins and to give Wiggins the benefit of all reasonable inferences. Pritchard v. Liggett & Myers Tobacco Co., 295 F.2d 292 (3 Cir.1961); Lescznski v. Pittsburgh Railways Co., 409 Pa. 102, 185 A.2d 538 (1962). So viewing the evidence, we state the following.
Car No. 553, moving slowly, was leaving the 34th Street Station in Philadelphia when a passenger, Mrs. Marie Day, told Conductor Wiggins that she smelled smoke and said the smoke seemed to come from the keyhole in the cab of the car. The passengers became excited and Wiggins came forward and opened the door of the cab and reached in with the key in his right hand. His left hand was at his side. There was first a small popping sound followed by an explosion and an electrical flash. Wiggins' clothing was set on fire and he died of second and third degree burns. He made a statement to an intern shortly before he died that when he opened the door to the control panel, there was a flash and that he did not know what occurred thereafter.
The cab to which we have referred was a closet-like compartment about the size of a telephone booth, made of metal, with a metal door, situated at one end of the car. Inside the compartment was a metal box which contained the electrical control panel which energized the car. This box also had a metal door. One metal key in the possession of the conductor, Wiggins, could open both doors. Among the car's electrical controls was the main power switch, a slender piece of metal about 10 inches long with a wooden handle. The lower end of this piece of metal or switch was connected to the wall of the control panel by a swivel base. The swivel base permitted it to move in an 180 degree arc. When the switch was raised to the top of the arc it fitted into two clips or jaws and when so fitted the switch closed the circuit providing the car (and the train) with electric power. A switch of this kind is known as a "knife switch". The door of the panel enclosing the switch, when closed, left a clearance of only an inch or an inch and a half between the switch and the metal door of the electrical control panel whether or not the metal was engaged or disengaged. The result of this arrangement was that even if the metal should slip or the clips themselves become loose the switch could not fall out but would lean against the door. If the switch became disengaged while the car was under power, a powerful and dangerous electric arc*fn1 could be caused. For this reason P.T.C. had instructed its conductors never to disengage the switch while the train was in motion.
The evidence shows that the City owned one hundred subway elevated cars of the same kind as Car No. 553. In 1922 the City had prepared the specifications for the construction of these cars, including the installation of the knife switch to which we have referred. There had been only one flash or explosion occurring within the electrical control box in the thirty-six years that these cars had been operated. This occurred to a different car than Car No. 553, but to one of the same hundred cars. This earlier flash or explosion was caused by a short circuit in a wire leading to the main switch.
Pursuant to a lease dated May 5, 1922, and renewed July 1, 1957, entered into by P.T.C. with the City, P.T.C. had the responsibility to inspect, repair and maintain Car No. 553 in such a way as would provide "safe and reasonably adequate accommodations" for transporting the public*fn2 In fulfilling the terms of the lease, P.T.C. conducted electrical inspections, designated as "B" and "C" inspections*fn3 The "B" inspections were undertaken every three months and included cleaning and resetting the clips in order to ascertain if they were loose. The City also made spot inspections of the cars from time to time, including Car No. 553, in order, it is asserted to protect its financial interest and to make sure that the terms of the lease were being complied with by P.T.C. The last inspection by the City of Car No. 553 as shown by the record was made in 1956 about two years before the accident.
The contentions of the plaintiff as to how Wiggins received his burns are not entirely clear. The plaintiff seems to assert, however, that the main switch, the power switch, fell loose because of the vibration of the train and fell against the door of the electrical control compartment. It would seem to follow, though the plaintiff does not expressly contend this, that when Wiggins reached into the cab with the metal key in his right hand, the heavy current arced through the door from the switch into Wiggins' body setting his clothing on fire. We note that Dr. Harvey W. Weldin who examined Wiggins following the accident stated that Wiggins' hand was not burned and that his burns could not be "of an electrical source. * * *" The defendant's Exhibit "D-2" supports the plaintiff's view to some degree*fn4 though the defendant maintains that Wiggins must have used his key to open the door of the electrical-control cabinet. It points out that immediately after the accident the switch was only a few inches out of the switch jaws and had not fallen to the end of the full arc of 180 degrees. Mrs. Day testified that Wiggins did not open the door of the electrical control panel but Wiggins' statement made in the hospital may invalidate her testimony in this respect. In any event, one might suppose that if the switch blade had been held in place by the jaws, it would not have been resting against the door of the control panel. It may be noted, as appears from the contents of note 4, supra, that it was the position of Inspector Jaunich that the trouble was caused by an overheated emergency light relay coming through the control cabinet doors into the motorman's cab. Ordinarily, these are questions to be determined by the triers of facts. The case at bar, of course, was not sent to the jury.
The complaint alleges that the City "owned, operated, and controlled the trains of the Market-Frankford Elevated"; that Wiggins was employed as a conductor on the train on which he was injured. Paragraph 6 is as follows: "Due to the defective condition of * * * [the] elevated train there occurred an electrical flash which electrical flash resulted in extensive burns to the body of the decedent, James Wiggins." It appears, therefore, from his complaint that the plaintiff bottomed his case on the contentions that there was retention of control by the City of its elevated railroad and equipment and that the City maintained that equipment in a defective condition. Moreover, the plaintiff adhered to this position in his Pretrial Memorandum. The Pretrial Memorandum is required by the Standing Order of the trial court relating to pretrial conferences in other than protracted cases. The Standing Order was adopted October 23, 1958, and therefore was in effect when the pretrial conference in the instant case was held. The Standing Order also provides that where there is disagreement as to contentions of the respective parties that counsel "should briefly set forth his client's contentions or position on such matters." Under the circumstances the filing of a Pretrial Memorandum by the plaintiff was mandatory and it was an essential part of the pretrial conference technique.
In his Pretrial Memorandum the plaintiff stated in his statement of facts: "Due to a defect in the equipment, the plaintiff was injured, which injuries resulted in his death. The elevated cars were owned and controlled by the City of Philadelphia." He went on to say, however: "The City leased the equipment to the P.T.C. but the City had the right to replace dangerous or old equipment. The particular piece of equipment was purchased in 1922 and was in continuous operation to date." It will be noted that the plaintiff did not contend expressly that the accident to Wiggins occurred because of obsolete, old, or dangerous equipment on Car No. 553 but perhaps such an implication can be construed from the language which he employed. The plaintiff attempts to bolster his position by asserting that the lease gives the City the right to replace worn out equipment. In so contending the plaintiff relies on Paragraph "Eighth" of the lease which provides that P.T.C. "shall permit the Department of City Transit, under reasonable regulations, to have access at all reasonable times to the property leased hereunder, for the purpose of doing thereon any work the City is required to do under this agreement, and for periodical inspections and tests, provided, however, that the City shall save the Company harmless from loss or damage or liability for loss or damage by negligence of its servants or otherwise caused to or by the agents of the City while upon the property leased hereunder or while upon the property of the Company, or otherwise by reason of permitting such access."
The pretrial conference was conducted on September 20, 1962 by another Judge than the Judge who tried the case. At its conclusion the pretrial-conference Judge ordered that the stenographic notes of the pretrial conference be transcribed and filed and that the transcription should constitute the pretrial order in the case. Cf. Rule 16, Fed.R.Civ.Proc., 28 U.S.C. Relevant matters were discussed at the pretrial conference but there was no suggestion that the plaintiff would rely on any deficiency in design in the electrical equipment on Car No. 553. Nonetheless, in the court below he offered evidence that the design of the switch was defective because a plastic hook or some similar device would have kept the switch in place even if the blade had become dislodged from the jaws by the jolting or vibration of the car while it was in motion. The evidence offered as to a plastic hook goes to the point of deficiency in design of the electrical equipment within the control box, an issue not open to the plaintiff because of the limitations which he imposed upon himself by his failure to assert such a position at the pretrial conference. See the pretrial order. This is so even though it be conceded, as it must be, that in 1922 the City designed the switch and the car when it was placed in operation. This limitation is not a mere exercise in semantics. Neither in his pleading nor in his Pretrial Memorandum nor in the colloquy which comprised the pretrial order did the plaintiff employ the word "design" or any similar term. To have permitted him to have asserted a new position by claiming deficiency in design would impair the efficacy of the pretrial conference procedure and would have been manifestly unfair to the City. The trial judge ruled correctly in excluding evidence based on such a theory*fn5 The issue is foreclosed to the plaintiff in this court also, although he has attempted to argue it here.
The issue of deficiency of the actual equipment, i.e. a breakdown in the equipment, still remains open and we are of the opinion there was sufficient evidence to go to the jury on this issue, provided, of course, that a duty to maintain the switch in proper condition can be brought home to the City. See the Jaunich report set out in note 4, supra. The determination of the duty of the City in respect to the maintenance of the switch turns upon the issue of control which depends on the terms of the lease and what the City and P.T.C. did in respect to the operation of the cars, including Car No. 553. Spinozzi, etc. v. E. J. Lavino and Company, 243 F.2d 80, 82-83 (3 Cir. 1957).
As we have said, P.T.C. made inspections, Type "B" and Type "C", of the cars*fn6 The record also shows that Mr. Jaunich made spot checks of the cars used on the Market-Frankford elevated line, including Car No. 553, and from time to time reported deficiencies which he deemed required correction by P.T.C. It is also in the record that sometimes P.T.C. made the suggested repairs and sometimes it did not. It was repeatedly assert by witnesses for the City that these inspections were made in order to enable the City to protect its financial interests and to insure that the terms of the lease were being complied with by P.T.C. But one of the terms of the lease, as will appear upon an examination of the fourth paragraph of the lease, set out in note 2, supra, was that P.T.C., during the continuance of the lease, should operate and maintain the railway and the other property demised, including the cars, in such a way that it would furnish safe and reasonably adequate accommodations to the public. Can it be said that the City retained any substantial measure of control over its demised premises and equipment and assumed any responsibility to make certain that the service contracted for was performed with reasonable safety by P.T.C. as required of it by the lease? It was the duty of the trial judge to construe the terms of the lease. Jamison, Administrator of the Estate of Tucker v. A. M. Byers Company, 330 F.2d 657 (3 Cir. 1964); Easton v. Washington County Insurance Company, 391 Pa. 28, 137 A.2d 332 (1957). The trial judge construed the obligations of the lease to place "sole responsibility" for the safety of the operation of Car No. 553 in P.T.C. under the lease*fn7 The trial judge apparently accepted the statements of the City's witnesses to the effect that the inspections conducted by Jaunich for the City were only to protect the City's financial interest in the property and for the purpose of making sure that P.T.C. was fulfilling its obligations under the lease. Though one of these was the safe carriage of the public, the lease does not obligate the City to make repairs nor can we say that the court below was in error in holding that the City had not assumed control of the equipment for the purpose of maintaining or repairing Car No. 553. The circumstances of the case at bar are substantially different from those which were before us in Quinones v. Township of Upper Moreland, 3 Cir., 293 F.2d 237 (1961).
It must also be pointed out that there is no evidence in the record to prove that the City had knowledge or notice of any defect in the knife switch on Car No. 553, or that it should have had such ...